401k Plan data: THE LEGACY ATHLETIC 401(K) PLAN plan

THE LEGACY ATHLETIC 401(K) PLAN 401k Plan overview

Plan Name	THE LEGACY ATHLETIC 401(K) PLAN
Plan identification number	001

THE LEGACY ATHLETIC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

L&W APPAREL COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: L&W APPAREL COMPANY, INC.

Employer identification number (EIN): 043414379

NAIC Classification: 423910
NAIC Description: Sporting and Recreational Goods and Supplies Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LEGACY ATHLETIC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 DAN DUBS 2018-07-19
001 2016-01-01 DANIEL A. DUBS 2017-06-28
001 2015-01-01 DANIEL A. DUBS 2016-08-25
001 2014-01-01 JENNIFER MASTERS 2015-06-30
001 2013-01-01 DANIEL A. DUBS 2014-07-16 DANIEL A. DUBS 2014-07-16
001 2012-01-01 DANIEL DUBS
001 2011-01-01 DANIEL DUBS
001 2009-01-01 DANIEL DUBS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	DAN DUBS	2018-07-19
001	2016-01-01	DANIEL A. DUBS	2017-06-28
001	2015-01-01	DANIEL A. DUBS	2016-08-25
001	2014-01-01	JENNIFER MASTERS	2015-06-30
001	2013-01-01	DANIEL A. DUBS	2014-07-16	DANIEL A. DUBS	2014-07-16
001	2012-01-01	DANIEL DUBS
001	2011-01-01	DANIEL DUBS
001	2009-01-01	DANIEL DUBS

Plan Statistics for THE LEGACY ATHLETIC 401(K) PLAN

401k plan membership statisitcs for THE LEGACY ATHLETIC 401(K) PLAN

Measure Date Value
2018: THE LEGACY ATHLETIC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 194
Number of retired or separated participants receiving benefits 2018-01-01 9
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 203
Number of participants with account balances 2018-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2012: THE LEGACY ATHLETIC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 67
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 72
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 76
Number of participants with account balances 2012-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 17
2011: THE LEGACY ATHLETIC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 65
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 67
Number of participants with account balances 2011-01-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: THE LEGACY ATHLETIC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 53
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 54
Number of participants with account balances 2009-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: THE LEGACY ATHLETIC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	194
Number of retired or separated participants receiving benefits	2018-01-01	9
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	203
Number of participants with account balances	2018-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2012: THE LEGACY ATHLETIC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	67
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	72
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	76
Number of participants with account balances	2012-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	17
2011: THE LEGACY ATHLETIC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	65
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	67
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	67
Number of participants with account balances	2011-01-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: THE LEGACY ATHLETIC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	53
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	54
Number of participants with account balances	2009-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE LEGACY ATHLETIC 401(K) PLAN

Measure	Date	Value
2018 : THE LEGACY ATHLETIC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$615,084
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$58,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$26,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$829,074
Value of total assets at end of year	2018-12-31	$2,918,668
Value of total assets at beginning of year	2018-12-31	$2,362,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$32,496
Total interest from all sources	2018-12-31	$2,597
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$150,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$419,078
Participant contributions at end of year	2018-12-31	$57,512
Participant contributions at beginning of year	2018-12-31	$33,010
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$30,277
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$158,318
Other income not declared elsewhere	2018-12-31	$62
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$556,452
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,918,668
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,362,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$296,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,271,144
Value of interest in pooled separate accounts at end of year	2018-12-31	$26,805
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$14,299
Interest on participant loans	2018-12-31	$2,597
Value of interest in common/collective trusts at end of year	2018-12-31	$2,536,465
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-215,696
Net investment gain/loss from pooled separate accounts	2018-12-31	$-953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$251,678
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$10,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$26,136
Contract administrator fees	2018-12-31	$32,496
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	STAMBAUGH NESS INC
Accountancy firm EIN	2018-12-31	232846715
2012 : THE LEGACY ATHLETIC 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$212,307
Expenses. Total of all expenses incurred	2012-12-31	$79,591
Benefits paid (including direct rollovers)	2012-12-31	$68,863
Total plan assets at end of year	2012-12-31	$589,148
Total plan assets at beginning of year	2012-12-31	$456,432
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$78,191
Contributions received from other sources (not participants or employers)	2012-12-31	$13,283
Other income received	2012-12-31	$73,630
Net income (gross income less expenses)	2012-12-31	$132,716
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$589,148
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$456,432
Assets. Value of participant loans	2012-12-31	$26,152
Total contributions received or receivable from employer(s)	2012-12-31	$47,203
Value of corrective distributions	2012-12-31	$8,874
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,854
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : THE LEGACY ATHLETIC 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$92,102
Expenses. Total of all expenses incurred	2011-12-31	$6,752
Benefits paid (including direct rollovers)	2011-12-31	$1,933
Total plan assets at end of year	2011-12-31	$456,432
Total plan assets at beginning of year	2011-12-31	$371,082
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$78,082
Other income received	2011-12-31	$-16,101
Net income (gross income less expenses)	2011-12-31	$85,350
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$456,432
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$371,082
Assets. Value of participant loans	2011-12-31	$10,017
Total contributions received or receivable from employer(s)	2011-12-31	$30,121
Value of corrective distributions	2011-12-31	$1,338
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$3,481
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : THE LEGACY ATHLETIC 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$100,681
Expenses. Total of all expenses incurred	2010-12-31	$11,687
Total plan assets at end of year	2010-12-31	$371,082
Total plan assets at beginning of year	2010-12-31	$282,088
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$62,425
Other income received	2010-12-31	$38,256
Net income (gross income less expenses)	2010-12-31	$88,994
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$371,082
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$282,088
Assets. Value of participant loans	2010-12-31	$7,924
Value of corrective distributions	2010-12-31	$8,686
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,001
2009 : THE LEGACY ATHLETIC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE LEGACY ATHLETIC 401(K) PLAN

2018: THE LEGACY ATHLETIC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2012: THE LEGACY ATHLETIC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE LEGACY ATHLETIC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE LEGACY ATHLETIC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	241
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $10
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	5
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

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Company Name:	L&W APPAREL COMPANY, INC.
Employer identification number (EIN):	043414379
NAIC Classification:	423910
NAIC Description:	Sporting and Recreational Goods and Supplies Merchant Wholesalers