401k Plan data: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN plan

OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 401k Plan overview

Plan Name	OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN
Plan identification number	001

OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OVERHEAD DOOR COMPANY OF HARTFORD INC. has sponsored the creation of one or more 401k plans.

Company Name: OVERHEAD DOOR COMPANY OF HARTFORD INC.

Employer identification number (EIN): 060683496

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 DAVE MARKS 2024-10-10
001 2022-01-01 DAVE MARKS 2023-08-16
001 2021-01-01 DAVE MARKS 2022-07-28 DAVE MARKS 2022-07-28
001 2020-01-01 DAVE MARKS 2021-10-06
001 2019-01-01 DAVE MARKS 2020-10-01 DAVE MARKS 2020-10-01
001 2018-01-01 DAVE MARKS 2019-10-10 DAVE MARKS 2019-10-10
001 2017-01-01 DAVE MCMANUS 2018-10-11
001 2016-01-01 DAVE MCMANUS 2017-07-06 DAVE MCMANUS 2017-07-06
001 2015-01-01 DAVID J MCMANUS 2016-07-29
001 2014-01-01 DAVID J. MCMANUS
001 2013-01-01 DAVE MCMANUS
001 2012-01-01 DAVE MCMANUS
001 2009-01-01 DAVID MCMANUS DAVID MCMANUS 2010-10-14
001 2009-01-01 DAVID MCMANUS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	DAVE MARKS	2024-10-10
001	2022-01-01	DAVE MARKS	2023-08-16
001	2021-01-01	DAVE MARKS	2022-07-28	DAVE MARKS	2022-07-28
001	2020-01-01	DAVE MARKS	2021-10-06
001	2019-01-01	DAVE MARKS	2020-10-01	DAVE MARKS	2020-10-01
001	2018-01-01	DAVE MARKS	2019-10-10	DAVE MARKS	2019-10-10
001	2017-01-01	DAVE MCMANUS	2018-10-11
001	2016-01-01	DAVE MCMANUS	2017-07-06	DAVE MCMANUS	2017-07-06
001	2015-01-01	DAVID J MCMANUS	2016-07-29
001	2014-01-01	DAVID J. MCMANUS
001	2013-01-01	DAVE MCMANUS
001	2012-01-01	DAVE MCMANUS
001	2009-01-01	DAVID MCMANUS		DAVID MCMANUS	2010-10-14
001	2009-01-01	DAVID MCMANUS

Plan Statistics for OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN

401k plan membership statisitcs for OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN

Measure Date Value
2014: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 29
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 6
Total of all active and inactive participants 2014-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 35
Number of participants with account balances 2014-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 29
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 35
Number of participants with account balances 2013-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 32
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 39
Number of participants with account balances 2012-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2009: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 36
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 40
Number of participants with account balances 2009-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	29
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	6
Total of all active and inactive participants	2014-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	35
Number of participants with account balances	2014-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	29
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	35
Number of participants with account balances	2013-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	32
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	39
Number of participants with account balances	2012-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2009: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	36
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	40
Number of participants with account balances	2009-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN

Measure	Date	Value
2014 : OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total income from all sources	2014-12-31	$112,486
Expenses. Total of all expenses incurred	2014-12-31	$224
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,436,326
Total plan assets at beginning of year	2014-12-31	$1,324,064
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$45,328
Expenses. Other expenses not covered elsewhere	2014-12-31	$224
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$55,825
Net income (gross income less expenses)	2014-12-31	$112,262
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,436,326
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,324,064
Assets. Value of participant loans	2014-12-31	$76,555
Total contributions received or receivable from employer(s)	2014-12-31	$11,333
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
2013 : OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total income from all sources	2013-12-31	$305,537
Expenses. Total of all expenses incurred	2013-12-31	$351,646
Benefits paid (including direct rollovers)	2013-12-31	$351,012
Total plan assets at end of year	2013-12-31	$1,324,064
Total plan assets at beginning of year	2013-12-31	$1,370,173
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$47,384
Expenses. Other expenses not covered elsewhere	2013-12-31	$634
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$246,306
Net income (gross income less expenses)	2013-12-31	$-46,109
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,324,064
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,370,173
Assets. Value of participant loans	2013-12-31	$75,463
Total contributions received or receivable from employer(s)	2013-12-31	$11,847
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2012 : OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total income from all sources	2012-12-31	$218,918
Expenses. Total of all expenses incurred	2012-12-31	$11,697
Benefits paid (including direct rollovers)	2012-12-31	$11,423
Total plan assets at end of year	2012-12-31	$1,370,173
Total plan assets at beginning of year	2012-12-31	$1,162,952
Total contributions received or receivable from participants	2012-12-31	$55,444
Expenses. Other expenses not covered elsewhere	2012-12-31	$274
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$149,612
Net income (gross income less expenses)	2012-12-31	$207,221
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,370,173
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,162,952
Assets. Value of participant loans	2012-12-31	$75,571
Total contributions received or receivable from employer(s)	2012-12-31	$13,862
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2009 : OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN

2014: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2009: OVERHEAD DOOR COMPANY OF HARTFORD 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-027606

Policy instance

Insurance contract or identification number	GA-027606
Number of Individuals Covered	28
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,833
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,833
Insurance broker organization code?	3
Welfare Benefit Premiums Paid to Carrier	USD $76,217
Insurance broker name	UBS FINANCIAL SERVICES

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-027606

Policy instance

Insurance contract or identification number	GA-027606
Number of Individuals Covered	28
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,810
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,810
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL SVCS INS AGCY

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-027606

Policy instance

Insurance contract or identification number	GA-027606
Number of Individuals Covered	32
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,867
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,867
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL SVCS INS AGCY

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Company Name:	OVERHEAD DOOR COMPANY OF HARTFORD INC.
Employer identification number (EIN):	060683496
NAIC Classification:	238900