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JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 401k Plan overview

Plan NameJOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST
Plan identification number 001

JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN G. SHELLEY COMPANY has sponsored the creation of one or more 401k plans.

Company Name:JOHN G. SHELLEY COMPANY
Employer identification number (EIN):042262964
NAIC Classification:326200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01LISA GRIECO
0012016-01-01LISA GRIECO
0012015-01-01MICHAEL CORMIER
0012014-01-01MICHAEL CORMIER
0012013-01-01BEVERLY SHISSLER
0012012-01-01BEVERLY SHISSLER BEVERLY SHISSLER2013-09-17
0012011-01-01BEVERLY SHISSLER
0012009-01-01BEVERLY SHISSLER

Plan Statistics for JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST

Measure Date Value
2017: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-011
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
2016: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0121
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011
Number of participants with account balances2016-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0119
Total number of active participants reported on line 7a of the Form 55002015-01-0119
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0121
Number of participants with account balances2015-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0120
Total number of active participants reported on line 7a of the Form 55002014-01-0118
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0119
Number of participants with account balances2014-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0119
Total number of active participants reported on line 7a of the Form 55002013-01-0120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0120
Number of participants with account balances2013-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0122
Total number of active participants reported on line 7a of the Form 55002012-01-0119
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0119
Number of participants with account balances2012-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0122
Total number of active participants reported on line 7a of the Form 55002011-01-0121
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-0122
Number of participants with account balances2011-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0126
Total number of active participants reported on line 7a of the Form 55002009-01-0120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0124
Number of participants with account balances2009-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST

Measure Date Value
2017 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan2017-04-17$0
Total plan liabilities at end of year2017-04-17$0
Total plan liabilities at beginning of year2017-04-17$0
Total income from all sources2017-04-17$29,871
Expenses. Total of all expenses incurred2017-04-17$1,377,136
Benefits paid (including direct rollovers)2017-04-17$1,377,111
Total plan assets at end of year2017-04-17$0
Total plan assets at beginning of year2017-04-17$1,347,265
Value of fidelity bond covering the plan2017-04-17$3,000,000
Total contributions received or receivable from participants2017-04-17$1,780
Expenses. Other expenses not covered elsewhere2017-04-17$0
Contributions received from other sources (not participants or employers)2017-04-17$0
Other income received2017-04-17$28,091
Noncash contributions received2017-04-17$0
Net income (gross income less expenses)2017-04-17$-1,347,265
Net plan assets at end of year (total assets less liabilities)2017-04-17$0
Net plan assets at beginning of year (total assets less liabilities)2017-04-17$1,347,265
Assets. Value of participant loans2017-04-17$0
Total contributions received or receivable from employer(s)2017-04-17$0
Value of certain deemed distributions of participant loans2017-04-17$0
Value of corrective distributions2017-04-17$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-04-17$25
2016 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$225,089
Expenses. Total of all expenses incurred2016-12-31$1,279,055
Benefits paid (including direct rollovers)2016-12-31$1,278,852
Total plan assets at end of year2016-12-31$1,347,265
Total plan assets at beginning of year2016-12-31$2,401,231
Value of fidelity bond covering the plan2016-12-31$3,000,000
Total contributions received or receivable from participants2016-12-31$64,446
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$145,540
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-1,053,966
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,347,265
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,401,231
Assets. Value of participant loans2016-12-31$6,027
Total contributions received or receivable from employer(s)2016-12-31$15,103
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$203
2015 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$90,451
Expenses. Total of all expenses incurred2015-12-31$267,062
Benefits paid (including direct rollovers)2015-12-31$266,814
Total plan assets at end of year2015-12-31$2,401,231
Total plan assets at beginning of year2015-12-31$2,577,842
Value of fidelity bond covering the plan2015-12-31$3,000,000
Total contributions received or receivable from participants2015-12-31$84,018
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-12,607
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-176,611
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,401,231
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,577,842
Assets. Value of participant loans2015-12-31$27,743
Total contributions received or receivable from employer(s)2015-12-31$19,040
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$248
2014 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$255,541
Expenses. Total of all expenses incurred2014-12-31$86,266
Benefits paid (including direct rollovers)2014-12-31$86,091
Total plan assets at end of year2014-12-31$2,577,842
Total plan assets at beginning of year2014-12-31$2,408,567
Value of fidelity bond covering the plan2014-12-31$3,000,000
Total contributions received or receivable from participants2014-12-31$87,279
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$148,705
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$169,275
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,577,842
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,408,567
Assets. Value of participant loans2014-12-31$39,801
Total contributions received or receivable from employer(s)2014-12-31$19,557
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$175
2013 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$484,086
Expenses. Total of all expenses incurred2013-12-31$76,354
Benefits paid (including direct rollovers)2013-12-31$76,179
Total plan assets at end of year2013-12-31$2,408,567
Total plan assets at beginning of year2013-12-31$2,000,835
Value of fidelity bond covering the plan2013-12-31$3,000,000
Total contributions received or receivable from participants2013-12-31$89,448
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$373,919
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$407,732
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,408,567
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,000,835
Assets. Value of participant loans2013-12-31$44,239
Total contributions received or receivable from employer(s)2013-12-31$20,719
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$175
2012 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2012 401k financial data
Total income from all sources2012-12-31$327,751
Expenses. Total of all expenses incurred2012-12-31$47,371
Benefits paid (including direct rollovers)2012-12-31$47,371
Total plan assets at end of year2012-12-31$2,000,835
Total plan assets at beginning of year2012-12-31$1,720,455
Value of fidelity bond covering the plan2012-12-31$3,000,000
Total contributions received or receivable from participants2012-12-31$94,186
Other income received2012-12-31$212,432
Net income (gross income less expenses)2012-12-31$280,380
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,000,835
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,720,455
Assets. Value of participant loans2012-12-31$33,294
Total contributions received or receivable from employer(s)2012-12-31$21,133
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2011 401k financial data
Total income from all sources2011-12-31$138,668
Expenses. Total of all expenses incurred2011-12-31$466,063
Benefits paid (including direct rollovers)2011-12-31$465,788
Total plan assets at end of year2011-12-31$1,720,455
Total plan assets at beginning of year2011-12-31$2,047,850
Value of fidelity bond covering the plan2011-12-31$300,000
Total contributions received or receivable from participants2011-12-31$92,180
Contributions received from other sources (not participants or employers)2011-12-31$46,541
Other income received2011-12-31$-21,843
Net income (gross income less expenses)2011-12-31$-327,395
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,720,455
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,047,850
Assets. Value of participant loans2011-12-31$49,708
Total contributions received or receivable from employer(s)2011-12-31$21,790
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2010 401k financial data
Total income from all sources2010-12-31$388,430
Expenses. Total of all expenses incurred2010-12-31$210,049
Benefits paid (including direct rollovers)2010-12-31$209,774
Total plan assets at end of year2010-12-31$2,047,850
Total plan assets at beginning of year2010-12-31$1,864,725
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$86,238
Contributions received from other sources (not participants or employers)2010-12-31$64,739
Other income received2010-12-31$217,367
Net income (gross income less expenses)2010-12-31$178,381
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,047,850
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,864,725
Assets. Value of participant loans2010-12-31$61,954
Total contributions received or receivable from employer(s)2010-12-31$20,086
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST

2017: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: JOHN G. SHELLEY CO., INC. 401(K) RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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