401k Plan data: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN plan

TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 401k Plan overview

Plan Name	TUCKER & ASSOCIATES, LLC RETIREMENT PLAN
Plan identification number	001

TUCKER & ASSOCIATES, LLC RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TUCKER & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name: TUCKER & ASSOCIATES, LLC

Employer identification number (EIN): 043721202

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about TUCKER & ASSOCIATES, LLC

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 2009-04-24

Company Identification Number: 20091230532

Legal Registered Office Address: 1330 Leyden ST
Suite 105
Denver
United States of America (USA)
80220

More information about TUCKER & ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TUCKER & ASSOCIATES, LLC RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 BRUCE G TUCKER 2021-07-21 BRUCE G TUCKER 2021-07-21
001 2019-01-01 BRUCE G TUCKER 2020-06-23 BRUCE G TUCKER 2020-06-23
001 2018-01-01 BRUCE G. TUCKER 2019-07-11 BRUCE G. TUCKER 2019-07-11
001 2017-01-01 BRUCE G. TUCKER 2018-10-22 BRUCE G. TUCKER 2018-10-22
001 2017-01-01 BRUCE G. TUCKER 2018-10-11 BRUCE G. TUCKER 2018-10-11
001 2016-01-01 ALICIA MARCELLO 2017-07-05 BRUCE TUCKER 2017-07-05
001 2015-01-01 ALICIA MARCELLO ALICIA MARCELLO 2016-06-15
001 2014-01-01 ALICIA MARCELLO ALICIA MARCELLO 2016-05-24
001 2014-01-01 ALICIA MARCELLO ALICIA MARCELLO 2015-06-29
001 2013-01-01 ALICIA MARCELLO 2014-09-10 BRUCE TUCKER 2014-09-10
001 2012-01-01 ALICIA MARCELLO 2013-10-02 ALICIA MARCELLO 2013-10-02
001 2011-01-01 ALICIA MARCELLO 2012-07-20 BRUCE TUCKER 2012-07-23
001 2010-01-01 BRUCE TUCKER 2011-07-18

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	BRUCE G TUCKER	2021-07-21	BRUCE G TUCKER	2021-07-21
001	2019-01-01	BRUCE G TUCKER	2020-06-23	BRUCE G TUCKER	2020-06-23
001	2018-01-01	BRUCE G. TUCKER	2019-07-11	BRUCE G. TUCKER	2019-07-11
001	2017-01-01	BRUCE G. TUCKER	2018-10-22	BRUCE G. TUCKER	2018-10-22
001	2017-01-01	BRUCE G. TUCKER	2018-10-11	BRUCE G. TUCKER	2018-10-11
001	2016-01-01	ALICIA MARCELLO	2017-07-05	BRUCE TUCKER	2017-07-05
001	2015-01-01	ALICIA MARCELLO		ALICIA MARCELLO	2016-06-15
001	2014-01-01	ALICIA MARCELLO		ALICIA MARCELLO	2016-05-24
001	2014-01-01	ALICIA MARCELLO		ALICIA MARCELLO	2015-06-29
001	2013-01-01	ALICIA MARCELLO	2014-09-10	BRUCE TUCKER	2014-09-10
001	2012-01-01	ALICIA MARCELLO	2013-10-02	ALICIA MARCELLO	2013-10-02
001	2011-01-01	ALICIA MARCELLO	2012-07-20	BRUCE TUCKER	2012-07-23
001	2010-01-01	BRUCE TUCKER	2011-07-18

Plan Statistics for TUCKER & ASSOCIATES, LLC RETIREMENT PLAN

401k plan membership statisitcs for TUCKER & ASSOCIATES, LLC RETIREMENT PLAN

Measure Date Value
2015: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 12
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 12
Number of participants with account balances 2015-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2015: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	12
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	12
Number of participants with account balances	2015-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on TUCKER & ASSOCIATES, LLC RETIREMENT PLAN

Measure	Date	Value
2015 : TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$20,625
Expenses. Total of all expenses incurred	2015-12-31	$1,478
Total plan assets at end of year	2015-12-31	$1,107,133
Total plan assets at beginning of year	2015-12-31	$1,087,986
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$83,494
Expenses. Other expenses not covered elsewhere	2015-12-31	$1,478
Other income received	2015-12-31	$-62,869
Net income (gross income less expenses)	2015-12-31	$19,147
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,107,133
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,087,986
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$7,746
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$6,177
Total plan assets at end of year	2014-12-31	$7,746
Total plan assets at beginning of year	2014-12-31	$903,298
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$7,746
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$7,746
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$7,746
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0

Form 5500 Responses for TUCKER & ASSOCIATES, LLC RETIREMENT PLAN

2015: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TUCKER & ASSOCIATES, LLC RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TUCKER & ASSOCIATES, LLC
Employer identification number (EIN):	043721202
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	2009-04-24
Company Identification Number:	20091230532
Legal Registered Office Address:	1330 Leyden ST Suite 105 Denver United States of America (USA) 80220