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SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 401k Plan overview

Plan NameSULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES
Plan identification number 027

SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SULLIVAN & WORCESTER LLP has sponsored the creation of one or more 401k plans.

Company Name:SULLIVAN & WORCESTER LLP
Employer identification number (EIN):042387531
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SULLIVAN & WORCESTER LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-09-29
Company Identification Number: 1960980
Legal Registered Office Address: ATTN MANAGING PARTNER
ONE POST OFFICE SQUARE
BOSTON
United States of America (USA)
02109

More information about SULLIVAN & WORCESTER LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0272023-01-01
0272022-01-01
0272021-01-01
0272020-01-01
0272019-01-01
0272018-01-01
0272017-01-01DAVID GUADAGNOLI
0272016-01-01DAVID GUADAGNOLI
0272015-01-01DAVID GUADAGNOLI
0272014-01-01DAVID GUADAGNOLI
0272013-01-01DAVID GUADAGNOLI
0272012-01-01DAVID A. GUADAGNOLI
0272011-01-01DAVID A. GUADAGNOLI
0272010-01-01DAVID A. GUADAGNOLI DAVID A. GUADAGNOLI2011-10-14
0272009-01-01DAVID GUADAGNOLI

Plan Statistics for SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES

401k plan membership statisitcs for SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES

Measure Date Value
2023: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2023 401k membership
Total participants, beginning-of-year2023-01-01174
Total number of active participants reported on line 7a of the Form 55002023-01-0164
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01111
Total of all active and inactive participants2023-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01176
Number of participants with account balances2023-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0111
2022: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2022 401k membership
Total participants, beginning-of-year2022-01-01174
Total number of active participants reported on line 7a of the Form 55002022-01-0159
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01114
Total of all active and inactive participants2022-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01174
Number of participants with account balances2022-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2021 401k membership
Total participants, beginning-of-year2021-01-01163
Total number of active participants reported on line 7a of the Form 55002021-01-0160
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01114
Total of all active and inactive participants2021-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01174
Number of participants with account balances2021-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2020 401k membership
Total participants, beginning-of-year2020-01-01168
Total number of active participants reported on line 7a of the Form 55002020-01-0155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01108
Total of all active and inactive participants2020-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01163
Number of participants with account balances2020-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019
2019: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2019 401k membership
Total participants, beginning-of-year2019-01-01164
Total number of active participants reported on line 7a of the Form 55002019-01-0159
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01109
Total of all active and inactive participants2019-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01168
Number of participants with account balances2019-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2018 401k membership
Total participants, beginning-of-year2018-01-01161
Total number of active participants reported on line 7a of the Form 55002018-01-0157
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01107
Total of all active and inactive participants2018-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01164
Number of participants with account balances2018-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2017 401k membership
Total participants, beginning-of-year2017-01-01163
Total number of active participants reported on line 7a of the Form 55002017-01-0157
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01104
Total of all active and inactive participants2017-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01161
Number of participants with account balances2017-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2016 401k membership
Total participants, beginning-of-year2016-01-01164
Total number of active participants reported on line 7a of the Form 55002016-01-0154
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01109
Total of all active and inactive participants2016-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01163
Number of participants with account balances2016-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2015 401k membership
Total participants, beginning-of-year2015-01-01165
Total number of active participants reported on line 7a of the Form 55002015-01-0163
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01101
Total of all active and inactive participants2015-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01164
Number of participants with account balances2015-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2014 401k membership
Total participants, beginning-of-year2014-01-01167
Total number of active participants reported on line 7a of the Form 55002014-01-0164
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01101
Total of all active and inactive participants2014-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01165
Number of participants with account balances2014-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2013 401k membership
Total participants, beginning-of-year2013-01-01166
Total number of active participants reported on line 7a of the Form 55002013-01-0178
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0189
Total of all active and inactive participants2013-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01167
Number of participants with account balances2013-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2012 401k membership
Total participants, beginning-of-year2012-01-01164
Total number of active participants reported on line 7a of the Form 55002012-01-0170
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0196
Total of all active and inactive participants2012-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01166
Number of participants with account balances2012-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2011 401k membership
Total participants, beginning-of-year2011-01-01165
Total number of active participants reported on line 7a of the Form 55002011-01-0172
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0192
Total of all active and inactive participants2011-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01164
Number of participants with account balances2011-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2010: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2010 401k membership
Total participants, beginning-of-year2010-01-01168
Total number of active participants reported on line 7a of the Form 55002010-01-0175
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0190
Total of all active and inactive participants2010-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01165
Number of participants with account balances2010-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2009 401k membership
Total participants, beginning-of-year2009-01-01180
Total number of active participants reported on line 7a of the Form 55002009-01-0181
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0187
Total of all active and inactive participants2009-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01168
Number of participants with account balances2009-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES

