401k Plan data: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN plan

UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 401k Plan overview

Plan Name	UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN
Plan identification number	002

UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OF NEW HAVEN has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY OF NEW HAVEN

Employer identification number (EIN): 060761704

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-07-01
002 2021-07-01
002 2020-07-01
002 2019-07-01
002 2018-07-01
002 2017-07-01
002 2016-07-01 NEIL CHAMBERLAND PATRICK TORRE 2018-04-02
002 2015-07-01 NEIL CHAMBERLAND PATRICK TORRE 2017-03-01
002 2014-07-01 NEIL CHAMBERLAND
002 2013-07-01 P. PENNY PECKA PATRICK M TORRE 2015-04-02
002 2012-07-01 P. PENNY PECKA GEORGE S. SYNODI 2014-04-01
002 2011-07-01 P. PENNY PECKA PATRICK TORRE, ASSOC VP FINANCE 2013-04-15
002 2010-07-01 P. PENNY PECKA GEORGE S. SYNODI 2012-04-16
002 2009-07-01 P. PENNY PECKA GEORGE S. SYNODI 2011-04-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2022-07-01
002	2021-07-01
002	2020-07-01
002	2019-07-01
002	2018-07-01
002	2017-07-01
002	2016-07-01	NEIL CHAMBERLAND	PATRICK TORRE	2018-04-02
002	2015-07-01	NEIL CHAMBERLAND	PATRICK TORRE	2017-03-01
002	2014-07-01	NEIL CHAMBERLAND
002	2013-07-01	P. PENNY PECKA	PATRICK M TORRE	2015-04-02
002	2012-07-01	P. PENNY PECKA	GEORGE S. SYNODI	2014-04-01
002	2011-07-01	P. PENNY PECKA	PATRICK TORRE, ASSOC VP FINANCE	2013-04-15
002	2010-07-01	P. PENNY PECKA	GEORGE S. SYNODI	2012-04-16
002	2009-07-01	P. PENNY PECKA	GEORGE S. SYNODI	2011-04-15

Plan Statistics for UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN

401k plan membership statisitcs for UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN

