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ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 401k Plan overview

Plan NameROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN
Plan identification number 001

ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT A. HILLER, D.M.D., LTD. has sponsored the creation of one or more 401k plans.

Company Name:ROBERT A. HILLER, D.M.D., LTD.
Employer identification number (EIN):030352499
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01EDITH B. HILLER2021-09-15
0012019-01-01EDITH B. HILLER2020-09-30
0012018-01-01EDITH B. HILLER2019-10-09
0012017-01-01EDITH B. HILLER2018-10-10
0012016-01-01EDITH B. HILLER
0012015-01-01EDITH B. HILLER
0012014-01-01EDITH B. HILLER
0012013-01-01PENNY BOUSQUET
0012012-01-01PENNY BOUSQUET
0012011-01-01PENNY MCCOY-BOUSQUET
0012010-01-01GERMAINE LEVERETTE
0012009-01-01PENNY BOUSQUET

Plan Statistics for ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN

401k plan membership statisitcs for ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN

Measure Date Value
2016: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017
Total number of active participants reported on line 7a of the Form 55002016-01-015
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-016
Number of participants with account balances2016-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018
Total number of active participants reported on line 7a of the Form 55002015-01-017
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-019
Total number of active participants reported on line 7a of the Form 55002014-01-017
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-018
Number of participants with account balances2014-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019
Total number of active participants reported on line 7a of the Form 55002013-01-018
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-019
Number of participants with account balances2013-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-018
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-019
Number of participants with account balances2012-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0110
Total number of active participants reported on line 7a of the Form 55002011-01-019
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Number of participants with account balances2011-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-018
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-012
Total of all active and inactive participants2010-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0110
Number of participants with account balances2010-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-018
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0110
Number of participants with account balances2009-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN

Measure Date Value
2016 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$57
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$145,277
Expenses. Total of all expenses incurred2016-12-31$108,492
Benefits paid (including direct rollovers)2016-12-31$106,845
Total plan assets at end of year2016-12-31$626,610
Total plan assets at beginning of year2016-12-31$589,768
Value of fidelity bond covering the plan2016-12-31$160,000
Total contributions received or receivable from participants2016-12-31$24,969
Expenses. Other expenses not covered elsewhere2016-12-31$1,524
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$110,472
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$36,785
Net plan assets at end of year (total assets less liabilities)2016-12-31$626,553
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$589,768
Assets. Value of participant loans2016-12-31$2,730
Assets. Value of real-estate (other than employer real property)2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$9,836
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$123
2015 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$124,360
Total income from all sources2015-12-31$67,195
Expenses. Total of all expenses incurred2015-12-31$14,563
Benefits paid (including direct rollovers)2015-12-31$9,083
Total plan assets at end of year2015-12-31$589,768
Total plan assets at beginning of year2015-12-31$661,496
Value of fidelity bond covering the plan2015-12-31$160,000
Total contributions received or receivable from participants2015-12-31$26,450
Expenses. Other expenses not covered elsewhere2015-12-31$5,280
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$36,465
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$52,632
Net plan assets at end of year (total assets less liabilities)2015-12-31$589,768
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$537,136
Assets. Value of participant loans2015-12-31$2,661
Assets. Value of real-estate (other than employer real property)2015-12-31$101,947
Total contributions received or receivable from employer(s)2015-12-31$4,280
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$200
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$124,360
Total plan liabilities at beginning of year2014-12-31$143,272
Total income from all sources2014-12-31$99,430
Expenses. Total of all expenses incurred2014-12-31$70,137
Benefits paid (including direct rollovers)2014-12-31$58,413
Total plan assets at end of year2014-12-31$661,496
Total plan assets at beginning of year2014-12-31$651,115
Value of fidelity bond covering the plan2014-12-31$1,420,000
Total contributions received or receivable from participants2014-12-31$25,096
Expenses. Other expenses not covered elsewhere2014-12-31$11,424
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$64,474
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$29,293
Net plan assets at end of year (total assets less liabilities)2014-12-31$537,136
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$507,843
Assets. Value of participant loans2014-12-31$7,574
Assets. Value of real-estate (other than employer real property)2014-12-31$67,047
Total contributions received or receivable from employer(s)2014-12-31$9,860
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$143,272
Total plan liabilities at beginning of year2013-12-31$159,387
Total income from all sources2013-12-31$132,145
Expenses. Total of all expenses incurred2013-12-31$12,768
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$651,115
Total plan assets at beginning of year2013-12-31$547,853
Value of fidelity bond covering the plan2013-12-31$1,420,000
Total contributions received or receivable from participants2013-12-31$25,047
Expenses. Other expenses not covered elsewhere2013-12-31$12,298
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$97,208
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$119,377
Net plan assets at end of year (total assets less liabilities)2013-12-31$507,843
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$388,466
Assets. Value of participant loans2013-12-31$12,963
Assets. Value of real-estate (other than employer real property)2013-12-31$143,272
Total contributions received or receivable from employer(s)2013-12-31$9,890
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$470
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$159,387
Total plan liabilities at beginning of year2012-12-31$175,914
Total income from all sources2012-12-31$76,488
Expenses. Total of all expenses incurred2012-12-31$24,778
Benefits paid (including direct rollovers)2012-12-31$7,251
Total plan assets at end of year2012-12-31$547,853
Total plan assets at beginning of year2012-12-31$512,670
Value of fidelity bond covering the plan2012-12-31$135,000
Total contributions received or receivable from participants2012-12-31$25,119
Expenses. Other expenses not covered elsewhere2012-12-31$14,393
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$41,491
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$51,710
Net plan assets at end of year (total assets less liabilities)2012-12-31$388,466
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$336,756
Assets. Value of participant loans2012-12-31$13,903
Assets. Value of real-estate (other than employer real property)2012-12-31$84,319
Total contributions received or receivable from employer(s)2012-12-31$9,878
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,134
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$175,914
Total plan liabilities at beginning of year2011-12-31$190,175
Total income from all sources2011-12-31$30,893
Expenses. Total of all expenses incurred2011-12-31$33,630
Benefits paid (including direct rollovers)2011-12-31$13,368
Total plan assets at end of year2011-12-31$512,670
Total plan assets at beginning of year2011-12-31$529,668
Value of fidelity bond covering the plan2011-12-31$35,000
Total contributions received or receivable from participants2011-12-31$26,184
Expenses. Other expenses not covered elsewhere2011-12-31$15,122
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-5,463
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-2,737
Net plan assets at end of year (total assets less liabilities)2011-12-31$336,756
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$339,493
Assets. Value of participant loans2011-12-31$7,479
Assets. Value of real-estate (other than employer real property)2011-12-31$83,809
Total contributions received or receivable from employer(s)2011-12-31$10,172
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,140
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$190,567
Total plan liabilities at beginning of year2010-12-31$204,669
Total income from all sources2010-12-31$58,676
Expenses. Total of all expenses incurred2010-12-31$24,136
Benefits paid (including direct rollovers)2010-12-31$3,216
Total plan assets at end of year2010-12-31$529,374
Total plan assets at beginning of year2010-12-31$508,936
Value of fidelity bond covering the plan2010-12-31$35,000
Total contributions received or receivable from participants2010-12-31$26,880
Expenses. Other expenses not covered elsewhere2010-12-31$16,656
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$21,405
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$34,540
Net plan assets at end of year (total assets less liabilities)2010-12-31$338,807
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$304,267
Assets. Value of participant loans2010-12-31$6,735
Assets. Value of real-estate (other than employer real property)2010-12-31$83,918
Total contributions received or receivable from employer(s)2010-12-31$10,391
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,264
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN

2016: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ROBERT A. HILLER, D.M.D., LTD. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59918
Policy instance 1
Insurance contract or identification number59918
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-10-01
Total amount of commissions paid to insurance brokerUSD $1,489
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY
Commission paid to Insurance BrokerUSD $1,489
Insurance broker organization code?4
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerDISTRIBUTION FEES
Insurance broker nameFULL SPECTRUM RETIREMENT PLANS LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59918
Policy instance 1
Insurance contract or identification number59918
Number of Individuals Covered9
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,951
Total amount of fees paid to insurance companyUSD $300
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Other information about contractGROUP ANNUITY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59918
Policy instance 1
Insurance contract or identification number59918
Number of Individuals Covered10
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,832
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Other information about contractGROUP ANNUITY

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