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ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN
Plan identification number 002

ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORTHOPEDIC ASSOCIATES OF HARTFORD, PC has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPEDIC ASSOCIATES OF HARTFORD, PC
Employer identification number (EIN):060837726
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-02-01
0022022-02-01
0022021-02-01
0022020-02-01
0022019-02-01
0022018-02-01
0022018-02-01
0022017-02-01RICHARD COLLINS
0022016-02-01RICHARD COLLINS
0022015-02-01RICHARD COLLINS
0022014-02-01RICHARD COLLINS
0022013-02-01RICHARD COLLINS
0022012-02-01RICHARD COLLINS TIMOTHY TAYLOR2013-11-15
0022011-02-01RICHARD COLLINS
0022009-02-01TIMOTHY TAYLOR TIMOTHY TAYLOR2010-11-12

Plan Statistics for ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN

401k plan membership statisitcs for ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN

Measure Date Value
2023: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-02-01370
Total number of active participants reported on line 7a of the Form 55002023-02-01288
Number of retired or separated participants receiving benefits2023-02-010
Number of other retired or separated participants entitled to future benefits2023-02-0197
Total of all active and inactive participants2023-02-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-02-010
Total participants2023-02-01385
Number of participants with account balances2023-02-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-02-016
2022: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-02-01333
Total number of active participants reported on line 7a of the Form 55002022-02-01288
Number of retired or separated participants receiving benefits2022-02-011
Number of other retired or separated participants entitled to future benefits2022-02-0181
Total of all active and inactive participants2022-02-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-02-010
Total participants2022-02-01370
Number of participants with account balances2022-02-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-02-015
2021: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-02-01314
Total number of active participants reported on line 7a of the Form 55002021-02-01261
Number of retired or separated participants receiving benefits2021-02-011
Number of other retired or separated participants entitled to future benefits2021-02-0171
Total of all active and inactive participants2021-02-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-02-010
Total participants2021-02-01333
Number of participants with account balances2021-02-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-02-014
2020: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-02-01290
Total number of active participants reported on line 7a of the Form 55002020-02-01257
Number of retired or separated participants receiving benefits2020-02-011
Number of other retired or separated participants entitled to future benefits2020-02-0156
Total of all active and inactive participants2020-02-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-02-010
Total participants2020-02-01314
Number of participants with account balances2020-02-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-02-012
2019: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-02-01275
Total number of active participants reported on line 7a of the Form 55002019-02-01234
Number of retired or separated participants receiving benefits2019-02-012
Number of other retired or separated participants entitled to future benefits2019-02-0154
Total of all active and inactive participants2019-02-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-02-010
Total participants2019-02-01290
Number of participants with account balances2019-02-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-02-011
2018: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-02-01278
Total number of active participants reported on line 7a of the Form 55002018-02-01221
Number of retired or separated participants receiving benefits2018-02-010
Number of other retired or separated participants entitled to future benefits2018-02-0154
Total of all active and inactive participants2018-02-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-02-010
Total participants2018-02-01275
Number of participants with account balances2018-02-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-02-011
2017: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-02-01259
Total number of active participants reported on line 7a of the Form 55002017-02-01230
Number of retired or separated participants receiving benefits2017-02-011
Number of other retired or separated participants entitled to future benefits2017-02-0147
Total of all active and inactive participants2017-02-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-02-010
Total participants2017-02-01278
Number of participants with account balances2017-02-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-02-015
2016: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-02-01246
Total number of active participants reported on line 7a of the Form 55002016-02-01228
Number of retired or separated participants receiving benefits2016-02-010
Number of other retired or separated participants entitled to future benefits2016-02-0131
Total of all active and inactive participants2016-02-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-02-010
Total participants2016-02-01259
Number of participants with account balances2016-02-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-02-011
2015: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-02-01238
Total number of active participants reported on line 7a of the Form 55002015-02-01219
Number of retired or separated participants receiving benefits2015-02-010
Number of other retired or separated participants entitled to future benefits2015-02-0127
Total of all active and inactive participants2015-02-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-02-010