Measure Date Value
2022: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-07-01 1,339
Total number of active participants reported on line 7a of the Form 5500 2022-07-01 899
Number of retired or separated participants receiving benefits 2022-07-01 36
Number of other retired or separated participants entitled to future benefits 2022-07-01 822
Total of all active and inactive participants 2022-07-01 1,757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-07-01 18
Total participants 2022-07-01 1,775
Number of participants with account balances 2022-07-01 1,750
2021: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 1,256
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 852
Number of retired or separated participants receiving benefits 2021-07-01 28
Number of other retired or separated participants entitled to future benefits 2021-07-01 452
Total of all active and inactive participants 2021-07-01 1,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 7
Total participants 2021-07-01 1,339
Number of participants with account balances 2021-07-01 1,322
2020: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 1,269
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 818
Number of retired or separated participants receiving benefits 2020-07-01 22
Number of other retired or separated participants entitled to future benefits 2020-07-01 410
Total of all active and inactive participants 2020-07-01 1,250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 6
Total participants 2020-07-01 1,256
Number of participants with account balances 2020-07-01 1,241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
2019: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 1,753
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 914
Number of retired or separated participants receiving benefits 2019-07-01 22
Number of other retired or separated participants entitled to future benefits 2019-07-01 326
Total of all active and inactive participants 2019-07-01 1,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 7
Total participants 2019-07-01 1,269
Number of participants with account balances 2019-07-01 1,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 0
2018: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 1,686
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 933
Number of retired or separated participants receiving benefits 2018-07-01 0
Number of other retired or separated participants entitled to future benefits 2018-07-01 811
Total of all active and inactive participants 2018-07-01 1,744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 9
Total participants 2018-07-01 1,753
Number of participants with account balances 2018-07-01 1,666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 0
2017: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 1,684
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 888
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 790
Total of all active and inactive participants 2017-07-01 1,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 8
Total participants 2017-07-01 1,686
Number of participants with account balances 2017-07-01 1,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 1,686
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 881
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 793
Total of all active and inactive participants 2016-07-01 1,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 10
Total participants 2016-07-01 1,684
Number of participants with account balances 2016-07-01 1,611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 2,093
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 888
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 790
Total of all active and inactive participants 2015-07-01 1,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 8
Total participants 2015-07-01 1,686
Number of participants with account balances 2015-07-01 1,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 2,043
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 1,200
Number of retired or separated participants receiving benefits 2014-07-01 13
Number of other retired or separated participants entitled to future benefits 2014-07-01 872
Total of all active and inactive participants 2014-07-01 2,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 8
Total participants 2014-07-01 2,093
Number of participants with account balances 2014-07-01 1,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 2,037
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 1,186
Number of retired or separated participants receiving benefits 2013-07-01 11
Number of other retired or separated participants entitled to future benefits 2013-07-01 838
Total of all active and inactive participants 2013-07-01 2,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 8
Total participants 2013-07-01 2,043
Number of participants with account balances 2013-07-01 1,931
2012: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 2,724
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 1,202
Number of retired or separated participants receiving benefits 2012-07-01 7
Number of other retired or separated participants entitled to future benefits 2012-07-01 822
Total of all active and inactive participants 2012-07-01 2,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 6
Total participants 2012-07-01 2,037
Number of participants with account balances 2012-07-01 1,909
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 1,502
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 1,538
Number of retired or separated participants receiving benefits 2011-07-01 4
Number of other retired or separated participants entitled to future benefits 2011-07-01 1,178
Total of all active and inactive participants 2011-07-01 2,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 4
Total participants 2011-07-01 2,724
Number of participants with account balances 2011-07-01 2,421
2010: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 1,044
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 1,035
Number of retired or separated participants receiving benefits 2010-07-01 2
Number of other retired or separated participants entitled to future benefits 2010-07-01 465
Total of all active and inactive participants 2010-07-01 1,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 1,502
Number of participants with account balances 2010-07-01 1,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 996
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 637
Number of retired or separated participants receiving benefits 2009-07-01 1
Number of other retired or separated participants entitled to future benefits 2009-07-01 400
Total of all active and inactive participants 2009-07-01 1,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 6
Total participants 2009-07-01 1,044
Number of participants with account balances 2009-07-01 633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2022: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-07-01	1,339
Total number of active participants reported on line 7a of the Form 5500	2022-07-01	899
Number of retired or separated participants receiving benefits	2022-07-01	36
Number of other retired or separated participants entitled to future benefits	2022-07-01	822
Total of all active and inactive participants	2022-07-01	1,757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-07-01	18
Total participants	2022-07-01	1,775
Number of participants with account balances	2022-07-01	1,750
2021: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	1,256
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	852
Number of retired or separated participants receiving benefits	2021-07-01	28
Number of other retired or separated participants entitled to future benefits	2021-07-01	452
Total of all active and inactive participants	2021-07-01	1,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	7
Total participants	2021-07-01	1,339
Number of participants with account balances	2021-07-01	1,322
2020: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	1,269
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	818
Number of retired or separated participants receiving benefits	2020-07-01	22
Number of other retired or separated participants entitled to future benefits	2020-07-01	410
Total of all active and inactive participants	2020-07-01	1,250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	6
Total participants	2020-07-01	1,256
Number of participants with account balances	2020-07-01	1,241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
2019: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	1,753
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	914
Number of retired or separated participants receiving benefits	2019-07-01	22
Number of other retired or separated participants entitled to future benefits	2019-07-01	326
Total of all active and inactive participants	2019-07-01	1,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	7
Total participants	2019-07-01	1,269
Number of participants with account balances	2019-07-01	1,256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	0
2018: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	1,686
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	933
Number of retired or separated participants receiving benefits	2018-07-01	0
Number of other retired or separated participants entitled to future benefits	2018-07-01	811
Total of all active and inactive participants	2018-07-01	1,744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	9
Total participants	2018-07-01	1,753
Number of participants with account balances	2018-07-01	1,666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	0
2017: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	1,684
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	888
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	790
Total of all active and inactive participants	2017-07-01	1,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	8
Total participants	2017-07-01	1,686
Number of participants with account balances	2017-07-01	1,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	1,686
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	881
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	793
Total of all active and inactive participants	2016-07-01	1,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	10
Total participants	2016-07-01	1,684
Number of participants with account balances	2016-07-01	1,611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	2,093
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	888
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	790
Total of all active and inactive participants	2015-07-01	1,678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	8
Total participants	2015-07-01	1,686
Number of participants with account balances	2015-07-01	1,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	2,043
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	1,200
Number of retired or separated participants receiving benefits	2014-07-01	13
Number of other retired or separated participants entitled to future benefits	2014-07-01	872
Total of all active and inactive participants	2014-07-01	2,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	8
Total participants	2014-07-01	2,093
Number of participants with account balances	2014-07-01	1,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	2,037
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	1,186
Number of retired or separated participants receiving benefits	2013-07-01	11
Number of other retired or separated participants entitled to future benefits	2013-07-01	838
Total of all active and inactive participants	2013-07-01	2,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	8
Total participants	2013-07-01	2,043
Number of participants with account balances	2013-07-01	1,931
2012: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	2,724
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	1,202
Number of retired or separated participants receiving benefits	2012-07-01	7
Number of other retired or separated participants entitled to future benefits	2012-07-01	822
Total of all active and inactive participants	2012-07-01	2,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	6
Total participants	2012-07-01	2,037
Number of participants with account balances	2012-07-01	1,909
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	1,502
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	1,538
Number of retired or separated participants receiving benefits	2011-07-01	4
Number of other retired or separated participants entitled to future benefits	2011-07-01	1,178
Total of all active and inactive participants	2011-07-01	2,720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	4
Total participants	2011-07-01	2,724
Number of participants with account balances	2011-07-01	2,421
2010: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	1,044
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	1,035
Number of retired or separated participants receiving benefits	2010-07-01	2
Number of other retired or separated participants entitled to future benefits	2010-07-01	465
Total of all active and inactive participants	2010-07-01	1,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	1,502
Number of participants with account balances	2010-07-01	1,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	996
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	637
Number of retired or separated participants receiving benefits	2009-07-01	1
Number of other retired or separated participants entitled to future benefits	2009-07-01	400
Total of all active and inactive participants	2009-07-01	1,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	6
Total participants	2009-07-01	1,044
Number of participants with account balances	2009-07-01	633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN

Measure	Date	Value
2023 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-06-30	$0
Total income from all sources (including contributions)	2023-06-30	$39,397,613
Total loss/gain on sale of assets	2023-06-30	$0
Total of all expenses incurred	2023-06-30	$20,570,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-06-30	$20,443,610
Expenses. Certain deemed distributions of participant loans	2023-06-30	$92,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-06-30	$13,528,635
Value of total assets at end of year	2023-06-30	$260,063,925
Value of total assets at beginning of year	2023-06-30	$241,236,608
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-06-30	$33,787
Total interest from all sources	2023-06-30	$1,056,729
Total dividends received (eg from common stock, registered investment company shares)	2023-06-30	$12,239,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-06-30	$12,239,543
Was this plan covered by a fidelity bond	2023-06-30	Yes
Value of fidelity bond cover	2023-06-30	$500,000
If this is an individual account plan, was there a blackout period	2023-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2023-06-30	No
Contributions received from participants	2023-06-30	$6,466,271
Participant contributions at end of year	2023-06-30	$1,504,535
Participant contributions at beginning of year	2023-06-30	$1,422,444
Income. Received or receivable in cash from other sources (including rollovers)	2023-06-30	$1,250,473
Other income not declared elsewhere	2023-06-30	$85,000
Administrative expenses (other) incurred	2023-06-30	$33,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-06-30	No
Value of net income/loss	2023-06-30	$18,827,317
Value of net assets at end of year (total assets less liabilities)	2023-06-30	$260,063,925
Value of net assets at beginning of year (total assets less liabilities)	2023-06-30	$241,236,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-06-30	No
Were any leases to which the plan was party in default or uncollectible	2023-06-30	No
Investment advisory and management fees	2023-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-06-30	$212,012,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-06-30	$188,573,485
Value of interest in pooled separate accounts at end of year	2023-06-30	$2,843,921
Value of interest in pooled separate accounts at beginning of year	2023-06-30	$3,261,402
Interest on participant loans	2023-06-30	$72,062
Interest earned on other investments	2023-06-30	$808,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-06-30	$4,873,431
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-06-30	$5,899,539
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-06-30	$5,899,539
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-06-30	$175,783
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-06-30	$38,829,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-06-30	$42,079,738
Expenses. Payments to insurance carriers foe the provision of benefits	2023-06-30	$184,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-06-30	$12,774,161
Net investment gain/loss from pooled separate accounts	2023-06-30	$-286,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-06-30	No
Was there a failure to transmit to the plan any participant contributions	2023-06-30	No
Has the plan failed to provide any benefit when due under the plan	2023-06-30	No
Contributions received in cash from employer	2023-06-30	$5,811,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-06-30	$20,259,468
Did the plan have assets held for investment	2023-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-06-30	No
Opinion of an independent qualified public accountant for this plan	2023-06-30	Disclaimer
Accountancy firm name	2023-06-30	COHNREZNICK LLP
Accountancy firm EIN	2023-06-30	221478099
2022 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$-18,806,104
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$16,601,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$16,447,174
Expenses. Certain deemed distributions of participant loans	2022-06-30	$90,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$13,903,361
Value of total assets at end of year	2022-06-30	$241,236,608
Value of total assets at beginning of year	2022-06-30	$276,644,327
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$64,101
Total interest from all sources	2022-06-30	$585,983
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$14,036,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-06-30	$14,036,260
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$500,000
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$6,259,628
Participant contributions at end of year	2022-06-30	$1,422,444
Participant contributions at beginning of year	2022-06-30	$1,320,290
Income. Received or receivable in cash from other sources (including rollovers)	2022-06-30	$2,064,529
Other income not declared elsewhere	2022-06-30	$78,000
Administrative expenses (other) incurred	2022-06-30	$64,101
Liabilities. Value of operating payables at end of year	2022-06-30	$0
Liabilities. Value of operating payables at beginning of year	2022-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-35,407,719
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$241,236,608
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$276,644,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$188,573,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$225,431,357
Value of interest in pooled separate accounts at end of year	2022-06-30	$3,261,402
Value of interest in pooled separate accounts at beginning of year	2022-06-30	$2,718,202
Interest on participant loans	2022-06-30	$64,510
Interest earned on other investments	2022-06-30	$516,249
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-06-30	$5,899,539
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-06-30	$3,492,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-06-30	$3,492,625
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-06-30	$5,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-06-30	$42,079,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-06-30	$42,366,261
Expenses. Payments to insurance carriers foe the provision of benefits	2022-06-30	$215,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-48,027,316
Net investment gain/loss from pooled separate accounts	2022-06-30	$617,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	No
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$5,579,204
Employer contributions (assets) at end of year	2022-06-30	$0
Employer contributions (assets) at beginning of year	2022-06-30	$1,315,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$16,231,751
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	COHNREZNICK LLP
Accountancy firm EIN	2022-06-30	221478099
2021 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$69,125,745
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$21,802,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$21,750,920
Expenses. Certain deemed distributions of participant loans	2021-06-30	$24,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$11,308,021