Measure Date Value
2023 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2023 401k financial data
Total transfer of assets to this plan2023-12-31$9,437
Total transfer of assets from this plan2023-12-31$393,385
Total income from all sources (including contributions)2023-12-31$5,114,907
Total of all expenses incurred2023-12-31$2,710,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,686,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,413,324
Value of total assets at end of year2023-12-31$22,218,598
Value of total assets at beginning of year2023-12-31$20,197,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$23,245
Total interest from all sources2023-12-31$1,660
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$419,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$419,748
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,030,757
Participant contributions at end of year2023-12-31$44,805
Participant contributions at beginning of year2023-12-31$35,081
Assets. Other investments not covered elsewhere at end of year2023-12-31$1,371,576
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$1,583,559
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$110,436
Other income not declared elsewhere2023-12-31$445,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,404,891
Value of net assets at end of year (total assets less liabilities)2023-12-31$22,218,598
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$20,197,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$19,187
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$13,068,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$11,661,535
Interest on participant loans2023-12-31$1,660
Value of interest in common/collective trusts at end of year2023-12-31$7,461,956
Value of interest in common/collective trusts at beginning of year2023-12-31$6,627,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,857,779
Net investment gain or loss from common/collective trusts2023-12-31$976,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$272,131
Employer contributions (assets) at end of year2023-12-31$272,131
Employer contributions (assets) at beginning of year2023-12-31$290,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,686,771
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CBIZ CPAS P.C.
Accountancy firm EIN2023-12-31431947695
2022 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$53,027
Total transfer of assets from this plan2022-12-31$1,178,007
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,951,487
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$928,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$897,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,568,421
Value of total assets at end of year2022-12-31$20,197,655
Value of total assets at beginning of year2022-12-31$25,202,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$30,069
Total interest from all sources2022-12-31$2,171
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$341,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$341,318
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,009,480
Participant contributions at end of year2022-12-31$35,081
Participant contributions at beginning of year2022-12-31$35,503
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,583,559
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,067,969
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$268,510
Other income not declared elsewhere2022-12-31$-538,868
Administrative expenses (other) incurred2022-12-31$19,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,879,534
Value of net assets at end of year (total assets less liabilities)2022-12-31$20,197,655
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$25,202,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$11,062
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,661,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$14,777,252
Interest on participant loans2022-12-31$2,171
Value of interest in common/collective trusts at end of year2022-12-31$6,627,049
Value of interest in common/collective trusts at beginning of year2022-12-31$8,071,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,216,290
Net investment gain or loss from common/collective trusts2022-12-31$-1,108,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$290,431
Employer contributions (assets) at end of year2022-12-31$290,431
Employer contributions (assets) at beginning of year2022-12-31$249,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$897,978
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2022-12-31431947695
2021 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$310,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,666,059
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,275,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,208,568
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,299,445
Value of total assets at end of year2021-12-31$25,202,169
Value of total assets at beginning of year2021-12-31$22,121,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$66,855
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$1,990
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$699,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$699,367
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$13,100
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$973,407
Participant contributions at end of year2021-12-31$35,503
Participant contributions at beginning of year2021-12-31$35,804
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,067,969
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,724,859
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$76,197
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$292,239
Administrative expenses (other) incurred2021-12-31$41,985
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$3,390,636
Value of net assets at end of year (total assets less liabilities)2021-12-31$25,202,169
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,121,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$11,770
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$14,777,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,932,877
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$1,990
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$8,071,604
Value of interest in common/collective trusts at beginning of year2021-12-31$7,188,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,398,689
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$974,329
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$249,841
Employer contributions (assets) at end of year2021-12-31$249,841
Employer contributions (assets) at beginning of year2021-12-31$239,527
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,208,568
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2021-12-31431947695
2020 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$112
Total transfer of assets from this plan2020-12-31$947,789
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,538,632
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$927,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$880,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,149,463
Value of total assets at end of year2020-12-31$22,121,587
Value of total assets at beginning of year2020-12-31$19,458,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$47,329
Total interest from all sources2020-12-31$3,063
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$320,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$320,817
Administrative expenses professional fees incurred2020-12-31$9,450
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$905,001
Participant contributions at end of year2020-12-31$35,804
Participant contributions at beginning of year2020-12-31$62,305
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,724,859
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,302,755
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,935
Other income not declared elsewhere2020-12-31$369,150
Administrative expenses (other) incurred2020-12-31$34,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,611,249
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,121,587
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$19,458,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,754