Total participants2015-02-01246
Number of participants with account balances2015-02-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-02-011
2014: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-02-01227
Total number of active participants reported on line 7a of the Form 55002014-02-01215
Number of retired or separated participants receiving benefits2014-02-010
Number of other retired or separated participants entitled to future benefits2014-02-0123
Total of all active and inactive participants2014-02-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-02-010
Total participants2014-02-01238
Number of participants with account balances2014-02-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-02-011
2013: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-02-01211
Total number of active participants reported on line 7a of the Form 55002013-02-01202
Number of retired or separated participants receiving benefits2013-02-010
Number of other retired or separated participants entitled to future benefits2013-02-0125
Total of all active and inactive participants2013-02-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-02-010
Total participants2013-02-01227
Number of participants with account balances2013-02-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-02-012
2012: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-02-01194
Total number of active participants reported on line 7a of the Form 55002012-02-01188
Number of retired or separated participants receiving benefits2012-02-010
Number of other retired or separated participants entitled to future benefits2012-02-0123
Total of all active and inactive participants2012-02-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-010
Total participants2012-02-01211
Number of participants with account balances2012-02-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-02-011
2011: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-02-01196
Total number of active participants reported on line 7a of the Form 55002011-02-01167
Number of retired or separated participants receiving benefits2011-02-010
Number of other retired or separated participants entitled to future benefits2011-02-0127
Total of all active and inactive participants2011-02-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-010
Total participants2011-02-01194
Number of participants with account balances2011-02-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-015
2009: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-02-01217
Total number of active participants reported on line 7a of the Form 55002009-02-01174
Number of retired or separated participants receiving benefits2009-02-010
Number of other retired or separated participants entitled to future benefits2009-02-0150
Total of all active and inactive participants2009-02-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-02-010
Total participants2009-02-01224
Number of participants with account balances2009-02-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-02-011

Financial Data on ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN

Measure Date Value
2024 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2024 401k financial data
Total unrealized appreciation/depreciation of assets2024-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2024-01-31$10,502
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2024-01-31$0
Expenses. Interest paid2024-01-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022024-01-31$0
Total income from all sources (including contributions)2024-01-31$10,689,627
Total loss/gain on sale of assets2024-01-31$0
Total of all expenses incurred2024-01-31$6,056,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2024-01-31$5,907,030
Expenses. Certain deemed distributions of participant loans2024-01-31$32,553
Value of total corrective distributions2024-01-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2024-01-31$4,201,291
Value of total assets at end of year2024-01-31$64,800,926
Value of total assets at beginning of year2024-01-31$60,157,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2024-01-31$116,717
Total income from rents2024-01-31$0
Total interest from all sources2024-01-31$139,782
Total dividends received (eg from common stock, registered investment company shares)2024-01-31$2,217,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2024-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2024-01-31$2,217,769
Was this plan covered by a fidelity bond2024-01-31Yes
Value of fidelity bond cover2024-01-31$500,000
If this is an individual account plan, was there a blackout period2024-01-31No
Were there any nonexempt tranactions with any party-in-interest2024-01-31No
Contributions received from participants2024-01-31$2,150,033
Participant contributions at end of year2024-01-31$293,743
Participant contributions at beginning of year2024-01-31$312,232
Assets. Other investments not covered elsewhere at end of year2024-01-31$6,702,289
Assets. Other investments not covered elsewhere at beginning of year2024-01-31$8,300,405
Income. Received or receivable in cash from other sources (including rollovers)2024-01-31$20,827
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2024-01-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2024-01-31$10,502
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2024-01-31$0
Other income not declared elsewhere2024-01-31$671,556
Administrative expenses (other) incurred2024-01-31$33,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2024-01-31No
Value of net income/loss2024-01-31$4,633,327
Value of net assets at end of year (total assets less liabilities)2024-01-31$64,790,424
Value of net assets at beginning of year (total assets less liabilities)2024-01-31$60,157,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2024-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2024-01-31No
Were any leases to which the plan was party in default or uncollectible2024-01-31No
