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THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameTHE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN
Plan identification number 005

THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE HOTCHKISS SCHOOL has sponsored the creation of one or more 401k plans.

Company Name:THE HOTCHKISS SCHOOL
Employer identification number (EIN):060647018
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01SANDRA J. LYNCH2023-09-21
0052021-01-01SANDRA J. LYNCH2022-09-19
0052020-01-01SANDRA J. LYNCH2021-10-04
0052019-01-01SANDRA J. LYNCH2020-09-17
0052018-01-01SANDRA J. LYNCH2019-10-07
0052017-01-01
0052016-01-01
0052015-01-01
0052014-01-01JOHN P. TUKE
0052013-01-01JOHN P. TUKE
0052012-01-01JOHN P. TUKE
0052011-01-01ETIENNE MAROFSKY
0052009-01-01CAROL LIPMAN

Plan Statistics for THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN

401k plan membership statisitcs for THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN

Measure Date Value
2022: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01845
Total number of active participants reported on line 7a of the Form 55002022-01-01380
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01500
Total of all active and inactive participants2022-01-01880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01880
Number of participants with account balances2022-01-01821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01826
Total number of active participants reported on line 7a of the Form 55002021-01-01367
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01478
Total of all active and inactive participants2021-01-01845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01845
Number of participants with account balances2021-01-01790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01838
Total number of active participants reported on line 7a of the Form 55002020-01-01364
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01462
Total of all active and inactive participants2020-01-01826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01826
Number of participants with account balances2020-01-01773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01808
Total number of active participants reported on line 7a of the Form 55002019-01-01389
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01449
Total of all active and inactive participants2019-01-01838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01838
Number of participants with account balances2019-01-01769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01800
Total number of active participants reported on line 7a of the Form 55002018-01-01371
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01437
Total of all active and inactive participants2018-01-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01808
Number of participants with account balances2018-01-01743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01788
Total number of active participants reported on line 7a of the Form 55002017-01-01384
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01416
Total of all active and inactive participants2017-01-01800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01800
Number of participants with account balances2017-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01767
Total number of active participants reported on line 7a of the Form 55002016-01-01391
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01397
Total of all active and inactive participants2016-01-01788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01788
Number of participants with account balances2016-01-01724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01759
Total number of active participants reported on line 7a of the Form 55002015-01-01385
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01382
Total of all active and inactive participants2015-01-01767
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01767
Number of participants with account balances2015-01-01690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01652
Total number of active participants reported on line 7a of the Form 55002014-01-01385
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01373
Total of all active and inactive participants2014-01-01758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01759
Number of participants with account balances2014-01-01673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01664
Total number of active participants reported on line 7a of the Form 55002013-01-01318
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01334
Total of all active and inactive participants2013-01-01652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01652
Number of participants with account balances2013-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01649
Total number of active participants reported on line 7a of the Form 55002012-01-01316
Number of other retired or separated participants entitled to future benefits2012-01-01348
Total of all active and inactive participants2012-01-01664
Total participants2012-01-01664
Number of participants with account balances2012-01-01640
2011: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01616
Total number of active participants reported on line 7a of the Form 55002011-01-01380
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01269
Total of all active and inactive participants2011-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01649
Number of participants with account balances2011-01-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01857
Total number of active participants reported on line 7a of the Form 55002009-01-01576
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01284
Total of all active and inactive participants2009-01-01860
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01862
Number of participants with account balances2009-01-01848
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN

