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HOWARD MARKOWITZ, DDS 401(K) PLAN 401k Plan overview

Plan NameHOWARD MARKOWITZ, DDS 401(K) PLAN
Plan identification number 001

HOWARD MARKOWITZ, DDS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOWARD MARKOWITZ, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name:HOWARD MARKOWITZ, D.D.S., P.C.
Employer identification number (EIN):043408210
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOWARD MARKOWITZ, DDS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01PLAN SPONSOR2023-10-05
0012021-01-01TINA MEUSE2022-10-07
0012020-01-01TINA MEUSE2021-08-06
0012019-01-01LINDSEY GAMBACCINI2020-10-02
0012018-01-01LINDSEY GAMBACCINI2019-07-15
0012017-01-01STEPHANIE SMITH2018-09-25
0012017-01-01PLAN SPONSOR2018-09-18
0012016-01-01LINDSEY GAMBACCINI
0012015-01-01LINDSEY GAMBACCINI
0012014-01-01LINDSEY GAMBACCINI
0012013-01-01STEPHEN MARKOWITZ
0012012-01-01DEBRA STEWART DEBRA STEWART2013-06-06
0012011-01-01HOWARD MARKOWITZ, DDS HOWARD MARKOWITZ, DDS2012-05-15
0012009-01-01HOWARD MARKOWITZ HOWARD MARKOWITZ2010-08-23

Plan Statistics for HOWARD MARKOWITZ, DDS 401(K) PLAN

401k plan membership statisitcs for HOWARD MARKOWITZ, DDS 401(K) PLAN

Measure Date Value
2016: HOWARD MARKOWITZ, DDS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0141
Total number of active participants reported on line 7a of the Form 55002016-01-0144
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0144
Number of participants with account balances2016-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HOWARD MARKOWITZ, DDS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0132
Total number of active participants reported on line 7a of the Form 55002015-01-0141
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0141
Number of participants with account balances2015-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HOWARD MARKOWITZ, DDS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0128
Total number of active participants reported on line 7a of the Form 55002014-01-0132
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0132
Number of participants with account balances2014-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HOWARD MARKOWITZ, DDS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0132
Total number of active participants reported on line 7a of the Form 55002013-01-0127
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0128
Number of participants with account balances2013-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HOWARD MARKOWITZ, DDS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0131
Total number of active participants reported on line 7a of the Form 55002012-01-0131
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0132
Number of participants with account balances2012-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HOWARD MARKOWITZ, DDS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0131
Total number of active participants reported on line 7a of the Form 55002011-01-0128
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0128
Number of participants with account balances2011-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HOWARD MARKOWITZ, DDS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0133
Total number of active participants reported on line 7a of the Form 55002009-01-0130
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0131
Number of participants with account balances2009-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HOWARD MARKOWITZ, DDS 401(K) PLAN

Measure Date Value
2016 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$254,673
Expenses. Total of all expenses incurred2016-12-31$82,089
Benefits paid (including direct rollovers)2016-12-31$81,384
Total plan assets at end of year2016-12-31$1,503,471
Total plan assets at beginning of year2016-12-31$1,330,887
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$135,229
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$21,577
Other income received2016-12-31$96,767
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$172,584
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,503,471
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,330,887
Assets. Value of participant loans2016-12-31$8,523
Total contributions received or receivable from employer(s)2016-12-31$1,100
Value of certain deemed distributions of participant loans2016-12-31$424
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$281
2015 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$130,693
Expenses. Total of all expenses incurred2015-12-31$20,944
Benefits paid (including direct rollovers)2015-12-31$12,437
Total plan assets at end of year2015-12-31$1,330,887
Total plan assets at beginning of year2015-12-31$1,221,138
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$142,274
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-11,581
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$109,749
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,330,887
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,221,138
Assets. Value of participant loans2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$8,444
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$63
2014 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$161,750
Expenses. Total of all expenses incurred2014-12-31$75,044
Benefits paid (including direct rollovers)2014-12-31$39,503
Total plan assets at end of year2014-12-31$1,221,138
Total plan assets at beginning of year2014-12-31$1,134,432
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$98,431
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$63,319
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$86,706
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,221,138
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,134,432
Assets. Value of participant loans2014-12-31$40,668
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$35,297
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$244
2013 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$248,289
Expenses. Total of all expenses incurred2013-12-31$36,925
Benefits paid (including direct rollovers)2013-12-31$25,300
Total plan assets at end of year2013-12-31$1,134,432
Total plan assets at beginning of year2013-12-31$923,068
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$102,667
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$145,622
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$211,364
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,134,432
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$923,068
Assets. Value of participant loans2013-12-31$1,277
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$11,625
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
2012 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$146,441
Expenses. Total of all expenses incurred2012-12-31$13,983
Total plan assets at end of year2012-12-31$923,068
Total plan assets at beginning of year2012-12-31$790,610
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$73,208
Other income received2012-12-31$73,233
Net income (gross income less expenses)2012-12-31$132,458
Net plan assets at end of year (total assets less liabilities)2012-12-31$923,068
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$790,610
Assets. Value of participant loans2012-12-31$1,917
Value of corrective distributions2012-12-31$13,983
2011 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$30,481
Expenses. Total of all expenses incurred2011-12-31$68,486
Benefits paid (including direct rollovers)2011-12-31$46,595
Total plan assets at end of year2011-12-31$790,610
Total plan assets at beginning of year2011-12-31$828,615
Value of fidelity bond covering the plan2011-12-31$150,000
Total contributions received or receivable from participants2011-12-31$66,516
Other income received2011-12-31$-36,035
Net income (gross income less expenses)2011-12-31$-38,005
Net plan assets at end of year (total assets less liabilities)2011-12-31$790,610
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$828,615
Assets. Value of participant loans2011-12-31$3,745
Value of corrective distributions2011-12-31$21,891
2010 : HOWARD MARKOWITZ, DDS 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$139,980
Expenses. Total of all expenses incurred2010-12-31$162,299
Benefits paid (including direct rollovers)2010-12-31$146,084
Total plan assets at end of year2010-12-31$828,615
Total plan assets at beginning of year2010-12-31$850,934
Value of fidelity bond covering the plan2010-12-31$150,000
Total contributions received or receivable from participants2010-12-31$63,949
Other income received2010-12-31$76,031
Net income (gross income less expenses)2010-12-31$-22,319
Net plan assets at end of year (total assets less liabilities)2010-12-31$828,615
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$850,934
Assets. Value of participant loans2010-12-31$5,971
Value of corrective distributions2010-12-31$16,215

Form 5500 Responses for HOWARD MARKOWITZ, DDS 401(K) PLAN

2016: HOWARD MARKOWITZ, DDS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HOWARD MARKOWITZ, DDS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HOWARD MARKOWITZ, DDS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HOWARD MARKOWITZ, DDS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HOWARD MARKOWITZ, DDS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HOWARD MARKOWITZ, DDS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HOWARD MARKOWITZ, DDS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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