401k Plan data: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN plan

THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN
Plan identification number	003

THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE TAYLOR AND FENN COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE TAYLOR AND FENN COMPANY

Employer identification number (EIN): 060559380

NAIC Classification: 331500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2023-01-01
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01
003 2016-01-01 SEAN ROGERS 2017-07-20
003 2015-01-01 SEAN ROGERS 2016-06-22
003 2014-01-01 SHANNON MILLIARD 2015-07-31
003 2013-01-01 SHANNON MILLIARD 2014-07-30
003 2012-01-01 SHANNON MILLIARD 2013-07-31
003 2011-01-01 BRIAN BUTLER
003 2009-01-01 STEVE KELLNER

Plan Statistics for THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN

Measure Date Value
2011: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 81
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 13
Total of all active and inactive participants 2011-01-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 94
Number of participants with account balances 2011-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 103
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 113
Number of participants with account balances 2009-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5

Measure	Date	Value
2011: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	81
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	13
Total of all active and inactive participants	2011-01-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	94
Number of participants with account balances	2011-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	103
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	113
Number of participants with account balances	2009-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5

Financial Data on THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN

Measure	Date	Value
2011 : THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$71,909
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$250,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$245,155
Expenses. Certain deemed distributions of participant loans	2011-12-31	$5,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$156,167
Value of total assets at end of year	2011-12-31	$3,446,802
Value of total assets at beginning of year	2011-12-31	$3,625,677
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$625
Total interest from all sources	2011-12-31	$4,269
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$83,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$83,577
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$400,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$136,999
Participant contributions at end of year	2011-12-31	$65,833
Participant contributions at beginning of year	2011-12-31	$70,235
Other income not declared elsewhere	2011-12-31	$27
Administrative expenses (other) incurred	2011-12-31	$625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-178,875
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,446,802
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,625,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,380,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,555,442
Interest on participant loans	2011-12-31	$4,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-172,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$19,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$245,155
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CASTANHO FINANCIAL GROUP, LLC
Accountancy firm EIN	2011-12-31	061408160
2010 : THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$569,622
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$375,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$374,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$179,895
Value of total assets at end of year	2010-12-31	$3,625,677
Value of total assets at beginning of year	2010-12-31	$3,431,847
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,075
Total interest from all sources	2010-12-31	$5,804
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$60,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$60,649
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$150,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$157,026
Participant contributions at end of year	2010-12-31	$70,235
Participant contributions at beginning of year	2010-12-31	$91,884
Administrative expenses (other) incurred	2010-12-31	$1,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$193,830
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,625,677
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,431,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,555,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,339,963
Interest on participant loans	2010-12-31	$5,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$323,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$22,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$374,717
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CASTANHO FINANCIAL GROUP, LLC
Accountancy firm EIN	2010-12-31	061408160
2009 : THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN

2011: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE TAYLOR AND FENN COMPANY 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE TAYLOR AND FENN COMPANY
Employer identification number (EIN):	060559380
NAIC Classification:	331500

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2023-01-01
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01
003	2016-01-01	SEAN ROGERS	2017-07-20
003	2015-01-01	SEAN ROGERS	2016-06-22
003	2014-01-01	SHANNON MILLIARD	2015-07-31
003	2013-01-01	SHANNON MILLIARD	2014-07-30
003	2012-01-01	SHANNON MILLIARD	2013-07-31
003	2011-01-01	BRIAN BUTLER
003	2009-01-01	STEVE KELLNER