Value of total assets at end of year	2021-06-30	$276,644,327
Value of total assets at beginning of year	2021-06-30	$229,321,143
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$26,849
Total interest from all sources	2021-06-30	$1,547,610
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$8,113,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-06-30	$8,113,268
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$500,000
If this is an individual account plan, was there a blackout period	2021-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$5,594,976
Participant contributions at end of year	2021-06-30	$1,320,290
Participant contributions at beginning of year	2021-06-30	$1,228,963
Income. Received or receivable in cash from other sources (including rollovers)	2021-06-30	$369,204
Other income not declared elsewhere	2021-06-30	$19,500
Administrative expenses (other) incurred	2021-06-30	$28,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$47,323,184
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$276,644,327
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$229,321,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Investment advisory and management fees	2021-06-30	$-1,950
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$225,431,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$174,503,622
Value of interest in pooled separate accounts at end of year	2021-06-30	$2,718,202
Value of interest in pooled separate accounts at beginning of year	2021-06-30	$3,157,047
Interest on participant loans	2021-06-30	$72,329
Interest earned on other investments	2021-06-30	$1,474,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-06-30	$3,492,625
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-06-30	$4,774,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-06-30	$4,774,240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-06-30	$361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-06-30	$42,366,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-06-30	$45,657,271
Expenses. Payments to insurance carriers foe the provision of benefits	2021-06-30	$1,781,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$47,966,456
Net investment gain/loss from pooled separate accounts	2021-06-30	$170,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$5,343,841
Employer contributions (assets) at end of year	2021-06-30	$1,315,592
Employer contributions (assets) at beginning of year	2021-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$19,969,659
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Unqualified
Accountancy firm name	2021-06-30	COHNREZNICK LLP
Accountancy firm EIN	2021-06-30	221478099
2020 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$21,507,586
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$15,554,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$15,484,725
Expenses. Certain deemed distributions of participant loans	2020-06-30	$37,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$13,084,819
Value of total assets at end of year	2020-06-30	$229,321,143
Value of total assets at beginning of year	2020-06-30	$223,368,234
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$32,608
Total interest from all sources	2020-06-30	$1,667,124
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$6,854,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-30	$6,854,573
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$500,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$6,293,844
Participant contributions at end of year	2020-06-30	$1,228,963
Participant contributions at beginning of year	2020-06-30	$1,127,982
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-30	$2,175,590
Other income not declared elsewhere	2020-06-30	$25,500
Administrative expenses (other) incurred	2020-06-30	$9,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$5,952,909
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$229,321,143
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$223,368,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Investment advisory and management fees	2020-06-30	$22,958
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$174,503,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$173,278,280
Value of interest in pooled separate accounts at end of year	2020-06-30	$3,157,047
Value of interest in pooled separate accounts at beginning of year	2020-06-30	$3,365,495
Interest on participant loans	2020-06-30	$71,076
Interest earned on other investments	2020-06-30	$1,577,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-06-30	$4,774,240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-06-30	$1,277,924
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-06-30	$1,277,924
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-06-30	$18,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$45,657,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$44,318,553
Expenses. Payments to insurance carriers foe the provision of benefits	2020-06-30	$178,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$-159,306
Net investment gain/loss from pooled separate accounts	2020-06-30	$34,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$4,615,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$15,306,490
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	COHNREZNICK LLP
Accountancy firm EIN	2020-06-30	221478099
2019 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$27,003,109
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$11,005,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$10,945,365
Expenses. Certain deemed distributions of participant loans	2019-06-30	$39,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$14,598,013
Value of total assets at end of year	2019-06-30	$223,368,234
Value of total assets at beginning of year	2019-06-30	$207,370,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$20,563
Total interest from all sources	2019-06-30	$1,753,366
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$8,362,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$8,362,878
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$500,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$6,328,687
Participant contributions at end of year	2019-06-30	$1,127,982
Participant contributions at beginning of year	2019-06-30	$1,027,485
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$2,386,875
Administrative expenses (other) incurred	2019-06-30	$13,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$15,997,565
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$223,368,234
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$207,370,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Investment advisory and management fees	2019-06-30	$7,081
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$173,278,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$156,510,182
Value of interest in pooled separate accounts at end of year	2019-06-30	$3,365,495
Value of interest in pooled separate accounts at beginning of year	2019-06-30	$3,169,454
