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SULLIVAN & WORCESTER LLP RETIREMENT PLAN 401k Plan overview

Plan NameSULLIVAN & WORCESTER LLP RETIREMENT PLAN
Plan identification number 001

SULLIVAN & WORCESTER LLP RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SULLIVAN & WORCESTER LLP has sponsored the creation of one or more 401k plans.

Company Name:SULLIVAN & WORCESTER LLP
Employer identification number (EIN):042387531
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SULLIVAN & WORCESTER LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-09-29
Company Identification Number: 1960980
Legal Registered Office Address: ATTN MANAGING PARTNER
ONE POST OFFICE SQUARE
BOSTON
United States of America (USA)
02109

More information about SULLIVAN & WORCESTER LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SULLIVAN & WORCESTER LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID GUADAGNOLI
0012016-01-01DAVID GUADAGNOLI
0012015-01-01DAVID GUADAGNOLI
0012014-01-01DAVID GUADAGNOLI
0012013-01-01DAVID GUADAGNOLI
0012012-01-01DAVID A. GUADAGNOLI
0012011-01-01DAVID A. GUADAGNOLI
0012010-01-01DAVID A. GUADAGNOLI DAVID A. GUADAGNOLI2011-10-14
0012009-01-01DAVID GUADAGNOLI

Plan Statistics for SULLIVAN & WORCESTER LLP RETIREMENT PLAN

401k plan membership statisitcs for SULLIVAN & WORCESTER LLP RETIREMENT PLAN

Measure Date Value
2023: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01230
Total number of active participants reported on line 7a of the Form 55002023-01-01147
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0177
Total of all active and inactive participants2023-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-013
Total participants2023-01-01227
Number of participants with account balances2023-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01222
Total number of active participants reported on line 7a of the Form 55002022-01-01144
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0181
Total of all active and inactive participants2022-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-01230
Number of participants with account balances2022-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01234
Total number of active participants reported on line 7a of the Form 55002021-01-01148
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0170
Total of all active and inactive participants2021-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01222
Number of participants with account balances2021-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01243
Total number of active participants reported on line 7a of the Form 55002020-01-01159
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0172
Total of all active and inactive participants2020-01-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01234
Number of participants with account balances2020-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01288
Total number of active participants reported on line 7a of the Form 55002019-01-01167
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01243
Number of participants with account balances2019-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01247
Total number of active participants reported on line 7a of the Form 55002018-01-01208
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0176
Total of all active and inactive participants2018-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-01288
Number of participants with account balances2018-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01274
Total number of active participants reported on line 7a of the Form 55002017-01-01169
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0175
Total of all active and inactive participants2017-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01247
Number of participants with account balances2017-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01262
Total number of active participants reported on line 7a of the Form 55002016-01-01186
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0184
Total of all active and inactive participants2016-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01274
Number of participants with account balances2016-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01271
Total number of active participants reported on line 7a of the Form 55002015-01-01189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0171
Total of all active and inactive participants2015-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01262
Number of participants with account balances2015-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01275
Total number of active participants reported on line 7a of the Form 55002014-01-01190
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0180
Total of all active and inactive participants2014-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01271
Number of participants with account balances2014-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01303
Total number of active participants reported on line 7a of the Form 55002013-01-01206
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0169
Total of all active and inactive participants2013-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01275
Number of participants with account balances2013-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01302
Total number of active participants reported on line 7a of the Form 55002012-01-01213
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0188
Total of all active and inactive participants2012-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01303
Number of participants with account balances2012-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01324
Total number of active participants reported on line 7a of the Form 55002011-01-01214
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0186
Total of all active and inactive participants2011-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01302
Number of participants with account balances2011-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01290
Total number of active participants reported on line 7a of the Form 55002010-01-01225
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0199
Total of all active and inactive participants2010-01-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01324
Number of participants with account balances2010-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01294
Total number of active participants reported on line 7a of the Form 55002009-01-01206
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0184
Total of all active and inactive participants2009-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01290
Number of participants with account balances2009-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SULLIVAN & WORCESTER LLP RETIREMENT PLAN