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,932,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,130,963
Interest on participant loans2020-12-31$3,063
Value of interest in common/collective trusts at end of year2020-12-31$7,188,520
Value of interest in common/collective trusts at beginning of year2020-12-31$6,668,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,986,780
Net investment gain or loss from common/collective trusts2020-12-31$709,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$239,527
Employer contributions (assets) at end of year2020-12-31$239,527
Employer contributions (assets) at beginning of year2020-12-31$292,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$880,054
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2020-12-31431947695
2019 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$657,888
Total transfer of assets from this plan2019-12-31$657,888
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,816,855
Total income from all sources (including contributions)2019-12-31$4,816,855
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$525,512
Total of all expenses incurred2019-12-31$525,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$492,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$492,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,243,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,243,465
Value of total assets at end of year2019-12-31$19,458,015
Value of total assets at end of year2019-12-31$19,458,015
Value of total assets at beginning of year2019-12-31$15,824,560
Value of total assets at beginning of year2019-12-31$15,824,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$32,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$32,872
Total interest from all sources2019-12-31$2,354
Total interest from all sources2019-12-31$2,354
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$404,999
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$404,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$404,999
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$404,999
Administrative expenses professional fees incurred2019-12-31$4,700
Administrative expenses professional fees incurred2019-12-31$4,700
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$899,680
Contributions received from participants2019-12-31$899,680
Participant contributions at end of year2019-12-31$62,305
Participant contributions at end of year2019-12-31$62,305
Participant contributions at beginning of year2019-12-31$21,132
Participant contributions at beginning of year2019-12-31$21,132
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,302,755
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,034,394
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,034,394
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$50,786
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$50,786
Other income not declared elsewhere2019-12-31$207,761
Other income not declared elsewhere2019-12-31$207,761
Administrative expenses (other) incurred2019-12-31$28,172
Administrative expenses (other) incurred2019-12-31$28,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,291,343
Value of net income/loss2019-12-31$4,291,343
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,458,015
Value of net assets at end of year (total assets less liabilities)2019-12-31$19,458,015
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,824,560
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,824,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,130,963
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,130,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,980,098
Interest on participant loans2019-12-31$2,354
Value of interest in common/collective trusts at end of year2019-12-31$6,668,993
Value of interest in common/collective trusts at end of year2019-12-31$6,668,993
Value of interest in common/collective trusts at beginning of year2019-12-31$5,563,032
Value of interest in common/collective trusts at beginning of year2019-12-31$5,563,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,869,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,869,253
Net investment gain or loss from common/collective trusts2019-12-31$1,089,023
Net investment gain or loss from common/collective trusts2019-12-31$1,089,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$292,999
Contributions received in cash from employer2019-12-31$292,999
Employer contributions (assets) at end of year2019-12-31$292,999
Employer contributions (assets) at end of year2019-12-31$292,999
Employer contributions (assets) at beginning of year2019-12-31$225,904
Employer contributions (assets) at beginning of year2019-12-31$225,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$492,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$492,640
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2019-12-31431947695
Accountancy firm EIN2019-12-31431947695
2018 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$643,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$280,470
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$840,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$802,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,183,500
Value of total assets at end of year2018-12-31$15,824,560
Value of total assets at beginning of year2018-12-31$17,028,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$38,291
Total interest from all sources2018-12-31$1,188
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$498,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$498,079
Administrative expenses professional fees incurred2018-12-31$9,100
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$810,672
Participant contributions at end of year2018-12-31$21,132
Participant contributions at beginning of year2018-12-31$79,591
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,034,394
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$978,284
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$146,924
Other income not declared elsewhere2018-12-31$2,285
Administrative expenses (other) incurred2018-12-31$29,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-560,257
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,824,560
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,028,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,980,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,789,592
Interest on participant loans2018-12-31$1,188
Value of interest in common/collective trusts at end of year2018-12-31$5,563,032
Value of interest in common/collective trusts at beginning of year2018-12-31$5,965,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,097,822
Net investment gain or loss from common/collective trusts2018-12-31$-306,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$225,904
Employer contributions (assets) at end of year2018-12-31$225,904
Employer contributions (assets) at beginning of year2018-12-31$214,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$802,436
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2018-12-31431947695
2017 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$214,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,577,508
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,995,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,964,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$980,547
Value of total assets at end of year2017-12-31$17,028,038
Value of total assets at beginning of year2017-12-31$15,660,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,762
Total interest from all sources2017-12-31$1,119
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$344,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$344,321
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$759,964
Participant contributions at end of year2017-12-31$79,591
Participant contributions at beginning of year2017-12-31$46,699
Assets. Other investments not covered elsewhere at end of year2017-12-31$978,284
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$829,641
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,772
Other income not declared elsewhere2017-12-31$113,546
Administrative expenses (other) incurred2017-12-31$30,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,581,926
