401k Plan data: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN plan

RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN
Plan identification number	001

RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R I RESOURCE RECOVERY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: R I RESOURCE RECOVERY CORPORATION

Employer identification number (EIN): 050366883

NAIC Classification: 562000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DEAN M. HUFF JR.
001 2013-01-01 DEAN M. HUFF
001 2012-01-01 JOSEPH T. MCCORMICK
001 2011-01-01 JOSEPH T. MCCORMICK
001 2010-01-01 JOSEPH MCCORMICK
001 2009-01-01 JOSEPH MCCORMICK

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	DEAN M. HUFF JR.
001	2013-01-01	DEAN M. HUFF
001	2012-01-01	JOSEPH T. MCCORMICK
001	2011-01-01	JOSEPH T. MCCORMICK
001	2010-01-01	JOSEPH MCCORMICK
001	2009-01-01	JOSEPH MCCORMICK

Plan Statistics for RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 102
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 17
Total of all active and inactive participants 2014-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 119
Number of participants with account balances 2014-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 97
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 21
Total of all active and inactive participants 2013-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 120
Number of participants with account balances 2013-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 99
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 16
Total of all active and inactive participants 2012-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 115
Number of participants with account balances 2012-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 94
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 15
Total of all active and inactive participants 2011-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 109
Number of participants with account balances 2011-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 95
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 19
Total of all active and inactive participants 2010-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 114
Number of participants with account balances 2010-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 98
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 56
Total of all active and inactive participants 2009-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 155
Number of participants with account balances 2009-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2014: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	102
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	17
Total of all active and inactive participants	2014-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	119
Number of participants with account balances	2014-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	97
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	21
Total of all active and inactive participants	2013-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	120
Number of participants with account balances	2013-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	99
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	16
Total of all active and inactive participants	2012-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	115
Number of participants with account balances	2012-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	94
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	15
Total of all active and inactive participants	2011-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	109
Number of participants with account balances	2011-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	95
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	19
Total of all active and inactive participants	2010-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	114
Number of participants with account balances	2010-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	98
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	56
Total of all active and inactive participants	2009-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	155
Number of participants with account balances	2009-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$53,721
Total unrealized appreciation/depreciation of assets	2014-12-31	$53,721
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$16,053
Total income from all sources (including contributions)	2014-12-31	$2,544,324
Total loss/gain on sale of assets	2014-12-31	$947,660
Total of all expenses incurred	2014-12-31	$1,961,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,770,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,751,277
Value of total assets at end of year	2014-12-31	$27,807,296
Value of total assets at beginning of year	2014-12-31	$27,240,144
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$190,304
Total interest from all sources	2014-12-31	$21,488
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,334,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,226,158
Administrative expenses professional fees incurred	2014-12-31	$174,341
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$531,944
Participant contributions at end of year	2014-12-31	$553,397
Participant contributions at beginning of year	2014-12-31	$676,448
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$71,187
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$82,585
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$5,673
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$4,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$16,053
Other income not declared elsewhere	2014-12-31	$17,684
Administrative expenses (other) incurred	2014-12-31	$10,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$583,205
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$27,807,296
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$27,224,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$5,625
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$22,521,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$22,556,961
Interest on participant loans	2014-12-31	$21,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$174,473
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$134,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$134,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$70
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,582,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,219,333
Income. Dividends from common stock	2014-12-31	$108,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,770,815
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$4,481,362
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$3,785,225
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$6,422,206
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$5,474,546
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	MARCUM LLP
Accountancy firm EIN	2014-12-31	111986323
2013 : RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$2,153,108
Total unrealized appreciation/depreciation of assets	2013-12-31	$2,153,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$16,053
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$21,606
Total income from all sources (including contributions)	2013-12-31	$6,022,519
Total loss/gain on sale of assets	2013-12-31	$433,180
Total of all expenses incurred	2013-12-31	$1,093,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$915,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,747,996
Value of total assets at end of year	2013-12-31	$27,240,144
Value of total assets at beginning of year	2013-12-31	$22,316,986
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$178,154
Total interest from all sources	2013-12-31	$20,534
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$801,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$693,226
Administrative expenses professional fees incurred	2013-12-31	$158,004
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$508,934
Participant contributions at end of year	2013-12-31	$676,448
Participant contributions at beginning of year	2013-12-31	$578,722
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$82,585
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$80,300
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$4,317
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$5,083
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$16,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$21,606
Other income not declared elsewhere	2013-12-31	$13,163
Administrative expenses (other) incurred	2013-12-31	$12,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,928,711
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$27,224,091
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,295,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$22,556,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$17,395,014
Interest on participant loans	2013-12-31	$20,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$134,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$114,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$114,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$47
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$853,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,239,062
