ALLIANCE FINANCIAL RESOURCES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALLIANCE FINANCIAL RESOURCES 401(K) PLAN
Measure | Date | Value |
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2018 : ALLIANCE FINANCIAL RESOURCES 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-08-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-08-31 | $144,699 |
Total income from all sources (including contributions) | 2018-08-31 | $712,505 |
Total loss/gain on sale of assets | 2018-08-31 | $0 |
Total of all expenses incurred | 2018-08-31 | $5,884,248 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-08-31 | $5,711,222 |
Expenses. Certain deemed distributions of participant loans | 2018-08-31 | $102,483 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-08-31 | $549,318 |
Value of total assets at end of year | 2018-08-31 | $0 |
Value of total assets at beginning of year | 2018-08-31 | $5,316,442 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-08-31 | $70,543 |
Total interest from all sources | 2018-08-31 | $4,867 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-08-31 | $40,976 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-08-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-08-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-08-31 | $40,976 |
Administrative expenses professional fees incurred | 2018-08-31 | $70,543 |
Was this plan covered by a fidelity bond | 2018-08-31 | Yes |
Value of fidelity bond cover | 2018-08-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-08-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-08-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-08-31 | No |
Contributions received from participants | 2018-08-31 | $405,886 |
Participant contributions at end of year | 2018-08-31 | $0 |
Participant contributions at beginning of year | 2018-08-31 | $172,028 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-08-31 | $1,757 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-08-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-08-31 | $144,699 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
Value of net income/loss | 2018-08-31 | $-5,171,743 |
Value of net assets at end of year (total assets less liabilities) | 2018-08-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-08-31 | $5,171,743 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-08-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-08-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-08-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-08-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-08-31 | $4,578,625 |
Interest on participant loans | 2018-08-31 | $4,867 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-08-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-08-31 | $537,007 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-08-31 | $117,344 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-08-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-08-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-08-31 | No |
Contributions received in cash from employer | 2018-08-31 | $141,675 |
Employer contributions (assets) at end of year | 2018-08-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-08-31 | $28,782 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-08-31 | $5,711,222 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-08-31 | No |
Did the plan have assets held for investment | 2018-08-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-08-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-08-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-08-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-08-31 | Disclaimer |
Accountancy firm name | 2018-08-31 | METZ & ASSOCIATES, PLLC |
Accountancy firm EIN | 2018-08-31 | 464558541 |
2017 : ALLIANCE FINANCIAL RESOURCES 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $144,699 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,124,244 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,130,227 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $909,345 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $184,467 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,399,314 |
Value of total assets at end of year | 2017-12-31 | $5,316,442 |
Value of total assets at beginning of year | 2017-12-31 | $4,177,726 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $36,415 |
Total interest from all sources | 2017-12-31 | $7,193 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $154,131 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $154,131 |
Administrative expenses professional fees incurred | 2017-12-31 | $36,415 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $798,064 |
Participant contributions at end of year | 2017-12-31 | $172,028 |
Participant contributions at beginning of year | 2017-12-31 | $140,316 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $234,217 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $144,699 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $994,017 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,171,743 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,177,726 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $4,578,625 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $3,685,036 |
Interest on participant loans | 2017-12-31 | $7,193 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $537,007 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $352,374 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $563,606 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $367,033 |
Employer contributions (assets) at end of year | 2017-12-31 | $28,782 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $909,345 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | METZ & ASSOCIATES, PLLC |
Accountancy firm EIN | 2017-12-31 | 464558541 |
2016 : ALLIANCE FINANCIAL RESOURCES 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,358,057 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $440,116 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $402,773 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $23,110 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,142,986 |
Value of total assets at end of year | 2016-12-31 | $4,177,726 |
Value of total assets at beginning of year | 2016-12-31 | $3,259,785 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $14,233 |
Total interest from all sources | 2016-12-31 | $8,837 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $55,394 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $55,394 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $420,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $644,917 |
Participant contributions at end of year | 2016-12-31 | $140,316 |
Participant contributions at beginning of year | 2016-12-31 | $124,799 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $13,019 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $152,954 |
Administrative expenses (other) incurred | 2016-12-31 | $14,233 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $917,941 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,177,726 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,259,785 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $3,685,036 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $3,080,014 |
Interest on participant loans | 2016-12-31 | $8,837 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $352,374 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $31,282 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $150,840 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $345,115 |
Employer contributions (assets) at end of year | 2016-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $10,671 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $402,773 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | METZ & ASSOCIATES, PLLC |
Accountancy firm EIN | 2016-12-31 | 464558541 |
2015 : ALLIANCE FINANCIAL RESOURCES 401(K) PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $737,479 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $270,167 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $257,209 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $826,563 |
Value of total assets at end of year | 2015-12-31 | $3,259,785 |
Value of total assets at beginning of year | 2015-12-31 | $2,792,473 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $12,958 |
Total interest from all sources | 2015-12-31 | $6,782 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $-95,866 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $-95,866 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $325,979 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $540,716 |
Participant contributions at end of year | 2015-12-31 | $124,799 |
Participant contributions at beginning of year | 2015-12-31 | $125,820 |
Participant contributions at end of year | 2015-12-31 | $13,019 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $467,312 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,259,785 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,792,473 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $12,958 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $3,080,014 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,644,997 |
Interest on participant loans | 2015-12-31 | $6,782 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $31,282 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $20,788 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $285,847 |
Employer contributions (assets) at end of year | 2015-12-31 | $10,671 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $868 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $257,209 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | METZ & ASSOCIATES, PLLC |
Accountancy firm EIN | 2015-12-31 | 464558541 |
2014 : ALLIANCE FINANCIAL RESOURCES 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $770,948 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $557,523 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $530,683 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $12,053 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $699,491 |
Value of total assets at end of year | 2014-12-31 | $2,792,473 |
Value of total assets at beginning of year | 2014-12-31 | $2,579,048 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $14,787 |
Total interest from all sources | 2014-12-31 | $6,045 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $279,170 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $457,572 |
Participant contributions at end of year | 2014-12-31 | $125,820 |
Participant contributions at beginning of year | 2014-12-31 | $117,690 |
Administrative expenses (other) incurred | 2014-12-31 | $14,787 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $213,425 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,792,473 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,579,048 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,644,997 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,423,491 |
Interest on participant loans | 2014-12-31 | $6,045 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $20,788 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $37,867 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $65,412 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $241,919 |
Employer contributions (assets) at end of year | 2014-12-31 | $868 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $530,683 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | METZ & ASSOCIATES, PLLC |
Accountancy firm EIN | 2014-12-31 | 464558541 |
2013 : ALLIANCE FINANCIAL RESOURCES 401(K) PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,080,692 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $86,225 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $76,085 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $768,321 |
Value of total assets at end of year | 2013-12-31 | $2,579,048 |
Value of total assets at beginning of year | 2013-12-31 | $1,584,581 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $10,140 |
Total interest from all sources | 2013-12-31 | $4,470 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $265,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $504,389 |
Participant contributions at end of year | 2013-12-31 | $117,690 |
Participant contributions at beginning of year | 2013-12-31 | $72,836 |
Other income not declared elsewhere | 2013-12-31 | $115 |
Administrative expenses (other) incurred | 2013-12-31 | $10,140 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $994,467 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,579,048 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,584,581 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,423,491 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,504,370 |
Interest on participant loans | 2013-12-31 | $4,470 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $37,867 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $7,375 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $307,786 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $263,932 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $76,085 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | METZ & ASSOCIATES, PLLC |
Accountancy firm EIN | 2013-12-31 | 464558541 |