Measure Date Value
2023 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$15,340,238
Total of all expenses incurred2023-12-31$8,743,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$8,709,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,826,875
Value of total assets at end of year2023-12-31$86,451,764
Value of total assets at beginning of year2023-12-31$79,854,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$33,571
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,546,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,546,439
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Assets. Other investments not covered elsewhere at end of year2023-12-31$6,853,457
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$6,211,579
Other income not declared elsewhere2023-12-31$607,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,597,025
Value of net assets at end of year (total assets less liabilities)2023-12-31$86,451,764
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$79,854,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Assets. partnership/joint venture interests at end of year2023-12-31$13,800
Assets. partnership/joint venture interests at beginning of year2023-12-31$0
Investment advisory and management fees2023-12-31$33,544
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$40,728,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$38,807,098
Value of interest in common/collective trusts at end of year2023-12-31$36,029,206
Value of interest in common/collective trusts at beginning of year2023-12-31$32,021,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$5,904,584
Net investment gain or loss from common/collective trusts2023-12-31$4,454,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,826,875
Employer contributions (assets) at end of year2023-12-31$2,826,875
Employer contributions (assets) at beginning of year2023-12-31$2,814,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$8,709,642
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CBIZ CPAS P.C.
Accountancy firm EIN2023-12-31431947695
2022 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-13,442,796
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,153,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,103,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,814,358
Value of total assets at end of year2022-12-31$79,854,739
Value of total assets at beginning of year2022-12-31$98,450,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$50,431
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,245,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,245,545
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$6,211,579
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$9,639,306
Other income not declared elsewhere2022-12-31$-1,540,977
Administrative expenses (other) incurred2022-12-31$29,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,596,229
Value of net assets at end of year (total assets less liabilities)2022-12-31$79,854,739
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$98,450,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$20,701
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$38,807,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$50,369,095
Value of interest in common/collective trusts at end of year2022-12-31$32,021,704
Value of interest in common/collective trusts at beginning of year2022-12-31$35,788,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,417,874
Net investment gain or loss from common/collective trusts2022-12-31$-4,543,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,814,358
Employer contributions (assets) at end of year2022-12-31$2,814,358
Employer contributions (assets) at beginning of year2022-12-31$2,653,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,103,002
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2022-12-31431947695
2021 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$14,035,568
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,287,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,187,537
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,653,850
Value of total assets at end of year2021-12-31$98,450,968
Value of total assets at beginning of year2021-12-31$86,703,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$100,239
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,661,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,661,355
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$2,653,850
Amount contributed by the employer to the plan for this plan year2021-12-31$2,653,850
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$0
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$9,639,306
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$8,270,248
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$832,752
Administrative expenses (other) incurred2021-12-31$76,167
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$11,747,792
Value of net assets at end of year (total assets less liabilities)2021-12-31$98,450,968
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$86,703,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$24,072
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$50,369,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$45,889,761
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$0
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$35,788,717
Value of interest in common/collective trusts at beginning of year2021-12-31$29,941,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,300,232
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$1,587,379
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$2,653,850
Employer contributions (assets) at end of year2021-12-31$2,653,850
Employer contributions (assets) at beginning of year2021-12-31$2,601,498
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,187,537
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2021-12-31431947695
2020 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$871
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,892,684
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,671,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,581,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,601,498
Value of total assets at end of year2020-12-31$86,703,176
Value of total assets at beginning of year2020-12-31$75,482,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$90,232
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,240,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,240,571
Administrative expenses professional fees incurred2020-12-31$329
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$2,601,498
Amount contributed by the employer to the plan for this plan year2020-12-31$2,601,498
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$8,270,248
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$8,195,084
Other income not declared elsewhere2020-12-31$752,283
Administrative expenses (other) incurred2020-12-31$68,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,221,066
Value of net assets at end of year (total assets less liabilities)2020-12-31$86,703,176
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$75,482,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$21,172
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$45,889,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$39,681,385
Value of interest in common/collective trusts at end of year2020-12-31$29,941,669
Value of interest in common/collective trusts at beginning of year2020-12-31$25,053,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,499,952