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,028,038
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,660,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,789,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,496,585
Interest on participant loans2017-12-31$1,119
Value of interest in common/collective trusts at end of year2017-12-31$5,965,760
Value of interest in common/collective trusts at beginning of year2017-12-31$6,114,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,300,729
Net investment gain or loss from common/collective trusts2017-12-31$837,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$214,811
Employer contributions (assets) at end of year2017-12-31$214,811
Employer contributions (assets) at beginning of year2017-12-31$172,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,964,820
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2017-12-31431947695
2016 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$373,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,406,218
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,488,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,463,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$990,371
Value of total assets at end of year2016-12-31$15,660,213
Value of total assets at beginning of year2016-12-31$15,116,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,399
Total interest from all sources2016-12-31$3,076
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$263,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$263,977
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$817,650
Participant contributions at end of year2016-12-31$46,699
Participant contributions at beginning of year2016-12-31$122,898
Assets. Other investments not covered elsewhere at end of year2016-12-31$829,641
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$670,816
Other income not declared elsewhere2016-12-31$79,994
Administrative expenses (other) incurred2016-12-31$25,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$917,316
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,660,213
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,116,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,496,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,626,117
Interest on participant loans2016-12-31$3,076
Value of interest in common/collective trusts at end of year2016-12-31$6,114,567
Value of interest in common/collective trusts at beginning of year2016-12-31$5,487,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$564,217
Net investment gain or loss from common/collective trusts2016-12-31$504,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$172,721
Employer contributions (assets) at end of year2016-12-31$172,721
Employer contributions (assets) at beginning of year2016-12-31$208,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,463,503
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2016-12-31431947695
2015 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$5,279
Total transfer of assets from this plan2015-12-31$508,058
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$977,356
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,109,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,078,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,127,422
Value of total assets at end of year2015-12-31$15,116,214
Value of total assets at beginning of year2015-12-31$15,751,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$30,850
Total interest from all sources2015-12-31$4,010
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$420,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$420,953
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$865,168
Participant contributions at end of year2015-12-31$122,898
Participant contributions at beginning of year2015-12-31$66,144
Assets. Other investments not covered elsewhere at end of year2015-12-31$670,816
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$664,463
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$53,341
Other income not declared elsewhere2015-12-31$8,931
Administrative expenses (other) incurred2015-12-31$29,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-132,191
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,116,214
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,751,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,293
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,626,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,454,696
Interest on participant loans2015-12-31$4,010
Value of interest in common/collective trusts at end of year2015-12-31$5,487,470
Value of interest in common/collective trusts at beginning of year2015-12-31$6,263,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-544,883
Net investment gain or loss from common/collective trusts2015-12-31$-39,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$208,913
Employer contributions (assets) at end of year2015-12-31$208,913
Employer contributions (assets) at beginning of year2015-12-31$302,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,078,697
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2015-12-31431947695
2014 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$409,401
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,215,310
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,079,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,073,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,296,860
Value of total assets at end of year2014-12-31$15,751,184
Value of total assets at beginning of year2014-12-31$15,024,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,857
Total interest from all sources2014-12-31$2,558
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$446,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$446,697
Administrative expenses professional fees incurred2014-12-31$2,595
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$994,049
Participant contributions at end of year2014-12-31$66,144
Participant contributions at beginning of year2014-12-31$55,172
Assets. Other investments not covered elsewhere at end of year2014-12-31$664,463
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$623,981
Other income not declared elsewhere2014-12-31$26,785
Administrative expenses (other) incurred2014-12-31$588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,135,696
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,751,184
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,024,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$2,674
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,454,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,385,389
Interest on participant loans2014-12-31$2,558
Value of interest in common/collective trusts at end of year2014-12-31$6,263,070
Value of interest in common/collective trusts at beginning of year2014-12-31$5,646,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$66,171
Net investment gain or loss from common/collective trusts2014-12-31$376,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$302,811
Employer contributions (assets) at end of year2014-12-31$302,811
Employer contributions (assets) at beginning of year2014-12-31$314,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,073,757
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2014-12-31431947695
2013 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$210,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,015,979
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$784,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$775,890
Value of total corrective distributions2013-12-31$32
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,444,635
Value of total assets at end of year2013-12-31$15,024,889
Value of total assets at beginning of year2013-12-31$12,004,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,322
Total interest from all sources2013-12-31$2,669
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$298,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$298,981
Administrative expenses professional fees incurred2013-12-31$5,980
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,030,813
Participant contributions at end of year2013-12-31$55,172
Participant contributions at beginning of year2013-12-31$71,166