Investment advisory and management fees2024-01-31$11,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2024-01-31$51,401,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2024-01-31$43,129,199
Interest on participant loans2024-01-31$19,095
Interest earned on other investments2024-01-31$120,687
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2024-01-31$5,181,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2024-01-31$7,282,505
Expenses. Payments to insurance carriers foe the provision of benefits2024-01-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2024-01-31$3,459,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2024-01-31No
Was there a failure to transmit to the plan any participant contributions2024-01-31Yes
Has the plan failed to provide any benefit when due under the plan2024-01-31No
Contributions received in cash from employer2024-01-31$2,030,431
Employer contributions (assets) at end of year2024-01-31$1,222,119
Employer contributions (assets) at beginning of year2024-01-31$1,132,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2024-01-31$5,907,030
Liabilities. Value of benefit claims payable at end of year2024-01-31$0
Liabilities. Value of benefit claims payable at beginning of year2024-01-31$0
Did the plan have assets held for investment2024-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2024-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2024-01-31No
Opinion of an independent qualified public accountant for this plan2024-01-31Unqualified
Accountancy firm name2024-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2024-01-31060962357
2023 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total income from all sources (including contributions)2023-01-31$-153,765
Total loss/gain on sale of assets2023-01-31$0
Total of all expenses incurred2023-01-31$2,198,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-31$2,074,437
Expenses. Certain deemed distributions of participant loans2023-01-31$1,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-31$3,806,767
Value of total assets at end of year2023-01-31$60,157,097
Value of total assets at beginning of year2023-01-31$62,509,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-31$122,797
Total interest from all sources2023-01-31$128,296
Total dividends received (eg from common stock, registered investment company shares)2023-01-31$769,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-31$769,068
Administrative expenses professional fees incurred2023-01-31$32,131
Was this plan covered by a fidelity bond2023-01-31Yes
Value of fidelity bond cover2023-01-31$500,000
If this is an individual account plan, was there a blackout period2023-01-31No
Were there any nonexempt tranactions with any party-in-interest2023-01-31No
Contributions received from participants2023-01-31$1,918,778
Participant contributions at end of year2023-01-31$312,232
Participant contributions at beginning of year2023-01-31$298,458
Assets. Other investments not covered elsewhere at end of year2023-01-31$8,300,405
Assets. Other investments not covered elsewhere at beginning of year2023-01-31$8,675,180
Income. Received or receivable in cash from other sources (including rollovers)2023-01-31$47,878
Other income not declared elsewhere2023-01-31$-325,726
Administrative expenses (other) incurred2023-01-31$554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Value of net income/loss2023-01-31$-2,352,327
Value of net assets at end of year (total assets less liabilities)2023-01-31$60,157,097
Value of net assets at beginning of year (total assets less liabilities)2023-01-31$62,509,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-31No
Were any leases to which the plan was party in default or uncollectible2023-01-31No
Investment advisory and management fees2023-01-31$22,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-31$43,129,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-31$45,818,544
Interest on participant loans2023-01-31$15,047
Interest earned on other investments2023-01-31$113,249
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-31$7,282,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-31$6,606,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-31$-4,532,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-31No
Was there a failure to transmit to the plan any participant contributions2023-01-31Yes
Has the plan failed to provide any benefit when due under the plan2023-01-31No
Contributions received in cash from employer2023-01-31$1,840,111
Employer contributions (assets) at end of year2023-01-31$1,132,756
Employer contributions (assets) at beginning of year2023-01-31$1,110,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-31$2,074,437
Contract administrator fees2023-01-31$67,612
Did the plan have assets held for investment2023-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-31No
Opinion of an independent qualified public accountant for this plan2023-01-31Unqualified
Accountancy firm name2023-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2023-01-31060962357
2022 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-31$0
Total income from all sources (including contributions)2022-01-31$8,376,660
Total loss/gain on sale of assets2022-01-31$0
Total of all expenses incurred2022-01-31$4,135,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-31$3,991,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-31$3,567,642
Value of total assets at end of year2022-01-31$62,509,424
Value of total assets at beginning of year2022-01-31$58,267,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-31$143,271
Total interest from all sources2022-01-31$120,538
Total dividends received (eg from common stock, registered investment company shares)2022-01-31$650,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-31$650,525
Was this plan covered by a fidelity bond2022-01-31Yes
Value of fidelity bond cover2022-01-31$500,000
If this is an individual account plan, was there a blackout period2022-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-01-31$0
