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ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 401k Plan overview

Plan NameORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN
Plan identification number 001

ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

ORAL & FACIAL SURGERY OF ALABAMA, P.C. has sponsored the creation of one or more 401k plans.

Company Name:ORAL & FACIAL SURGERY OF ALABAMA, P.C.
Employer identification number (EIN):020633639
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01MARK CLARK2020-03-09
0012018-01-01MARK CLARK2019-07-29
0012017-01-01MARK CLARK2018-07-23
0012016-01-01MARK CLARK2017-07-25
0012015-01-01MARK CLARK2016-07-22
0012014-01-01MARK CLARK2015-10-09
0012013-01-01MARK CLARK2014-10-15
0012012-01-01MARK CLARK2013-07-16
0012011-01-01MARK CLARK
0012009-01-01MARK CLARK

Plan Statistics for ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN

401k plan membership statisitcs for ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN

Measure Date Value
2011: ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0123
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0124
Number of participants with account balances2011-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0123
Total number of active participants reported on line 7a of the Form 55002009-01-0121
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0122
Number of participants with account balances2009-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN

Measure Date Value
2011 : ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$310,070
Expenses. Total of all expenses incurred2011-12-31$15,925
Benefits paid (including direct rollovers)2011-12-31$15,925
Total plan assets at end of year2011-12-31$3,723,325
Total plan assets at beginning of year2011-12-31$3,429,180
Value of fidelity bond covering the plan2011-12-31$300,000
Total contributions received or receivable from participants2011-12-31$80,152
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$4,775
Other income received2011-12-31$173,637
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$294,145
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,723,325
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,429,180
Total contributions received or receivable from employer(s)2011-12-31$51,506
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$826,307
Expenses. Total of all expenses incurred2010-12-31$35,914
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$3,429,180
Total plan assets at beginning of year2010-12-31$2,638,787
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$79,823
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$698,064
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$790,393
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,429,180
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,638,787
Total contributions received or receivable from employer(s)2010-12-31$48,420
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$35,914

Form 5500 Responses for ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN

2011: ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ORAL & FACIAL SURGERY OF ALABAMA, P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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