Measure Date Value
2022 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-12,223,393
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,841,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,683,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,570,866
Value of total assets at end of year2022-12-31$150,206,918
Value of total assets at beginning of year2022-12-31$168,271,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$157,411
Total interest from all sources2022-12-31$1,502,686
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,889,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,889,593
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,271,451
Participant contributions at end of year2022-12-31$236,395
Participant contributions at beginning of year2022-12-31$229,561
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$636,722
Other income not declared elsewhere2022-12-31$134,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,064,772
Value of net assets at end of year (total assets less liabilities)2022-12-31$150,206,918
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$168,271,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$102,771,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$121,434,312
Value of interest in pooled separate accounts at end of year2022-12-31$8,049,798
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,358,432
Interest on participant loans2022-12-31$10,827
Interest earned on other investments2022-12-31$1,491,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$39,148,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$39,249,385
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$502,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-24,948,227
Net investment gain/loss from pooled separate accounts2022-12-31$626,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,662,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,181,651
Contract administrator fees2022-12-31$157,411
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$25,504,476
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,014,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,859,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,525,034
Value of total assets at end of year2021-12-31$168,271,690
Value of total assets at beginning of year2021-12-31$148,781,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$154,596
Total interest from all sources2021-12-31$1,281,856
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,896,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,896,074
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,034,440
Participant contributions at end of year2021-12-31$229,561
Participant contributions at beginning of year2021-12-31$138,060
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,049,572
Other income not declared elsewhere2021-12-31$126,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$19,490,362
Value of net assets at end of year (total assets less liabilities)2021-12-31$168,271,690
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$148,781,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$121,434,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$105,602,671
Value of interest in pooled separate accounts at end of year2021-12-31$7,358,432
Value of interest in pooled separate accounts at beginning of year2021-12-31$5,591,194
Interest on participant loans2021-12-31$8,012
Interest earned on other investments2021-12-31$1,273,844
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$39,249,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$37,449,403
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$15,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,574,077
Net investment gain/loss from pooled separate accounts2021-12-31$1,100,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,441,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,844,060
Contract administrator fees2021-12-31$154,596
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$22,040,682
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,630,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,483,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,451,456
Value of total assets at end of year2020-12-31$148,781,328
Value of total assets at beginning of year2020-12-31$136,370,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$146,609
Total interest from all sources2020-12-31$1,389,657
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,890,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,890,971
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,913,471
Participant contributions at end of year2020-12-31$138,060
Participant contributions at beginning of year2020-12-31$23,243
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$24,853
Other income not declared elsewhere2020-12-31$103,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,410,501
Value of net assets at end of year (total assets less liabilities)2020-12-31$148,781,328
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$136,370,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$105,602,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$92,146,306
Value of interest in pooled separate accounts at end of year2020-12-31$5,591,194
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,000,019
Interest on participant loans2020-12-31$5,696
Interest earned on other investments2020-12-31$1,383,961
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$37,449,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$37,201,259
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$586,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,265,561
Net investment gain/loss from pooled separate accounts2020-12-31$-60,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,513,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,897,248
Contract administrator fees2020-12-31$146,609
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$26,215,582
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,766,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,645,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,666,384
Value of total assets at end of year2019-12-31$136,370,827
Value of total assets at beginning of year2019-12-31$115,921,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$120,923
Total interest from all sources2019-12-31$1,308,959
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,551,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,551,936
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,778,997
Participant contributions at end of year2019-12-31$23,243
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,504,116
Other income not declared elsewhere2019-12-31$124,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$20,448,943
Value of net assets at end of year (total assets less liabilities)2019-12-31$136,370,827
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$115,921,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$92,146,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$75,567,314
Value of interest in pooled separate accounts at end of year2019-12-31$7,000,019
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,428,364
Interest on participant loans2019-12-31$78
Interest earned on other investments2019-12-31$1,308,881
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$37,201,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$33,926,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,204,387
Net investment gain/loss from pooled separate accounts2019-12-31$359,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,383,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,645,716
Contract administrator fees2019-12-31$120,923
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHNREZNICK LLP
Accountancy firm EIN2019-12-31221478099
2018 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,159,683
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,466,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,363,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,788,076
Value of total assets at end of year2018-12-31$115,921,884
Value of total assets at beginning of year2018-12-31$119,228,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$102,331
Total interest from all sources2018-12-31$1,267,587
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,034,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,034,811
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,738,649
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,653,853
Other income not declared elsewhere2018-12-31$131,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,306,432
Value of net assets at end of year (total assets less liabilities)2018-12-31$115,921,884
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$119,228,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$75,567,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$80,589,062
Value of interest in pooled separate accounts at end of year2018-12-31$6,428,364
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,822,970
