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PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN 401k Plan overview

Plan NamePEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN
Plan identification number 002

PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 408 accounts and annuities - See Limited Pension Plan Reporting instructions for pension plan utilizing individual Code section 408 retirement accounts or annuities as the funding vehicle for providing benefits.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PEDIATRIC CARDIOLOGY ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:PEDIATRIC CARDIOLOGY ASSOCIATES
Employer identification number (EIN):010379764
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01JON DONNELLY, M.D.2013-05-31 JON DONNELLY, M.D.2013-05-31
0022011-01-01JON DONNELLY, M.D.2012-05-14 JON DONNELLY, M.D.2012-05-14
0022009-01-01JON DONNELLY, M.D. JON DONNELLY, M.D.2010-07-30

Plan Statistics for PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN

401k plan membership statisitcs for PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN

Measure Date Value
2009: PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Total of all active and inactive participants2009-01-0110
Total participants2009-01-0110
Number of participants with account balances2009-01-0110

Financial Data on PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN

Measure Date Value
2010 : PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$602,701
Expenses. Total of all expenses incurred2010-12-31$23,127
Benefits paid (including direct rollovers)2010-12-31$15,693
Total plan assets at end of year2010-12-31$3,949,604
Total plan assets at beginning of year2010-12-31$3,370,030
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$22,000
Other income received2010-12-31$293,233
Net income (gross income less expenses)2010-12-31$579,574
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,949,604
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,370,030
Assets. Value of participant loans2010-12-31$1,810
Total contributions received or receivable from employer(s)2010-12-31$287,468
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$7,434

Form 5500 Responses for PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN

2009: PEDIATRIC CARDIOLOGY ASSOCIATES PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2750349
Policy instance 1
Insurance contract or identification number2750349
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $900
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees900
Additional information about fees paid to insurance brokerIPFL FEE
Insurance broker organization code?7
Insurance broker nameMELISSA A DUFFY/LPL FINANCIAL CORP

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