Were there any nonexempt tranactions with any party-in-interest2022-01-31No
Contributions received from participants2022-01-31$1,840,360
Participant contributions at end of year2022-01-31$298,458
Participant contributions at beginning of year2022-01-31$341,996
Participant contributions at end of year2022-01-31$0
Participant contributions at beginning of year2022-01-31$4,065
Assets. Other investments not covered elsewhere at end of year2022-01-31$8,675,180
Assets. Other investments not covered elsewhere at beginning of year2022-01-31$10,200,075
Income. Received or receivable in cash from other sources (including rollovers)2022-01-31$6
Other income not declared elsewhere2022-01-31$720,786
Administrative expenses (other) incurred2022-01-31$143,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-31No
Value of net income/loss2022-01-31$4,241,466
Value of net assets at end of year (total assets less liabilities)2022-01-31$62,509,424
Value of net assets at beginning of year (total assets less liabilities)2022-01-31$58,267,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-31No
Were any leases to which the plan was party in default or uncollectible2022-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-31$45,818,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-31$40,347,679
Interest on participant loans2022-01-31$18,175
Interest earned on other investments2022-01-31$102,363
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-31$6,606,299
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-31$6,388,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-31$3,317,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-31No
Was there a failure to transmit to the plan any participant contributions2022-01-31Yes
Has the plan failed to provide any benefit when due under the plan2022-01-31No
Contributions received in cash from employer2022-01-31$1,727,276
Employer contributions (assets) at end of year2022-01-31$1,110,943
Employer contributions (assets) at beginning of year2022-01-31$985,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-31$3,991,923
Did the plan have assets held for investment2022-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-31No
Opinion of an independent qualified public accountant for this plan2022-01-31Unqualified
Accountancy firm name2022-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2022-01-31060962357
2021 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-31$0
Total income from all sources (including contributions)2021-01-31$10,713,392
Total loss/gain on sale of assets2021-01-31$0
Total of all expenses incurred2021-01-31$6,780,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-31$6,583,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-31$3,641,111
Value of total assets at end of year2021-01-31$58,267,958
Value of total assets at beginning of year2021-01-31$54,334,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-31$197,059
Total interest from all sources2021-01-31$159,673
Total dividends received (eg from common stock, registered investment company shares)2021-01-31$536,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-01-31$536,463
Was this plan covered by a fidelity bond2021-01-31Yes
Value of fidelity bond cover2021-01-31$500,000
If this is an individual account plan, was there a blackout period2021-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-01-31$0
Were there any nonexempt tranactions with any party-in-interest2021-01-31No
Contributions received from participants2021-01-31$1,749,306
Participant contributions at end of year2021-01-31$341,996
Participant contributions at beginning of year2021-01-31$368,667
Participant contributions at end of year2021-01-31$4,065
Participant contributions at beginning of year2021-01-31$0
Assets. Other investments not covered elsewhere at end of year2021-01-31$10,200,075
Assets. Other investments not covered elsewhere at beginning of year2021-01-31$9,153,081
Income. Received or receivable in cash from other sources (including rollovers)2021-01-31$236,172
Other income not declared elsewhere2021-01-31$1,037,514
Administrative expenses (other) incurred2021-01-31$197,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-31No
Value of net income/loss2021-01-31$3,933,133
Value of net assets at end of year (total assets less liabilities)2021-01-31$58,267,958
Value of net assets at beginning of year (total assets less liabilities)2021-01-31$54,334,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-31No
Were any leases to which the plan was party in default or uncollectible2021-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-01-31$40,347,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-01-31$35,499,841
Interest on participant loans2021-01-31$19,806
Interest earned on other investments2021-01-31$139,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-01-31$6,388,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-01-31$8,182,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-01-31$5,338,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-31No
Was there a failure to transmit to the plan any participant contributions2021-01-31Yes
Has the plan failed to provide any benefit when due under the plan2021-01-31No
Contributions received in cash from employer2021-01-31$1,655,633
Employer contributions (assets) at end of year2021-01-31$985,376
Employer contributions (assets) at beginning of year2021-01-31$1,130,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-01-31$6,583,200
Did the plan have assets held for investment2021-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-31No
Opinion of an independent qualified public accountant for this plan2021-01-31Unqualified
Accountancy firm name2021-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2021-01-31060962357
2020 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-01-31$0
Total unrealized appreciation/depreciation of assets2020-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total income from all sources (including contributions)2020-01-31$9,592,358