Net investment gain or loss from common/collective trusts2020-12-31$2,798,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,601,498
Employer contributions (assets) at end of year2020-12-31$2,601,498
Employer contributions (assets) at beginning of year2020-12-31$2,553,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,581,386
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2020-12-31431947695
2019 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,189,065
Total income from all sources (including contributions)2019-12-31$15,189,065
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,005,765
Total of all expenses incurred2019-12-31$8,005,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,918,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,918,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,553,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,553,121
Value of total assets at end of year2019-12-31$75,482,981
Value of total assets at end of year2019-12-31$75,482,981
Value of total assets at beginning of year2019-12-31$68,299,681
Value of total assets at beginning of year2019-12-31$68,299,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,067
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,467,646
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,467,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,467,646
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,467,646
Administrative expenses professional fees incurred2019-12-31$2,401
Administrative expenses professional fees incurred2019-12-31$2,401
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$2,553,121
Amount contributed by the employer to the plan for this plan year2019-12-31$2,553,121
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$8,195,084
Assets. Other investments not covered elsewhere at end of year2019-12-31$8,195,084
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,186,790
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,186,790
Other income not declared elsewhere2019-12-31$1,185,905
Other income not declared elsewhere2019-12-31$1,185,905
Administrative expenses (other) incurred2019-12-31$64,451
Administrative expenses (other) incurred2019-12-31$64,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,183,300
Value of net income/loss2019-12-31$7,183,300
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,482,981
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,482,981
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$68,299,681
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$68,299,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$20,215
Investment advisory and management fees2019-12-31$20,215
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$39,681,385
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$39,681,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,118,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,118,737
Value of interest in common/collective trusts at end of year2019-12-31$25,053,391
Value of interest in common/collective trusts at end of year2019-12-31$25,053,391
Value of interest in common/collective trusts at beginning of year2019-12-31$24,438,907
Value of interest in common/collective trusts at beginning of year2019-12-31$24,438,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,209,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,209,808
Net investment gain or loss from common/collective trusts2019-12-31$3,772,585
Net investment gain or loss from common/collective trusts2019-12-31$3,772,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,553,121
Contributions received in cash from employer2019-12-31$2,553,121
Employer contributions (assets) at end of year2019-12-31$2,553,121
Employer contributions (assets) at end of year2019-12-31$2,553,121
Employer contributions (assets) at beginning of year2019-12-31$2,555,247
Employer contributions (assets) at beginning of year2019-12-31$2,555,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,918,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,918,698
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2019-12-31431947695
Accountancy firm EIN2019-12-31431947695
2018 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-826,687
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,757,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,682,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,555,247
Value of total assets at end of year2018-12-31$68,299,681
Value of total assets at beginning of year2018-12-31$73,884,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$74,912
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,745,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,745,954
Administrative expenses professional fees incurred2018-12-31$1,705
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$2,555,247
Amount contributed by the employer to the plan for this plan year2018-12-31$2,555,247
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,186,790
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,784,193
Other income not declared elsewhere2018-12-31$-484,276
Administrative expenses (other) incurred2018-12-31$56,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,584,572
Value of net assets at end of year (total assets less liabilities)2018-12-31$68,299,681
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$73,884,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$17,056
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$33,118,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$35,410,544
Value of interest in common/collective trusts at end of year2018-12-31$24,438,907
Value of interest in common/collective trusts at beginning of year2018-12-31$27,133,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,568,454
Net investment gain or loss from common/collective trusts2018-12-31$-1,075,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,555,247
Employer contributions (assets) at end of year2018-12-31$2,555,247
Employer contributions (assets) at beginning of year2018-12-31$2,556,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,682,973
Contract administrator fees2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2018-12-31431947695
2017 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,965,779
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,856,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,799,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,556,169
Value of total assets at end of year2017-12-31$73,884,253
Value of total assets at beginning of year2017-12-31$69,774,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$56,965
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,286,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,286,082
Administrative expenses professional fees incurred2017-12-31$5,154
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$2,556,169
Amount contributed by the employer to the plan for this plan year2017-12-31$2,556,169
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,784,193
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$9,779,361
Other income not declared elsewhere2017-12-31$1,406,892
Administrative expenses (other) incurred2017-12-31$47,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,109,329
Value of net assets at end of year (total assets less liabilities)2017-12-31$73,884,253
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$69,774,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$4,768
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$35,410,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$32,255,141
