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UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameUPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

UPPER VALLEY PRESS, INC. has sponsored the creation of one or more 401k plans.

Company Name:UPPER VALLEY PRESS, INC.
Employer identification number (EIN):043340445
NAIC Classification:323100

Additional information about UPPER VALLEY PRESS, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1997-03-28
Company Identification Number: 68092
Legal Registered Office Address: 17 G W Tatro Dr

Jeffersonville
United States of America (USA)
05464

More information about UPPER VALLEY PRESS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01CHIP HARRIS2022-02-23
0022020-01-01CHIP HARRIS2021-09-27
0022019-01-01JAMES TRICE2020-07-21
0022018-01-01JAMES TRICE2019-10-08
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01CONNIE SMITH
0022013-01-01CONNIE SMITH

Plan Statistics for UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0197
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01112
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-0182
Number of other retired or separated participants entitled to future benefits2020-01-0114
Total of all active and inactive participants2020-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0197
Number of participants with account balances2020-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0186
Total number of active participants reported on line 7a of the Form 55002019-01-0174
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0136
Total of all active and inactive participants2019-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01112
Number of participants with account balances2019-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0182
Total number of active participants reported on line 7a of the Form 55002018-01-0157
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0125
Total of all active and inactive participants2018-01-0183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0184
Number of participants with account balances2018-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0199
Total number of active participants reported on line 7a of the Form 55002017-01-0161
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0181
Number of participants with account balances2017-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-018
2016: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0177
Total number of active participants reported on line 7a of the Form 55002016-01-0159
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0123
Total of all active and inactive participants2016-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0182
Number of participants with account balances2016-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0179
Total number of active participants reported on line 7a of the Form 55002015-01-0166
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0178
Number of participants with account balances2015-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0180
Total number of active participants reported on line 7a of the Form 55002014-01-0171
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-018
Total of all active and inactive participants2014-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0179
Number of participants with account balances2014-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0182
Total number of active participants reported on line 7a of the Form 55002013-01-0168
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0169
Number of participants with account balances2013-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$32,169
Expenses. Total of all expenses incurred2021-12-31$457,841
Benefits paid (including direct rollovers)2021-12-31$457,838
Total plan assets at end of year2021-12-31$0
Total plan assets at beginning of year2021-12-31$425,672
Value of fidelity bond covering the plan2021-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2021-12-31$3
Other income received2021-12-31$32,169
Net income (gross income less expenses)2021-12-31$-425,672
Net plan assets at end of year (total assets less liabilities)2021-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$425,672
Assets. Value of employer securities2021-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$97,768
Expenses. Total of all expenses incurred2020-12-31$1,026,296
Benefits paid (including direct rollovers)2020-12-31$1,026,296
Total plan assets at end of year2020-12-31$425,672
Total plan assets at beginning of year2020-12-31$1,354,200
Value of fidelity bond covering the plan2020-12-31$2,000,000
Other income received2020-12-31$97,768
Net income (gross income less expenses)2020-12-31$-928,528
Net plan assets at end of year (total assets less liabilities)2020-12-31$425,672
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,354,200
Assets. Value of employer securities2020-12-31$93,240
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$506,839
Total income from all sources2019-12-31$670,021
Expenses. Total of all expenses incurred2019-12-31$14,442
Total plan assets at end of year2019-12-31$1,354,200
Total plan assets at beginning of year2019-12-31$1,205,460
Value of fidelity bond covering the plan2019-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2019-12-31$14,442
Other income received2019-12-31$609,101
Net income (gross income less expenses)2019-12-31$655,579
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,354,200
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$698,621
Assets. Value of employer securities2019-12-31$1,354,200
Total contributions received or receivable from employer(s)2019-12-31$60,920
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$506,839
Total plan liabilities at beginning of year2018-12-31$548,613
Total income from all sources2018-12-31$-481,557
Expenses. Total of all expenses incurred2018-12-31$20,569
Benefits paid (including direct rollovers)2018-12-31$1,422
Total plan assets at end of year2018-12-31$1,205,460
Total plan assets at beginning of year2018-12-31$1,749,360
Value of fidelity bond covering the plan2018-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2018-12-31$19,147
Other income received2018-12-31$-543,899
Net income (gross income less expenses)2018-12-31$-502,126
Net plan assets at end of year (total assets less liabilities)2018-12-31$698,621
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,200,747
Assets. Value of employer securities2018-12-31$1,205,460
Total contributions received or receivable from employer(s)2018-12-31$62,342
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$548,613
Total plan liabilities at beginning of year2017-12-31$588,978
Total income from all sources2017-12-31$432,324
Expenses. Total of all expenses incurred2017-12-31$25,659
Benefits paid (including direct rollovers)2017-12-31$5,104
Total plan assets at end of year2017-12-31$1,749,360
Total plan assets at beginning of year2017-12-31$1,383,060
Value of fidelity bond covering the plan2017-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2017-12-31$20,555
Other income received2017-12-31$366,300
Net income (gross income less expenses)2017-12-31$406,665
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,200,747
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$794,082
Assets. Value of employer securities2017-12-31$1,749,360
Total contributions received or receivable from employer(s)2017-12-31$66,024
Value of corrective distributions2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$588,978
Total plan liabilities at beginning of year2016-12-31$1,255,731
Total income from all sources2016-12-31$995,146
Expenses. Total of all expenses incurred2016-12-31$22,033
Total plan assets at end of year2016-12-31$1,383,060
Total plan assets at beginning of year2016-12-31$1,076,700
Value of fidelity bond covering the plan2016-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2016-12-31$22,033
Other income received2016-12-31$934,226
Net income (gross income less expenses)2016-12-31$973,113
Net plan assets at end of year (total assets less liabilities)2016-12-31$794,082
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$-179,031
Assets. Value of employer securities2016-12-31$1,383,060
Total contributions received or receivable from employer(s)2016-12-31$60,920
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$1,255,731
Total plan liabilities at beginning of year2015-12-31$1,331,156
Total income from all sources2015-12-31$1,098,683
Expenses. Total of all expenses incurred2015-12-31$46,458
Total plan assets at end of year2015-12-31$1,076,700
Total plan assets at beginning of year2015-12-31$99,900
Value of fidelity bond covering the plan2015-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2015-12-31$46,458
Other income received2015-12-31$976,800
Net income (gross income less expenses)2015-12-31$1,052,225
Net plan assets at end of year (total assets less liabilities)2015-12-31$-179,031
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$-1,231,256
Assets. Value of employer securities2015-12-31$1,076,700
Total contributions received or receivable from employer(s)2015-12-31$121,883
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$1,331,156
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$-1,790,082
Expenses. Total of all expenses incurred2014-12-31$41,174
Total plan assets at end of year2014-12-31$99,900
Total plan assets at beginning of year2014-12-31$600,000
Value of fidelity bond covering the plan2014-12-31$2,000,000
Expenses. Other expenses not covered elsewhere2014-12-31$41,174
Other income received2014-12-31$-1,911,965
Net income (gross income less expenses)2014-12-31$-1,831,256
Net plan assets at end of year (total assets less liabilities)2014-12-31$-1,231,256
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$600,000
Assets. Value of employer securities2014-12-31$99,900
Total contributions received or receivable from employer(s)2014-12-31$121,883
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$600,000
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$600,000
Total plan assets at beginning of year2013-12-31$0
Net income (gross income less expenses)2013-12-31$600,000
Net plan assets at end of year (total assets less liabilities)2013-12-31$600,000
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0

Form 5500 Responses for UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2021: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UPPER VALLEY PRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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