Total income from all sources (including contributions)2020-01-31$9,592,358
Total loss/gain on sale of assets2020-01-31$0
Total loss/gain on sale of assets2020-01-31$0
Total of all expenses incurred2020-01-31$5,247,212
Total of all expenses incurred2020-01-31$5,247,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-31$5,106,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-31$5,106,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-31$3,717,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-31$3,717,256
Value of total assets at end of year2020-01-31$54,334,825
Value of total assets at end of year2020-01-31$54,334,825
Value of total assets at beginning of year2020-01-31$49,989,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-31$140,248
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-31$140,248
Total interest from all sources2020-01-31$175,609
Total interest from all sources2020-01-31$175,609
Total dividends received (eg from common stock, registered investment company shares)2020-01-31$705,527
Total dividends received (eg from common stock, registered investment company shares)2020-01-31$705,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-01-31$705,527
Total dividends received from registered investment company shares (eg mutual funds)2020-01-31$705,527
Was this plan covered by a fidelity bond2020-01-31Yes
Was this plan covered by a fidelity bond2020-01-31Yes
Value of fidelity bond cover2020-01-31$500,000
Value of fidelity bond cover2020-01-31$500,000
If this is an individual account plan, was there a blackout period2020-01-31No
If this is an individual account plan, was there a blackout period2020-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-01-31$0
Were there any nonexempt tranactions with any party-in-interest2020-01-31No
Were there any nonexempt tranactions with any party-in-interest2020-01-31No
Contributions received from participants2020-01-31$1,813,981
Contributions received from participants2020-01-31$1,813,981
Participant contributions at end of year2020-01-31$368,667
Participant contributions at end of year2020-01-31$368,667
Participant contributions at beginning of year2020-01-31$413,491
Participant contributions at beginning of year2020-01-31$413,491
Participant contributions at beginning of year2020-01-31$32,238
Participant contributions at beginning of year2020-01-31$32,238
Assets. Other investments not covered elsewhere at end of year2020-01-31$9,153,081
Assets. Other investments not covered elsewhere at end of year2020-01-31$9,153,081
Assets. Other investments not covered elsewhere at beginning of year2020-01-31$8,271,317
Assets. Other investments not covered elsewhere at beginning of year2020-01-31$8,271,317
Income. Received or receivable in cash from other sources (including rollovers)2020-01-31$158,565
Income. Received or receivable in cash from other sources (including rollovers)2020-01-31$158,565
Other income not declared elsewhere2020-01-31$795,556
Other income not declared elsewhere2020-01-31$795,556
Administrative expenses (other) incurred2020-01-31$140,248
Administrative expenses (other) incurred2020-01-31$140,248
Total non interest bearing cash at end of year2020-01-31$0
Total non interest bearing cash at beginning of year2020-01-31$0
Total non interest bearing cash at beginning of year2020-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Value of net income/loss2020-01-31$4,345,146
Value of net income/loss2020-01-31$4,345,146
Value of net assets at end of year (total assets less liabilities)2020-01-31$54,334,825
Value of net assets at end of year (total assets less liabilities)2020-01-31$54,334,825
Value of net assets at beginning of year (total assets less liabilities)2020-01-31$49,989,679
Value of net assets at beginning of year (total assets less liabilities)2020-01-31$49,989,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-31No
Were any leases to which the plan was party in default or uncollectible2020-01-31No
Were any leases to which the plan was party in default or uncollectible2020-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-01-31$35,499,841
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-01-31$35,499,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-01-31$32,357,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-01-31$32,357,572
Interest on participant loans2020-01-31$20,189
Interest on participant loans2020-01-31$20,189
Interest earned on other investments2020-01-31$155,420
Interest earned on other investments2020-01-31$155,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-31$8,182,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-31$8,182,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-31$7,831,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-31$7,831,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-01-31$4,198,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-01-31$4,198,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-31No
Was there a failure to transmit to the plan any participant contributions2020-01-31Yes
Was there a failure to transmit to the plan any participant contributions2020-01-31Yes
Has the plan failed to provide any benefit when due under the plan2020-01-31No
Has the plan failed to provide any benefit when due under the plan2020-01-31No
Contributions received in cash from employer2020-01-31$1,744,710
Contributions received in cash from employer2020-01-31$1,744,710
Employer contributions (assets) at end of year2020-01-31$1,130,562
Employer contributions (assets) at end of year2020-01-31$1,130,562
Employer contributions (assets) at beginning of year2020-01-31$1,083,108
Employer contributions (assets) at beginning of year2020-01-31$1,083,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-01-31$5,106,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-01-31$5,106,964
Did the plan have assets held for investment2020-01-31Yes