Interest on participant loans	2019-06-30	$55,259
Interest earned on other investments	2019-06-30	$1,676,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-06-30	$1,277,924
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-06-30	$539,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-06-30	$539,502
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-06-30	$22,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-06-30	$44,318,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-06-30	$46,124,046
Expenses. Payments to insurance carriers foe the provision of benefits	2019-06-30	$62,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$2,126,406
Net investment gain/loss from pooled separate accounts	2019-06-30	$162,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$5,882,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$10,882,493
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	COHNREZNICK LLP
Accountancy firm EIN	2019-06-30	221478099
2018 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$28,475,588
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$9,645,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$9,615,156
Expenses. Certain deemed distributions of participant loans	2018-06-30	$11,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$12,994,979
Value of total assets at end of year	2018-06-30	$207,370,669
Value of total assets at beginning of year	2018-06-30	$188,540,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$19,437
Total interest from all sources	2018-06-30	$676,460
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$4,870,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-06-30	$4,870,323
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$500,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Contributions received from participants	2018-06-30	$5,858,783
Participant contributions at end of year	2018-06-30	$1,027,485
Participant contributions at beginning of year	2018-06-30	$789,692
Income. Received or receivable in cash from other sources (including rollovers)	2018-06-30	$1,568,297
Administrative expenses (other) incurred	2018-06-30	$19,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$18,829,745
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$207,370,669
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$188,540,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$156,510,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$137,898,708
Value of interest in pooled separate accounts at end of year	2018-06-30	$3,169,454
Value of interest in pooled separate accounts at beginning of year	2018-06-30	$3,036,531
Interest on participant loans	2018-06-30	$43,241
Interest earned on other investments	2018-06-30	$633,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-06-30	$539,502
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-06-30	$46,124,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-06-30	$46,815,993
Expenses. Payments to insurance carriers foe the provision of benefits	2018-06-30	$189,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$9,780,718
Net investment gain/loss from pooled separate accounts	2018-06-30	$153,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$5,567,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$9,425,485
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	COHNREZNICK LLP
Accountancy firm EIN	2018-06-30	221478099
2017 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$31,683,717
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$11,922,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$11,900,451
Expenses. Certain deemed distributions of participant loans	2017-06-30	$7,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$11,827,889
Value of total assets at end of year	2017-06-30	$188,540,924
Value of total assets at beginning of year	2017-06-30	$168,779,383
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$14,266
Total interest from all sources	2017-06-30	$746,038
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$3,528,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$3,528,515
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$500,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$5,636,421
Participant contributions at end of year	2017-06-30	$789,692
Participant contributions at beginning of year	2017-06-30	$683,904
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$841,238
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$0
Other income not declared elsewhere	2017-06-30	$0
Administrative expenses (other) incurred	2017-06-30	$14,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$19,761,541
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$188,540,924
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$168,779,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$137,898,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$117,320,135
Value of interest in pooled separate accounts at end of year	2017-06-30	$3,036,531
Value of interest in pooled separate accounts at beginning of year	2017-06-30	$3,188,402
Interest on participant loans	2017-06-30	$31,873
Interest earned on other investments	2017-06-30	$714,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$46,815,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$47,166,959
Expenses. Payments to insurance carriers foe the provision of benefits	2017-06-30	$141,819
Asset value of US Government securities at end of year	2017-06-30	$0
Asset value of US Government securities at beginning of year	2017-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$15,461,937
Net investment gain/loss from pooled separate accounts	2017-06-30	$119,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$5,350,230
Employer contributions (assets) at end of year	2017-06-30	$0
Employer contributions (assets) at beginning of year	2017-06-30	$419,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$11,758,632
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	COHNREZNICK LLP
Accountancy firm EIN	2017-06-30	221478099
2016 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$13,483,789
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$10,556,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$10,535,856
Expenses. Certain deemed distributions of participant loans	2016-06-30	$12,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$11,955,870
Value of total assets at end of year	2016-06-30	$168,779,383
Value of total assets at beginning of year	2016-06-30	$165,851,878
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$7,877
Total interest from all sources	2016-06-30	$737,795
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$3,845,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$3,845,548
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$500,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$5,488,945
Participant contributions at end of year	2016-06-30	$683,904
Participant contributions at beginning of year	2016-06-30	$530,412
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$1,184,596