Assets. Other investments not covered elsewhere at end of year2013-12-31$623,981
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$565,114
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$99,543
Other income not declared elsewhere2013-12-31$32,717
Administrative expenses (other) incurred2013-12-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,231,735
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,024,889
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,004,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$2,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,385,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,577,052
Interest on participant loans2013-12-31$2,669
Value of interest in common/collective trusts at end of year2013-12-31$5,646,068
Value of interest in common/collective trusts at beginning of year2013-12-31$4,468,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,279,933
Net investment gain or loss from common/collective trusts2013-12-31$957,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$314,279
Employer contributions (assets) at end of year2013-12-31$314,279
Employer contributions (assets) at beginning of year2013-12-31$322,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$775,890
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2013-12-31431947695
2012 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$347,483
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,832,881
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$398,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$387,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,370,654
Value of total assets at end of year2012-12-31$12,004,067
Value of total assets at beginning of year2012-12-31$9,917,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,057
Total interest from all sources2012-12-31$3,128
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$148,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$148,533
Administrative expenses professional fees incurred2012-12-31$7,986
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$988,518
Participant contributions at end of year2012-12-31$71,166
Participant contributions at beginning of year2012-12-31$26,073
Assets. Other investments not covered elsewhere at end of year2012-12-31$565,114
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$496,823
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$59,491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$4,157
Other income not declared elsewhere2012-12-31$38,029
Administrative expenses (other) incurred2012-12-31$433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,434,461
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,004,067
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,917,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$2,638
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,577,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,196,959
Interest on participant loans2012-12-31$3,128
Value of interest in common/collective trusts at end of year2012-12-31$4,468,090
Value of interest in common/collective trusts at beginning of year2012-12-31$3,943,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$714,463
Net investment gain or loss from common/collective trusts2012-12-31$558,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$322,645
Employer contributions (assets) at end of year2012-12-31$322,645
Employer contributions (assets) at beginning of year2012-12-31$249,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$387,363
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2012-12-31431947695
2011 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$273,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$784,016
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$670,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$658,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,113,160
Value of total assets at end of year2011-12-31$9,917,089
Value of total assets at beginning of year2011-12-31$10,077,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,267
Total interest from all sources2011-12-31$1,590
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$85,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$85,598
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$843,851
Participant contributions at end of year2011-12-31$26,073
Participant contributions at beginning of year2011-12-31$42,112
Assets. Other investments not covered elsewhere at end of year2011-12-31$496,823
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$476,342
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$19,386
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$4,157
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$4,039
Other income not declared elsewhere2011-12-31$-39,231
Administrative expenses (other) incurred2011-12-31$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$113,164
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,917,089
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,077,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$11,992
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,196,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,196,158
Interest on participant loans2011-12-31$1,590
Value of interest in common/collective trusts at end of year2011-12-31$3,943,154
Value of interest in common/collective trusts at beginning of year2011-12-31$4,124,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-298,489
Net investment gain or loss from common/collective trusts2011-12-31$-78,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$249,923
Employer contributions (assets) at end of year2011-12-31$249,923
Employer contributions (assets) at beginning of year2011-12-31$234,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$658,585
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2011-12-31431947695
2010 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$218,835
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,313,363
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$134,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$134,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,090,185
Value of total assets at end of year2010-12-31$10,077,235
Value of total assets at beginning of year2010-12-31$8,117,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$200
Total interest from all sources2010-12-31$3,680
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$83,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$83,694
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$855,964
Participant contributions at end of year2010-12-31$42,112
Participant contributions at beginning of year2010-12-31$59,345
Assets. Other investments not covered elsewhere at end of year2010-12-31$476,342
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$302,882
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$4,039
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$3,802
Other income not declared elsewhere2010-12-31$61,534
Administrative expenses (other) incurred2010-12-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,178,370
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,077,235
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,117,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,196,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,235,107
Interest on participant loans2010-12-31$3,680
Value of interest in common/collective trusts at end of year2010-12-31$4,124,363
Value of interest in common/collective trusts at beginning of year2010-12-31$3,222,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$569,557
Net investment gain or loss from common/collective trusts2010-12-31$504,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$234,221
Employer contributions (assets) at end of year2010-12-31$234,221
Employer contributions (assets) at beginning of year2010-12-31$293,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$134,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2010-12-31431947695
2009 : SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES

2023: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SULLIVAN & WORCESTER LLP SAVINGS AND INVESTMENT PLAN FOR ASSOCIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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