Did the plan have assets held for investment2020-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-31Yes
Opinion of an independent qualified public accountant for this plan2020-01-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-01-31Disclaimer
Accountancy firm name2020-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm name2020-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2020-01-31060962357
Accountancy firm EIN2020-01-31060962357
2019 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-01-31$0
Total income from all sources (including contributions)2019-01-31$2,169,695
Total loss/gain on sale of assets2019-01-31$0
Total of all expenses incurred2019-01-31$6,575,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-01-31$6,387,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-01-31$3,478,150
Value of total assets at end of year2019-01-31$49,989,679
Value of total assets at beginning of year2019-01-31$54,395,326
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-01-31$187,897
Total interest from all sources2019-01-31$155,938
Total dividends received (eg from common stock, registered investment company shares)2019-01-31$651,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-01-31$651,610
Was this plan covered by a fidelity bond2019-01-31Yes
Value of fidelity bond cover2019-01-31$500,000
If this is an individual account plan, was there a blackout period2019-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-01-31$0
Were there any nonexempt tranactions with any party-in-interest2019-01-31No
Contributions received from participants2019-01-31$1,715,729
Participant contributions at end of year2019-01-31$413,491
Participant contributions at beginning of year2019-01-31$390,271
Participant contributions at end of year2019-01-31$32,238
Assets. Other investments not covered elsewhere at end of year2019-01-31$8,271,317
Assets. Other investments not covered elsewhere at beginning of year2019-01-31$13,038,415
Income. Received or receivable in cash from other sources (including rollovers)2019-01-31$61,418
Other income not declared elsewhere2019-01-31$-353,620
Administrative expenses (other) incurred2019-01-31$187,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-01-31No
Value of net income/loss2019-01-31$-4,405,647
Value of net assets at end of year (total assets less liabilities)2019-01-31$49,989,679
Value of net assets at beginning of year (total assets less liabilities)2019-01-31$54,395,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-01-31No
Were any leases to which the plan was party in default or uncollectible2019-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-01-31$32,357,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-01-31$32,339,138
Interest on participant loans2019-01-31$18,516
Interest earned on other investments2019-01-31$137,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-01-31$7,831,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-01-31$7,622,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-01-31$-1,762,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-01-31No
Was there a failure to transmit to the plan any participant contributions2019-01-31Yes
Has the plan failed to provide any benefit when due under the plan2019-01-31No
Contributions received in cash from employer2019-01-31$1,701,003
Employer contributions (assets) at end of year2019-01-31$1,083,108
Employer contributions (assets) at beginning of year2019-01-31$1,004,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-01-31$6,387,445
Did the plan have assets held for investment2019-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-01-31Yes
Opinion of an independent qualified public accountant for this plan2019-01-31Disclaimer
Accountancy firm name2019-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2019-01-31060962357
2018 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-31$0
Total income from all sources (including contributions)2018-01-31$11,179,551
Total loss/gain on sale of assets2018-01-31$0
Total of all expenses incurred2018-01-31$803,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-01-31$754,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-01-31$4,107,134
Value of total assets at end of year2018-01-31$54,395,326
Value of total assets at beginning of year2018-01-31$44,019,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-01-31$49,054
Total interest from all sources2018-01-31$145,358
Total dividends received (eg from common stock, registered investment company shares)2018-01-31$561,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-01-31$561,768
Was this plan covered by a fidelity bond2018-01-31Yes
Value of fidelity bond cover2018-01-31$500,000
If this is an individual account plan, was there a blackout period2018-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-01-31$0
Were there any nonexempt tranactions with any party-in-interest2018-01-31No
Contributions received from participants2018-01-31$1,558,076
Participant contributions at end of year2018-01-31$390,271
Participant contributions at beginning of year2018-01-31$343,906
Assets. Other investments not covered elsewhere at end of year2018-01-31$13,038,415
Assets. Other investments not covered elsewhere at beginning of year2018-01-31$11,292,482
Income. Received or receivable in cash from other sources (including rollovers)2018-01-31$880
Other income not declared elsewhere2018-01-31$1,631,527
Administrative expenses (other) incurred2018-01-31$49,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-31No
Value of net income/loss2018-01-31$10,375,721
Value of net assets at end of year (total assets less liabilities)2018-01-31$54,395,326
Value of net assets at beginning of year (total assets less liabilities)2018-01-31$44,019,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-01-31No
Were any leases to which the plan was party in default or uncollectible2018-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-01-31$32,339,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-01-31$23,342,613