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$0
Administrative expenses (other) incurred	2016-06-30	$7,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$2,927,505
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$168,779,383
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$165,851,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$117,320,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$113,328,322
Value of interest in pooled separate accounts at end of year	2016-06-30	$3,188,402
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$2,961,540
Interest on participant loans	2016-06-30	$26,487
Interest earned on other investments	2016-06-30	$711,308
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$47,166,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$49,031,604
Expenses. Payments to insurance carriers foe the provision of benefits	2016-06-30	$1,076,758
Asset value of US Government securities at end of year	2016-06-30	$0
Asset value of US Government securities at beginning of year	2016-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-3,263,303
Net investment gain/loss from pooled separate accounts	2016-06-30	$207,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$5,282,329
Employer contributions (assets) at end of year	2016-06-30	$419,983
Employer contributions (assets) at beginning of year	2016-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$9,459,098
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	COHNREZNICK LLP
Accountancy firm EIN	2016-06-30	221478099
2015 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$17,027,546
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$12,665,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$12,656,152
Expenses. Certain deemed distributions of participant loans	2015-06-30	$3,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$11,093,501
Value of total assets at end of year	2015-06-30	$165,851,878
Value of total assets at beginning of year	2015-06-30	$161,489,526
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$5,630
Total interest from all sources	2015-06-30	$778,410
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$3,372,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$3,372,681
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$5,251,969
Participant contributions at end of year	2015-06-30	$530,412
Participant contributions at beginning of year	2015-06-30	$408,534
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$805,802
Administrative expenses (other) incurred	2015-06-30	$5,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$4,362,352
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$165,851,878
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$161,489,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$113,328,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$106,008,862
Value of interest in pooled separate accounts at end of year	2015-06-30	$2,961,540
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$2,226,910
Interest on participant loans	2015-06-30	$21,052
Interest earned on other investments	2015-06-30	$757,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$49,031,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$52,845,220
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-30	$293,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$1,541,195
Net investment gain/loss from pooled separate accounts	2015-06-30	$241,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$5,035,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$12,363,133
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	COHNREZNICK LLP
Accountancy firm EIN	2015-06-30	221478099
2014 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$29,600,046
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$12,219,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$12,206,940
Expenses. Certain deemed distributions of participant loans	2014-06-30	$7,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$11,022,139
Value of total assets at end of year	2014-06-30	$161,489,526
Value of total assets at beginning of year	2014-06-30	$144,109,376
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$5,071
Total interest from all sources	2014-06-30	$890,558
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$2,086,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$2,086,528
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$4,986,298
Participant contributions at end of year	2014-06-30	$408,534
Participant contributions at beginning of year	2014-06-30	$319,862
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$1,368,364
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$2,097,570
Administrative expenses (other) incurred	2014-06-30	$5,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$17,380,150
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$161,489,526
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$144,109,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$106,008,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$84,761,963
Value of interest in pooled separate accounts at end of year	2014-06-30	$2,226,910
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$2,055,689
Interest on participant loans	2014-06-30	$14,023
Interest earned on other investments	2014-06-30	$876,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$52,845,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$56,971,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$15,372,717
Net investment gain/loss from pooled separate accounts	2014-06-30	$228,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$4,667,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$10,109,370
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	COHNREZNICK LLP
Accountancy firm EIN	2014-06-30	221478099
2013 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$20,692,467
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$8,183,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$8,177,104
Expenses. Certain deemed distributions of participant loans	2013-06-30	$3,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$8,717,147
Value of total assets at end of year	2013-06-30	$144,109,376
Value of total assets at beginning of year	2013-06-30	$131,600,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$3,135
Total interest from all sources	2013-06-30	$1,023,855
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$1,563,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$1,563,611
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$4,276,634
Participant contributions at end of year	2013-06-30	$319,862
Participant contributions at beginning of year	2013-06-30	$250,144
Participant contributions at end of year	2013-06-30	$0
Participant contributions at beginning of year	2013-06-30	$160,980
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$394,914
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$322,384
Administrative expenses (other) incurred	2013-06-30	$3,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$12,508,884
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$144,109,376