Value of interest in common/collective trusts at end of year2017-12-31$27,133,347
Value of interest in common/collective trusts at beginning of year2017-12-31$25,063,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,476,986
Net investment gain or loss from common/collective trusts2017-12-31$3,239,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,556,169
Employer contributions (assets) at end of year2017-12-31$2,556,169
Employer contributions (assets) at beginning of year2017-12-31$2,676,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,799,485
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2017-12-31431947695
2016 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,241,654
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,396,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,345,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,676,589
Value of total assets at end of year2016-12-31$69,774,924
Value of total assets at beginning of year2016-12-31$68,930,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$51,242
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,280,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,280,622
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$2,676,589
Amount contributed by the employer to the plan for this plan year2016-12-31$2,676,589
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$9,779,361
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,657,629
Other income not declared elsewhere2016-12-31$565,848
Administrative expenses (other) incurred2016-12-31$46,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$844,803
Value of net assets at end of year (total assets less liabilities)2016-12-31$69,774,924
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$68,930,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,666
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,255,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$33,423,298
Value of interest in common/collective trusts at end of year2016-12-31$25,063,833
Value of interest in common/collective trusts at beginning of year2016-12-31$23,029,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,796,040
Net investment gain or loss from common/collective trusts2016-12-31$1,922,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,676,589
Employer contributions (assets) at end of year2016-12-31$2,676,589
Employer contributions (assets) at beginning of year2016-12-31$2,819,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,345,609
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2016-12-31431947695
2015 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,434,907
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,701,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,640,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,819,892
Value of total assets at end of year2015-12-31$68,930,121
Value of total assets at beginning of year2015-12-31$69,196,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$61,352
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,743,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,743,722
Administrative expenses professional fees incurred2015-12-31$2,367
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$2,819,892
Amount contributed by the employer to the plan for this plan year2015-12-31$2,819,892
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,657,629
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$9,509,694
Other income not declared elsewhere2015-12-31$-25,413
Administrative expenses (other) incurred2015-12-31$51,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-266,618
Value of net assets at end of year (total assets less liabilities)2015-12-31$68,930,121
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$69,196,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$7,512
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$33,423,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$33,284,453
Value of interest in common/collective trusts at end of year2015-12-31$23,029,302
Value of interest in common/collective trusts at beginning of year2015-12-31$23,661,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,892,205
Net investment gain or loss from common/collective trusts2015-12-31$-211,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,819,892
Employer contributions (assets) at end of year2015-12-31$2,819,892
Employer contributions (assets) at beginning of year2015-12-31$2,740,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,640,173
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2015-12-31431947695
2014 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,954,375
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,677,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,638,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,740,799
Value of total assets at end of year2014-12-31$69,196,739
Value of total assets at beginning of year2014-12-31$64,920,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$38,962
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,816,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,816,607
Administrative expenses professional fees incurred2014-12-31$12,648
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$2,740,799
Amount contributed by the employer to the plan for this plan year2014-12-31$2,740,799
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$9,509,694
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,523,978
Other income not declared elsewhere2014-12-31$590,984
Administrative expenses (other) incurred2014-12-31$8,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,276,503
Value of net assets at end of year (total assets less liabilities)2014-12-31$69,196,739
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$64,920,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$18,246
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$33,284,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$30,944,232
Value of interest in common/collective trusts at end of year2014-12-31$23,661,793
Value of interest in common/collective trusts at beginning of year2014-12-31$22,757,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$403,085
Net investment gain or loss from common/collective trusts2014-12-31$1,402,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,740,799
Employer contributions (assets) at end of year2014-12-31$2,740,799
Employer contributions (assets) at beginning of year2014-12-31$2,694,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,638,910
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2014-12-31431947695
2013 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,294,805
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,234,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,213,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,694,058
Value of total assets at end of year2013-12-31$64,920,236
Value of total assets at beginning of year2013-12-31$53,860,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,436
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,185,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,185,006
Administrative expenses professional fees incurred2013-12-31$4,100
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$2,694,058
Amount contributed by the employer to the plan for this plan year2013-12-31$2,694,058
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,523,978
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$6,905,030
Other income not declared elsewhere2013-12-31$1,251,916