Interest on participant loans2018-01-31$16,617
Interest earned on other investments2018-01-31$128,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-01-31$7,622,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-01-31$9,040,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-01-31$4,733,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-01-31No
Was there a failure to transmit to the plan any participant contributions2018-01-31Yes
Has the plan failed to provide any benefit when due under the plan2018-01-31No
Contributions received in cash from employer2018-01-31$2,548,178
Employer contributions (assets) at end of year2018-01-31$1,004,643
Employer contributions (assets) at beginning of year2018-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-01-31$754,776
Did the plan have assets held for investment2018-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-01-31Yes
Opinion of an independent qualified public accountant for this plan2018-01-31Disclaimer
Accountancy firm name2018-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2018-01-31060962357
2017 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-31$0
Total transfer of assets to this plan2017-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total income from all sources (including contributions)2017-01-31$7,727,772
Total loss/gain on sale of assets2017-01-31$0
Total of all expenses incurred2017-01-31$895,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-31$852,922
Expenses. Certain deemed distributions of participant loans2017-01-31$182
Value of total corrective distributions2017-01-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-31$3,158,203
Value of total assets at end of year2017-01-31$44,019,605
Value of total assets at beginning of year2017-01-31$37,187,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-31$42,837
Total interest from all sources2017-01-31$123,101
Total dividends received (eg from common stock, registered investment company shares)2017-01-31$314,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-01-31$314,491
Was this plan covered by a fidelity bond2017-01-31Yes
Value of fidelity bond cover2017-01-31$500,000
If this is an individual account plan, was there a blackout period2017-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-01-31$0
Were there any nonexempt tranactions with any party-in-interest2017-01-31No
Contributions received from participants2017-01-31$1,469,992
Participant contributions at end of year2017-01-31$343,906
Participant contributions at beginning of year2017-01-31$369,264
Assets. Other investments not covered elsewhere at end of year2017-01-31$11,292,482
Assets. Other investments not covered elsewhere at beginning of year2017-01-31$9,759,451
Income. Received or receivable in cash from other sources (including rollovers)2017-01-31$25,662
Other income not declared elsewhere2017-01-31$1,474,197
Administrative expenses (other) incurred2017-01-31$42,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Value of net income/loss2017-01-31$6,831,831
Value of net assets at end of year (total assets less liabilities)2017-01-31$44,019,605
Value of net assets at beginning of year (total assets less liabilities)2017-01-31$37,187,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-31No
Were any leases to which the plan was party in default or uncollectible2017-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-01-31$23,342,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-01-31$19,942,765
Interest on participant loans2017-01-31$14,987
Interest earned on other investments2017-01-31$108,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-01-31$9,040,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-01-31$7,116,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-01-31$2,657,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-31Yes
Was there a failure to transmit to the plan any participant contributions2017-01-31Yes
Has the plan failed to provide any benefit when due under the plan2017-01-31No
Contributions received in cash from employer2017-01-31$1,662,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-01-31$852,922
Did the plan have assets held for investment2017-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-31Yes
Opinion of an independent qualified public accountant for this plan2017-01-31Disclaimer
Accountancy firm name2017-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2017-01-31060962357
2016 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total income from all sources (including contributions)2016-01-31$1,714,194
Total loss/gain on sale of assets2016-01-31$0
Total of all expenses incurred2016-01-31$771,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-01-31$730,115
Expenses. Certain deemed distributions of participant loans2016-01-31$9,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-01-31$2,963,213
Value of total assets at end of year2016-01-31$37,187,774
Value of total assets at beginning of year2016-01-31$36,244,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-01-31$31,735
Total interest from all sources2016-01-31$118,797
Total dividends received (eg from common stock, registered investment company shares)2016-01-31$291,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-01-31$291,061
Was this plan covered by a fidelity bond2016-01-31Yes
Value of fidelity bond cover2016-01-31$500,000
If this is an individual account plan, was there a blackout period2016-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-01-31$0
Were there any nonexempt tranactions with any party-in-interest2016-01-31No
Contributions received from participants2016-01-31$1,334,654
Participant contributions at end of year2016-01-31$369,264
Participant contributions at beginning of year2016-01-31$315,734
Assets. Other investments not covered elsewhere at end of year2016-01-31$9,759,451
Assets. Other investments not covered elsewhere at beginning of year2016-01-31$10,246,389
Income. Received or receivable in cash from other sources (including rollovers)2016-01-31$99,094