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$131,600,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$84,761,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$73,242,149
Value of interest in pooled separate accounts at end of year	2013-06-30	$2,055,689
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$1,754,529
Interest on participant loans	2013-06-30	$10,648
Interest earned on other investments	2013-06-30	$1,013,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$551,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$551,979
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$56,971,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$55,318,327
Expenses. Payments to insurance carriers foe the provision of benefits	2013-06-30	$256,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$9,236,609
Net investment gain/loss from pooled separate accounts	2013-06-30	$151,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$4,045,599
Employer contributions (assets) at end of year	2013-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$7,920,136
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	COHNREZNICK LLP
Accountancy firm EIN	2013-06-30	221478099
2012 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets to this plan	2012-06-30	$70,145,718
Total transfer of assets from this plan	2012-06-30	$35,420
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$222
Total income from all sources (including contributions)	2012-06-30	$5,878,638
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$3,198,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$3,190,222
Expenses. Certain deemed distributions of participant loans	2012-06-30	$3,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$5,040,830
Value of total assets at end of year	2012-06-30	$131,600,492
Value of total assets at beginning of year	2012-06-30	$58,810,406
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$4,730
Total interest from all sources	2012-06-30	$400,521
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$644,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$644,243
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$3,688,813
Participant contributions at end of year	2012-06-30	$250,144
Participant contributions at beginning of year	2012-06-30	$227,458
Participant contributions at end of year	2012-06-30	$160,980
Participant contributions at beginning of year	2012-06-30	$157,829
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$1,352,017
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$322,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$8,010
Other income not declared elsewhere	2012-06-30	$512,897
Administrative expenses (other) incurred	2012-06-30	$4,730
Liabilities. Value of operating payables at end of year	2012-06-30	$0
Liabilities. Value of operating payables at beginning of year	2012-06-30	$222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$2,680,010
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$131,600,492
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$58,810,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$73,242,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$35,106,691
Value of interest in pooled separate accounts at end of year	2012-06-30	$1,754,529
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$845,814
Interest on participant loans	2012-06-30	$10,247
Interest earned on other investments	2012-06-30	$390,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$551,979
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$34,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$34,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$55,318,327
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$22,430,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-815,315
Net investment gain/loss from pooled separate accounts	2012-06-30	$95,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$3,190,222
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	KPMG
Accountancy firm EIN	2012-06-30	135565207
2011 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total transfer of assets from this plan	2011-06-30	$1,501
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$222
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$133
Total income from all sources (including contributions)	2011-06-30	$12,003,771
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$3,274,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$3,271,510
Expenses. Certain deemed distributions of participant loans	2011-06-30	$944
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$4,205,618
Value of total assets at end of year	2011-06-30	$58,810,406
Value of total assets at beginning of year	2011-06-30	$50,082,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,760
Total interest from all sources	2011-06-30	$351,257
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$397,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$397,036
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$3,192,009
Participant contributions at end of year	2011-06-30	$227,458
Participant contributions at beginning of year	2011-06-30	$117,659
Participant contributions at end of year	2011-06-30	$157,829
Participant contributions at beginning of year	2011-06-30	$9,080
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$1,013,609
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$8,010
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$20,121
Other income not declared elsewhere	2011-06-30	$513,427
Administrative expenses (other) incurred	2011-06-30	$1,760
Liabilities. Value of operating payables at end of year	2011-06-30	$222
Liabilities. Value of operating payables at beginning of year	2011-06-30	$133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$8,729,557
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$58,810,184
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$50,082,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$35,106,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$26,204,259
Value of interest in pooled separate accounts at end of year	2011-06-30	$845,814
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$631,463
Interest on participant loans	2011-06-30	$8,206
Interest earned on other investments	2011-06-30	$343,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$34,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$66,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$66,103
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$22,430,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$23,033,576
Expenses. Payments to insurance carriers foe the provision of benefits	2011-06-30	$340,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$6,390,525
Net investment gain/loss from pooled separate accounts	2011-06-30	$145,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$2,931,039
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	KPMG
Accountancy firm EIN	2011-06-30	135565207
2010 : UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN

2022: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2022 form 5500 responses
2022-07-01	Type of plan entity	Single employer plan
2022-07-01	Submission has been amended	No
2022-07-01	This submission is the final filing	No
2022-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-07-01	Plan is a collectively bargained plan	Yes
2022-07-01	Plan funding arrangement – Insurance	Yes
2022-07-01	Plan funding arrangement – Trust	Yes
2022-07-01	Plan benefit arrangement – Insurance	Yes
2022-07-01	Plan benefit arrangement - Trust	Yes
2021: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	Yes
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	Yes
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	Yes
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	Yes
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	Yes
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	Yes
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	Yes
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	Yes
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	Yes
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	Yes
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	Yes
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	Yes
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	Yes
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832/11494

Policy instance

Insurance contract or identification number	520832/11494
Number of Individuals Covered	0
Insurance policy start date	2022-07-01
Insurance policy end date	2023-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,514
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	9514
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	669
Insurance policy start date	2022-07-01
Insurance policy end date	2023-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Number of Individuals Covered	106
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,145
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	18145
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	700
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	727
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Number of Individuals Covered	106
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,203
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	30203
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	757
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Number of Individuals Covered	106
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,809
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	12809
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	787
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Number of Individuals Covered	106
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $17,197
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	17197
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Number of Individuals Covered	106
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	836
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Number of Individuals Covered	0
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	917
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	946
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	986
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	1024
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520832

Policy instance

Insurance contract or identification number	520832
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150661

Policy instance

Insurance contract or identification number	150661
Number of Individuals Covered	608
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	UNIVERSITY OF NEW HAVEN
Employer identification number (EIN):	060761704
NAIC Classification:	611000