Interest earned on other investments2018-12-31$1,267,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$33,926,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$32,816,284
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$630,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,344,987
Net investment gain/loss from pooled separate accounts2018-12-31$282,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,395,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,733,034
Contract administrator fees2018-12-31$102,331
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COHNREZNICK LLP
Accountancy firm EIN2018-12-31221478099
2017 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,784,392
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,580,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,516,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,939,626
Value of total assets at end of year2017-12-31$119,228,316
Value of total assets at beginning of year2017-12-31$104,024,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$64,315
Total interest from all sources2017-12-31$1,224,336
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,759,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,759,031
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,657,748
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,956,675
Other income not declared elsewhere2017-12-31$101,922
Administrative expenses (other) incurred2017-12-31$7,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,203,478
Value of net assets at end of year (total assets less liabilities)2017-12-31$119,228,316
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$104,024,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$28,272
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$80,589,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$66,299,489
Value of interest in pooled separate accounts at end of year2017-12-31$5,822,970
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,920,983
Interest earned on other investments2017-12-31$1,224,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$32,816,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$31,804,366
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$1,200,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,508,996
Net investment gain/loss from pooled separate accounts2017-12-31$250,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,325,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,315,822
Contract administrator fees2017-12-31$28,122
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHNREZNICK LLP
Accountancy firm EIN2017-12-31221478099
2016 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,437,440
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,451,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,399,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,901,943
Value of total assets at end of year2016-12-31$104,024,838
Value of total assets at beginning of year2016-12-31$97,038,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$52,314
Total interest from all sources2016-12-31$1,286,047
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,247,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,247,443
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,618,054
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$9,527
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,989,287
Other income not declared elsewhere2016-12-31$37,777
Administrative expenses (other) incurred2016-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,985,903
Value of net assets at end of year (total assets less liabilities)2016-12-31$104,024,838
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$97,038,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$66,299,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$61,032,863
Value of interest in pooled separate accounts at end of year2016-12-31$5,920,983
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,648,484
Interest earned on other investments2016-12-31$1,286,047
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$31,804,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$30,339,336
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$301,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,666,750
Net investment gain/loss from pooled separate accounts2016-12-31$297,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,294,602
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$8,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,097,322
Contract administrator fees2016-12-31$52,274
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHNREZNICK LLP
Accountancy firm EIN2016-12-31221478099
2015 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,008,487
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,917,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,893,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,591,371
Value of total assets at end of year2015-12-31$97,038,935
Value of total assets at beginning of year2015-12-31$97,947,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$23,795
Total interest from all sources2015-12-31$1,176,634
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,413,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,413,221
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,522,651
Participant contributions at end of year2015-12-31$9,527
Participant contributions at beginning of year2015-12-31$9,708
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$777,628
Other income not declared elsewhere2015-12-31$60,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-908,606
Value of net assets at end of year (total assets less liabilities)2015-12-31$97,038,935
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$97,947,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$61,032,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$62,679,613
Value of interest in pooled separate accounts at end of year2015-12-31$5,648,484
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,214,483
Interest earned on other investments2015-12-31$1,176,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$30,339,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$30,034,809
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$295,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,666,506
Net investment gain/loss from pooled separate accounts2015-12-31$433,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,291,092
Employer contributions (assets) at end of year2015-12-31$8,725
Employer contributions (assets) at beginning of year2015-12-31$8,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,597,772
Contract administrator fees2015-12-31$23,795
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK LLP
Accountancy firm EIN2015-12-31221478099
2014 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,530,960
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$9,167,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,112,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,881,592
Value of total assets at end of year2014-12-31$97,947,541
Value of total assets at beginning of year2014-12-31$95,583,963
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$54,436
Total interest from all sources2014-12-31$1,182,600
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,276,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,276,565
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,399,785
Participant contributions at end of year2014-12-31$9,708
Participant contributions at beginning of year2014-12-31$8,995
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,180,784
Other income not declared elsewhere2014-12-31$32,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,363,578
Value of net assets at end of year (total assets less liabilities)2014-12-31$97,947,541
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$95,583,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$62,679,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$62,288,130
Value of interest in pooled separate accounts at end of year2014-12-31$5,214,483
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,543,935
Interest earned on other investments2014-12-31$1,182,600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$30,034,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$28,734,615
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$286,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,587,818
Net investment gain/loss from pooled separate accounts2014-12-31$569,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,301,023
Employer contributions (assets) at end of year2014-12-31$8,928
Employer contributions (assets) at beginning of year2014-12-31$8,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,826,658
Contract administrator fees2014-12-31$54,436
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHNREZNICK LLP
Accountancy firm EIN2014-12-31221478099
2013 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$17,738,873
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,194,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,167,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,053,871