Income. Dividends from common stock	2013-12-31	$108,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$915,654
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$3,785,225
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$4,142,990
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$3,416,223
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$2,983,043
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	MARCUM LLP
Accountancy firm EIN	2013-12-31	111986323
2012 : RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$376,540
Total unrealized appreciation/depreciation of assets	2012-12-31	$376,540
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$21,606
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$16,903
Total income from all sources (including contributions)	2012-12-31	$4,391,100
Total loss/gain on sale of assets	2012-12-31	$130,433
Total of all expenses incurred	2012-12-31	$1,667,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,504,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,549,078
Value of total assets at end of year	2012-12-31	$22,316,986
Value of total assets at beginning of year	2012-12-31	$19,588,999
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$163,266
Total interest from all sources	2012-12-31	$18,700
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$571,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$451,515
Administrative expenses professional fees incurred	2012-12-31	$142,480
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$444,595
Participant contributions at end of year	2012-12-31	$578,722
Participant contributions at beginning of year	2012-12-31	$498,644
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$80,300
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$92,724
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$5,083
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$6,910
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$21,606
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$16,903
Other income not declared elsewhere	2012-12-31	$19,727
Administrative expenses (other) incurred	2012-12-31	$13,286
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,723,284
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,295,380
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$19,572,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$17,395,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$15,080,348
Interest on participant loans	2012-12-31	$18,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$114,877
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$110,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$110,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$79
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,724,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,104,483
Income. Dividends from common stock	2012-12-31	$120,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,504,550
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$4,142,990
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$3,800,122
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,345,578
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$2,215,145
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BRAVER PC
Accountancy firm EIN	2012-12-31	042894325
2011 : RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-120,700
Total unrealized appreciation/depreciation of assets	2011-12-31	$-120,700
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$16,903
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$6,594
Total income from all sources (including contributions)	2011-12-31	$1,363,871
Total loss/gain on sale of assets	2011-12-31	$-112,897
Total of all expenses incurred	2011-12-31	$1,823,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,629,613
Value of total corrective distributions	2011-12-31	$16,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,552,500
Value of total assets at end of year	2011-12-31	$19,588,999
Value of total assets at beginning of year	2011-12-31	$20,038,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$176,947
Total interest from all sources	2011-12-31	$21,066
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$640,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$500,395
Administrative expenses professional fees incurred	2011-12-31	$98,775
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$463,081
Participant contributions at end of year	2011-12-31	$498,644
Participant contributions at beginning of year	2011-12-31	$546,084
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$92,724
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$92,856
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$6,910
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$8,432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$16,903
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$6,594
Other income not declared elsewhere	2011-12-31	$-5,299
Administrative expenses (other) incurred	2011-12-31	$70,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-459,592
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$19,572,096
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,031,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$15,080,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,407,371
Interest on participant loans	2011-12-31	$20,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$110,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$166,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$166,543
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$167
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-611,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,089,419
Income. Dividends from common stock	2011-12-31	$140,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,629,613
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$3,800,122
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$7,816,996
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$7,495,744
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$7,608,641
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BRAVER PC
Accountancy firm EIN	2011-12-31	042894325
2010 : RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$722,006
Total unrealized appreciation/depreciation of assets	2010-12-31	$722,006
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$6,594
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,810,212
Total loss/gain on sale of assets	2010-12-31	$46,268
Total of all expenses incurred	2010-12-31	$2,230,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,054,524
Value of total corrective distributions	2010-12-31	$6,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,472,527
Value of total assets at end of year	2010-12-31	$20,038,282
Value of total assets at beginning of year	2010-12-31	$18,451,916
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$169,322
Total interest from all sources	2010-12-31	$25,459
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$549,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$396,382
Administrative expenses professional fees incurred	2010-12-31	$96,969
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$436,081
Participant contributions at end of year	2010-12-31	$546,084
Participant contributions at beginning of year	2010-12-31	$525,690
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$92,856
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$94,097
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$8,432
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$9,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$6,594
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$5,053
Administrative expenses (other) incurred	2010-12-31	$64,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,579,772
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$20,031,688
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$18,451,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,407,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,621,707
Interest on participant loans	2010-12-31	$25,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$166,543
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$258,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$258,465
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$989,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,036,446
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$152,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,054,524
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$7,816,996
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$7,942,942
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$6,162,215
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$6,115,947
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	CCR LLP
Accountancy firm EIN	2010-12-31	043069946
2009 : RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN

2014: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RHODE ISLAND RESOURCE RECOVERY CORPORATION 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	R I RESOURCE RECOVERY CORPORATION
Employer identification number (EIN):	050366883
NAIC Classification:	562000