401k Plan data: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN plan

EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan Name	EYE HEALTH ASSOCIATES, INC. 401(K) PLAN
Plan identification number	004

EYE HEALTH ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EYE HEALTH ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: EYE HEALTH ASSOCIATES, INC.

Employer identification number (EIN): 042606070

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EYE HEALTH ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2011-01-01 STEPHEN SULLIVAN
004 2010-11-01 LINDA CHANDLER
004 2009-11-01 LINDA CHANDLER
004 2008-11-01

Plan Statistics for EYE HEALTH ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for EYE HEALTH ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2011: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 152
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 153
Number of participants with account balances 2011-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-11-01 150
Total number of active participants reported on line 7a of the Form 5500 2010-11-01 150
Number of retired or separated participants receiving benefits 2010-11-01 0
Number of other retired or separated participants entitled to future benefits 2010-11-01 0
Total of all active and inactive participants 2010-11-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-11-01 0
Total participants 2010-11-01 150
Number of participants with account balances 2010-11-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-11-01 0
2009: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 153
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 150
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 0
Total of all active and inactive participants 2009-11-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 150
Number of participants with account balances 2009-11-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 3

Measure	Date	Value
2011: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	152
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	153
Number of participants with account balances	2011-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-11-01	150
Total number of active participants reported on line 7a of the Form 5500	2010-11-01	150
Number of retired or separated participants receiving benefits	2010-11-01	0
Number of other retired or separated participants entitled to future benefits	2010-11-01	0
Total of all active and inactive participants	2010-11-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-11-01	0
Total participants	2010-11-01	150
Number of participants with account balances	2010-11-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-11-01	0
2009: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	153
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	150
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	0
Total of all active and inactive participants	2009-11-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	150
Number of participants with account balances	2009-11-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	3

Financial Data on EYE HEALTH ASSOCIATES, INC. 401(K) PLAN

Measure	Date	Value
2011 : EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$62,639
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,668,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,668,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$145,350
Value of total assets at end of year	2011-12-31	$3,584,816
Value of total assets at beginning of year	2011-12-31	$5,191,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$150
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$140,705
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$131
Administrative expenses (other) incurred	2011-12-31	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,606,277
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,584,816
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,191,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,584,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,191,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-82,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$4,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,668,766
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SANTOS & SANTOS, P.C.
Accountancy firm EIN	2011-12-31	043246620
2010 : EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$440,753
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$42,195
Value of total assets at end of year	2010-12-31	$5,191,093
Value of total assets at beginning of year	2010-12-31	$4,750,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$42,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$440,753
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,191,093
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,750,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,191,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,394,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$74,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$74,767
Asset value of US Government securities at beginning of year	2010-12-31	$64,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$398,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$99,482
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$3,117,107
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No

Form 5500 Responses for EYE HEALTH ASSOCIATES, INC. 401(K) PLAN

2011: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2010 form 5500 responses
2010-11-01	Type of plan entity	Single employer plan
2010-11-01	Submission has been amended	No
2010-11-01	This submission is the final filing	No
2010-11-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2010-11-01	Plan is a collectively bargained plan	No
2010-11-01	Plan funding arrangement – Trust	Yes
2010-11-01	Plan benefit arrangement - Trust	Yes
2009: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: EYE HEALTH ASSOCIATES, INC. 401(K) PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	EYE HEALTH ASSOCIATES, INC.
Employer identification number (EIN):	042606070
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists

Plan id#	Filing Submission Date	Name of Administrator
004	2011-01-01	STEPHEN SULLIVAN
004	2010-11-01	LINDA CHANDLER
004	2009-11-01	LINDA CHANDLER
004	2008-11-01