CAPE COD EXPRESS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPE COD EXPRESS & COMPANIES 401K PLAN
Measure | Date | Value |
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2012 : CAPE COD EXPRESS & COMPANIES 401K PLAN 2012 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $63,811 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $63,811 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $17 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $822,355 |
Total loss/gain on sale of assets | 2012-12-31 | $11,869 |
Total of all expenses incurred | 2012-12-31 | $382,835 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $363,391 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $400,270 |
Value of total assets at end of year | 2012-12-31 | $5,911,563 |
Value of total assets at beginning of year | 2012-12-31 | $5,472,026 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $19,444 |
Total interest from all sources | 2012-12-31 | $33,044 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $99,737 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $43,704 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $301,372 |
Participant contributions at end of year | 2012-12-31 | $87,069 |
Participant contributions at beginning of year | 2012-12-31 | $92,250 |
Participant contributions at end of year | 2012-12-31 | $5,990 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $7,791 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $9,089 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $17 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
Other income not declared elsewhere | 2012-12-31 | $28,771 |
Administrative expenses (other) incurred | 2012-12-31 | $850 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $439,520 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,911,546 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,472,026 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $218,340 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $199,639 |
Investment advisory and management fees | 2012-12-31 | $18,594 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,861,049 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,373,080 |
Interest on participant loans | 2012-12-31 | $2,915 |
Income. Interest from US Government securities | 2012-12-31 | $19,765 |
Income. Interest from corporate debt instruments | 2012-12-31 | $10,338 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $769,959 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $536,767 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $536,767 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $26 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $115,216 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $113,526 |
Asset value of US Government securities at end of year | 2012-12-31 | $616,426 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $706,304 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $184,853 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $98,898 |
Employer contributions (assets) at end of year | 2012-12-31 | $26,447 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $22,944 |
Income. Dividends from common stock | 2012-12-31 | $56,033 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $363,391 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $247,054 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $178,949 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $1,956,222 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $2,239,478 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $1,024,758 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,012,889 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | THE BRAVER GROUP |
Accountancy firm EIN | 2012-12-31 | 042894325 |
2011 : CAPE COD EXPRESS & COMPANIES 401K PLAN 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $7,776 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $7,776 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $482,872 |
Total loss/gain on sale of assets | 2011-12-31 | $1,527 |
Total of all expenses incurred | 2011-12-31 | $181,184 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $156,322 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $386,179 |
Value of total assets at end of year | 2011-12-31 | $5,472,026 |
Value of total assets at beginning of year | 2011-12-31 | $5,170,338 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $24,862 |
Total interest from all sources | 2011-12-31 | $33,837 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $90,297 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $46,520 |
Administrative expenses professional fees incurred | 2011-12-31 | $8,000 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $286,978 |
Participant contributions at end of year | 2011-12-31 | $92,250 |
Participant contributions at beginning of year | 2011-12-31 | $123,625 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $7,316 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $9,089 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $10,450 |
Other income not declared elsewhere | 2011-12-31 | $19,325 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $301,688 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,472,026 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,170,338 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $199,639 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $188,592 |
Investment advisory and management fees | 2011-12-31 | $16,862 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,373,080 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,331,867 |
Interest on participant loans | 2011-12-31 | $3,139 |
Income. Interest from US Government securities | 2011-12-31 | $20,811 |
Income. Interest from corporate debt instruments | 2011-12-31 | $9,867 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $536,767 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $686,285 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $686,285 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $20 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $113,526 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $111,835 |
Asset value of US Government securities at end of year | 2011-12-31 | $706,304 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $588,492 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-56,069 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $91,885 |
Employer contributions (assets) at end of year | 2011-12-31 | $22,944 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $23,340 |
Income. Dividends from common stock | 2011-12-31 | $43,777 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $156,322 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $178,949 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $237,539 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $2,239,478 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,868,313 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $389,067 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $387,540 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | THE BRAVER GROUP |
Accountancy firm EIN | 2011-12-31 | 042894325 |
2010 : CAPE COD EXPRESS & COMPANIES 401K PLAN 2010 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $308,524 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $308,524 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $963,415 |
Total loss/gain on sale of assets | 2010-12-31 | $920 |
Total of all expenses incurred | 2010-12-31 | $108,962 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $88,612 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $348,067 |
Value of total assets at end of year | 2010-12-31 | $5,170,338 |
Value of total assets at beginning of year | 2010-12-31 | $4,315,885 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $20,350 |
Total interest from all sources | 2010-12-31 | $36,718 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $67,532 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $32,449 |
Administrative expenses professional fees incurred | 2010-12-31 | $7,000 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $263,431 |
Participant contributions at end of year | 2010-12-31 | $123,625 |
Participant contributions at beginning of year | 2010-12-31 | $108,604 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $300 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $10,450 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $11,460 |
Other income not declared elsewhere | 2010-12-31 | $42,088 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $854,453 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $5,170,338 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,315,885 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $188,592 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $109,879 |
Investment advisory and management fees | 2010-12-31 | $13,350 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,331,867 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $531,030 |
Interest on participant loans | 2010-12-31 | $4,561 |
Income. Interest from US Government securities | 2010-12-31 | $19,470 |
Income. Interest from corporate debt instruments | 2010-12-31 | $11,710 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $686,285 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $728,243 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $728,243 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $977 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $111,835 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $110,144 |
Asset value of US Government securities at end of year | 2010-12-31 | $588,492 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $560,155 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $159,566 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $84,636 |
Employer contributions (assets) at end of year | 2010-12-31 | $23,340 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $23,547 |
Income. Dividends from common stock | 2010-12-31 | $35,083 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $88,612 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $237,539 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $228,511 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,868,313 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,904,012 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $287,331 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $286,411 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | THE BRAVER GROUP |
Accountancy firm EIN | 2010-12-31 | 042894325 |