Administrative expenses (other) incurred2013-12-31$4,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,059,872
Value of net assets at end of year (total assets less liabilities)2013-12-31$64,920,236
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$53,860,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$12,636
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$30,944,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,828,584
Value of interest in common/collective trusts at end of year2013-12-31$22,757,968
Value of interest in common/collective trusts at beginning of year2013-12-31$18,439,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,762,048
Net investment gain or loss from common/collective trusts2013-12-31$3,401,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,694,058
Employer contributions (assets) at end of year2013-12-31$2,694,058
Employer contributions (assets) at beginning of year2013-12-31$2,687,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,213,497
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2013-12-31431947695
2012 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,014,696
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,443,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,428,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,687,376
Value of total assets at end of year2012-12-31$53,860,364
Value of total assets at beginning of year2012-12-31$46,288,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,362
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$583,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$583,230
Administrative expenses professional fees incurred2012-12-31$4,025
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$2,687,376
Amount contributed by the employer to the plan for this plan year2012-12-31$2,687,376
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$6,905,030
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,010,578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$15,849
Other income not declared elsewhere2012-12-31$703,333
Administrative expenses (other) incurred2012-12-31$546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,571,384
Value of net assets at end of year (total assets less liabilities)2012-12-31$53,860,364
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$46,288,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$9,791
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,828,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,265,063
Value of interest in common/collective trusts at end of year2012-12-31$18,439,374
Value of interest in common/collective trusts at beginning of year2012-12-31$17,417,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,880,569
Net investment gain or loss from common/collective trusts2012-12-31$2,160,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,687,376
Employer contributions (assets) at end of year2012-12-31$2,687,376
Employer contributions (assets) at beginning of year2012-12-31$2,579,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,428,950
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2012-12-31431947695
2011 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,686,502
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,336,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,310,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,579,584
Value of total assets at end of year2011-12-31$46,288,980
Value of total assets at beginning of year2011-12-31$47,938,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$25,381
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$315,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$315,080
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$2,579,584
Amount contributed by the employer to the plan for this plan year2011-12-31$2,579,584
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,010,578
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$5,130,414
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$15,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$15,022
Other income not declared elsewhere2011-12-31$-55,031
Administrative expenses (other) incurred2011-12-31$4,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,649,522
Value of net assets at end of year (total assets less liabilities)2011-12-31$46,288,980
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$47,938,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20,781
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,265,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$21,663,234
Value of interest in common/collective trusts at end of year2011-12-31$17,417,906
Value of interest in common/collective trusts at beginning of year2011-12-31$18,435,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-880,951
Net investment gain or loss from common/collective trusts2011-12-31$-272,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,579,584
Employer contributions (assets) at end of year2011-12-31$2,579,584
Employer contributions (assets) at beginning of year2011-12-31$2,694,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,310,643
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN,P.C.
Accountancy firm EIN2011-12-31431947695
2010 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,287,136
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,838,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,838,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,694,595
Value of total assets at end of year2010-12-31$47,938,502
Value of total assets at beginning of year2010-12-31$42,490,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$600
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$376,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$376,488
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$2,694,595
Amount contributed by the employer to the plan for this plan year2010-12-31$2,694,595
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$5,130,414
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,299,864
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$15,022
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$18,551
Other income not declared elsewhere2010-12-31$652,108
Administrative expenses (other) incurred2010-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,448,354
Value of net assets at end of year (total assets less liabilities)2010-12-31$47,938,502
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$42,490,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$21,663,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$19,821,732
Value of interest in common/collective trusts at end of year2010-12-31$18,435,237
Value of interest in common/collective trusts at beginning of year2010-12-31$14,788,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,487,133
Net investment gain or loss from common/collective trusts2010-12-31$2,076,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,694,595
Employer contributions (assets) at end of year2010-12-31$2,694,595
Employer contributions (assets) at beginning of year2010-12-31$2,561,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,838,182
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2010-12-31431947695
2009 : SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$2,561,413
Amount contributed by the employer to the plan for this plan year2009-12-31$2,561,413

Form 5500 Responses for SULLIVAN & WORCESTER LLP RETIREMENT PLAN

2023: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SULLIVAN & WORCESTER LLP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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