Value of total assets at end of year2013-12-31$95,583,963
Value of total assets at beginning of year2013-12-31$84,039,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$26,200
Total interest from all sources2013-12-31$1,101,354
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,119,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,119,019
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,323,239
Participant contributions at end of year2013-12-31$8,995
Participant contributions at beginning of year2013-12-31$9,077
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$473,144
Other income not declared elsewhere2013-12-31$27,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,544,769
Value of net assets at end of year (total assets less liabilities)2013-12-31$95,583,963
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$84,039,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$62,288,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$53,228,431
Value of interest in pooled separate accounts at end of year2013-12-31$4,543,935
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,513,493
Interest on participant loans2013-12-31$1
Interest earned on other investments2013-12-31$1,101,353
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$28,734,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$27,279,602
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$308,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,068,364
Net investment gain/loss from pooled separate accounts2013-12-31$368,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,257,488
Employer contributions (assets) at end of year2013-12-31$8,288
Employer contributions (assets) at beginning of year2013-12-31$8,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,859,457
Contract administrator fees2013-12-31$26,200
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHNREZNICK LLP
Accountancy firm EIN2013-12-31221478099
2012 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$840,297
Total unrealized appreciation/depreciation of assets2012-12-31$840,297
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,835,819
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,548,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,548,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,823,522
Value of total assets at end of year2012-12-31$84,039,194
Value of total assets at beginning of year2012-12-31$75,751,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$194,511
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$576,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$576,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,255,398
Participant contributions at end of year2012-12-31$9,077
Participant contributions at beginning of year2012-12-31$18,744
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$346,364
Other income not declared elsewhere2012-12-31$25,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,287,658
Value of net assets at end of year (total assets less liabilities)2012-12-31$84,039,194
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$75,751,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$53,228,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$46,796,666
Value of interest in pooled separate accounts at end of year2012-12-31$3,513,493
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,858,789
Interest earned on other investments2012-12-31$194,511
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$27,279,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$26,059,591
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$35,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,071,501
Net investment gain/loss from pooled separate accounts2012-12-31$304,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,221,760
Employer contributions (assets) at end of year2012-12-31$8,591
Employer contributions (assets) at beginning of year2012-12-31$17,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,512,259
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHNREZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,114,425
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,794,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,794,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,702,442
Value of total assets at end of year2011-12-31$75,751,536
Value of total assets at beginning of year2011-12-31$77,431,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$969,112
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$368,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$368,433
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,207,402
Participant contributions at end of year2011-12-31$18,744
Participant contributions at beginning of year2011-12-31$8,792
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$357,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,680,031
Value of net assets at end of year (total assets less liabilities)2011-12-31$75,751,536
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$77,431,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$46,796,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$51,193,645
Value of interest in pooled separate accounts at end of year2011-12-31$2,858,789
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,010,839
Interest earned on other investments2011-12-31$969,112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$26,059,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$24,209,139
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$393,365
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,238,404
Net investment gain/loss from pooled separate accounts2011-12-31$312,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,137,276
Employer contributions (assets) at end of year2011-12-31$17,746
Employer contributions (assets) at beginning of year2011-12-31$9,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,401,091
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31J.H.COHN LLP
Accountancy firm EIN2011-12-31221478099
2010 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$38,275
Total income from all sources (including contributions)2010-12-31$11,328,272
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,184,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,184,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,262,862
Value of total assets at end of year2010-12-31$77,431,567
Value of total assets at beginning of year2010-12-31$68,326,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$875,463
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$141,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$141,121
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,192,267
Participant contributions at end of year2010-12-31$8,792
Participant contributions at beginning of year2010-12-31$17,938
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$48,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$38,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,143,536
Value of net assets at end of year (total assets less liabilities)2010-12-31$77,431,567
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$68,288,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$51,193,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$44,144,162
Value of interest in pooled separate accounts at end of year2010-12-31$2,010,839
Value of interest in pooled separate accounts at beginning of year2010-12-31$977,957
Interest earned on other investments2010-12-31$875,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$24,209,139
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$23,152,854
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$134,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,828,776
Net investment gain/loss from pooled separate accounts2010-12-31$220,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,022,048
Employer contributions (assets) at end of year2010-12-31$9,152
Employer contributions (assets) at beginning of year2010-12-31$33,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,050,452
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31J.H. COHN LLP
Accountancy firm EIN2010-12-31221478099
2009 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN

2022: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered821
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered790
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered773
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered769
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered743
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered735
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered690
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered673
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered519
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered640
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered629
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102067
Policy instance 1
Insurance contract or identification number102067
Number of Individuals Covered600
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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