401k Plan data: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN plan

UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN
Plan identification number	002

UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PLAINS, GRAINS & AGRONOMY has sponsored the creation of one or more 401k plans.

Company Name: PLAINS, GRAINS & AGRONOMY

Employer identification number (EIN): 043695581

NAIC Classification: 115110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 CAROL SPIEKERMEIER CAROL SPIEKERMEIER 2013-10-08
002 2011-01-01 CAROL SPIEKERMEIER CAROL SPIEKERMEIER 2012-10-03

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	CAROL SPIEKERMEIER	CAROL SPIEKERMEIER	2013-10-08
002	2011-01-01	CAROL SPIEKERMEIER	CAROL SPIEKERMEIER	2012-10-03

Plan Statistics for UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 49
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 53
Number of participants with account balances 2015-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 45
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 50
Number of participants with account balances 2014-01-01 47
2013: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 41
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 45
Number of participants with account balances 2013-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 40
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 41
Total participants 2012-01-01 41
Number of participants with account balances 2012-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 37
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 38
Total participants 2011-01-01 38
Number of participants with account balances 2011-01-01 38

Measure	Date	Value
2016: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	49
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	53
Number of participants with account balances	2015-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	45
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	50
Number of participants with account balances	2014-01-01	47
2013: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	41
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	45
Number of participants with account balances	2013-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	40
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	41
Total participants	2012-01-01	41
Number of participants with account balances	2012-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	37
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	38
Total participants	2011-01-01	38
Number of participants with account balances	2011-01-01	38

Financial Data on UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2016 : UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$-4,224,783
Total income from all sources	2016-12-31	$-255,434
Expenses. Total of all expenses incurred	2016-12-31	$1,330
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$0
Total plan assets at beginning of year	2016-12-31	$4,481,547
Value of fidelity bond covering the plan	2016-12-31	$250,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$1,330
Other income received	2016-12-31	$-255,434
Net income (gross income less expenses)	2016-12-31	$-256,764
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,481,547
Assets. Value of participant loans	2016-12-31	$0
2015 : UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$349,438
Expenses. Total of all expenses incurred	2015-12-31	$432,429
Benefits paid (including direct rollovers)	2015-12-31	$421,578
Total plan assets at end of year	2015-12-31	$4,481,547
Total plan assets at beginning of year	2015-12-31	$4,564,538
Value of fidelity bond covering the plan	2015-12-31	$250,000
Total contributions received or receivable from participants	2015-12-31	$252,694
Expenses. Other expenses not covered elsewhere	2015-12-31	$10,623
Other income received	2015-12-31	$-54,668
Net income (gross income less expenses)	2015-12-31	$-82,991
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,481,547
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,564,538
Assets. Value of participant loans	2015-12-31	$123,606
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-12-31	$193,377
Total contributions received or receivable from employer(s)	2015-12-31	$151,412
Value of corrective distributions	2015-12-31	$228
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$618,677
Expenses. Total of all expenses incurred	2014-12-31	$112,708
Benefits paid (including direct rollovers)	2014-12-31	$99,722
Total plan assets at end of year	2014-12-31	$4,564,538
Total plan assets at beginning of year	2014-12-31	$4,058,569
Value of fidelity bond covering the plan	2014-12-31	$250,000
Total contributions received or receivable from participants	2014-12-31	$242,433
Expenses. Other expenses not covered elsewhere	2014-12-31	$12,986
Contributions received from other sources (not participants or employers)	2014-12-31	$2,987
Other income received	2014-12-31	$236,877
Net income (gross income less expenses)	2014-12-31	$505,969
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,564,538
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,058,569
Assets. Value of participant loans	2014-12-31	$144,390
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$20,174
Total contributions received or receivable from employer(s)	2014-12-31	$136,380
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$919,732
Expenses. Total of all expenses incurred	2013-12-31	$46,885
Benefits paid (including direct rollovers)	2013-12-31	$35,774
Total plan assets at end of year	2013-12-31	$4,058,569
Total plan assets at beginning of year	2013-12-31	$3,185,722
Value of fidelity bond covering the plan	2013-12-31	$250,000
Total contributions received or receivable from participants	2013-12-31	$226,277
Expenses. Other expenses not covered elsewhere	2013-12-31	$11,111
Other income received	2013-12-31	$569,626
Net income (gross income less expenses)	2013-12-31	$872,847
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,058,569
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,185,722
Assets. Value of participant loans	2013-12-31	$165,074
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$11,658
Total contributions received or receivable from employer(s)	2013-12-31	$123,829
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$706,210
Expenses. Total of all expenses incurred	2012-12-31	$12,046
Total plan assets at end of year	2012-12-31	$3,185,722
Total plan assets at beginning of year	2012-12-31	$2,491,558
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$203,292
Expenses. Other expenses not covered elsewhere	2012-12-31	$12,046
Other income received	2012-12-31	$386,418
Net income (gross income less expenses)	2012-12-31	$694,164
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,185,722
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,491,558
Assets. Value of participant loans	2012-12-31	$159,051
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$15,129
Total contributions received or receivable from employer(s)	2012-12-31	$116,500
2011 : UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$2,491,558
Total plan assets at end of year	2011-12-31	$2,491,558
Value of fidelity bond covering the plan	2011-12-31	$500,000
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,491,558
Assets. Value of participant loans	2011-12-31	$89,064

Form 5500 Responses for UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN

2016: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UPPER MIDWEST GRAIN ELEVATORS BENEFIT ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PLAINS, GRAINS & AGRONOMY
Employer identification number (EIN):	043695581
NAIC Classification:	115110