401k Plan data: ROGER B. BAILEY, LLC 401(K) PLAN plan

ROGER B. BAILEY, LLC 401(K) PLAN 401k Plan overview

Plan Name	ROGER B. BAILEY, LLC 401(K) PLAN
Plan identification number	001

ROGER B. BAILEY, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROGER B. BAILEY, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name: ROGER B. BAILEY, L.L.C.

Employer identification number (EIN): 010685955

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROGER B. BAILEY, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 ROGER B. BAILEY 2012-07-17
001 2010-01-01 ROGER B. BAILEY 2011-07-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	ROGER B. BAILEY	2012-07-17
001	2010-01-01	ROGER B. BAILEY	2011-07-22

Potentially related plans

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Company Name:	ROGER B. BAILEY, L.L.C.
Employer identification number (EIN):	010685955
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)