Other income not declared elsewhere2016-01-31$-659,843
Administrative expenses (other) incurred2016-01-31$31,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Value of net income/loss2016-01-31$943,081
Value of net assets at end of year (total assets less liabilities)2016-01-31$37,187,774
Value of net assets at beginning of year (total assets less liabilities)2016-01-31$36,244,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-01-31No
Were any leases to which the plan was party in default or uncollectible2016-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-01-31$19,942,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-01-31$18,844,509
Interest on participant loans2016-01-31$14,035
Interest earned on other investments2016-01-31$104,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-01-31$7,116,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-01-31$6,838,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-01-31$-999,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-01-31No
Was there a failure to transmit to the plan any participant contributions2016-01-31Yes
Has the plan failed to provide any benefit when due under the plan2016-01-31No
Contributions received in cash from employer2016-01-31$1,529,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-01-31$730,115
Did the plan have assets held for investment2016-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-01-31Yes
Opinion of an independent qualified public accountant for this plan2016-01-31Disclaimer
Accountancy firm name2016-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2016-01-31060962357
2015 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total income from all sources (including contributions)2015-01-31$4,853,951
Total loss/gain on sale of assets2015-01-31$0
Total of all expenses incurred2015-01-31$435,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-01-31$429,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-01-31$2,507,690
Value of total assets at end of year2015-01-31$36,244,693
Value of total assets at beginning of year2015-01-31$31,826,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-01-31$6,051
Total interest from all sources2015-01-31$116,595
Total dividends received (eg from common stock, registered investment company shares)2015-01-31$258,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-01-31$258,042
Was this plan covered by a fidelity bond2015-01-31Yes
Value of fidelity bond cover2015-01-31$500,000
If this is an individual account plan, was there a blackout period2015-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-01-31$0
Were there any nonexempt tranactions with any party-in-interest2015-01-31No
Contributions received from participants2015-01-31$1,141,467
Participant contributions at end of year2015-01-31$315,734
Participant contributions at beginning of year2015-01-31$325,747
Assets. Other investments not covered elsewhere at end of year2015-01-31$10,246,389
Assets. Other investments not covered elsewhere at beginning of year2015-01-31$9,191,466
Income. Received or receivable in cash from other sources (including rollovers)2015-01-31$31,071
Other income not declared elsewhere2015-01-31$777,779
Administrative expenses (other) incurred2015-01-31$6,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Value of net income/loss2015-01-31$4,418,506
Value of net assets at end of year (total assets less liabilities)2015-01-31$36,244,693
Value of net assets at beginning of year (total assets less liabilities)2015-01-31$31,826,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-01-31No
Were any leases to which the plan was party in default or uncollectible2015-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-01-31$18,844,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-01-31$16,027,460
Interest on participant loans2015-01-31$13,285
Interest earned on other investments2015-01-31$103,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-01-31$6,838,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-01-31$6,281,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-01-31$1,193,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-01-31No
Was there a failure to transmit to the plan any participant contributions2015-01-31No
Has the plan failed to provide any benefit when due under the plan2015-01-31No
Contributions received in cash from employer2015-01-31$1,335,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-01-31$429,394
Did the plan have assets held for investment2015-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-01-31Yes
Opinion of an independent qualified public accountant for this plan2015-01-31Disclaimer
Accountancy firm name2015-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2015-01-31060962357
2014 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total income from all sources (including contributions)2014-01-31$5,406,478
Total loss/gain on sale of assets2014-01-31$0
Total of all expenses incurred2014-01-31$1,792,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-01-31$1,778,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-01-31$2,338,648
Value of total assets at end of year2014-01-31$31,826,187
Value of total assets at beginning of year2014-01-31$28,211,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-01-31$13,923
Total interest from all sources2014-01-31$102,748
Total dividends received (eg from common stock, registered investment company shares)2014-01-31$195,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-01-31$195,389
Was this plan covered by a fidelity bond2014-01-31Yes
Value of fidelity bond cover2014-01-31$500,000
If this is an individual account plan, was there a blackout period2014-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-01-31$0
Were there any nonexempt tranactions with any party-in-interest2014-01-31No
Contributions received from participants2014-01-31$1,022,638
Participant contributions at end of year2014-01-31$325,747
Participant contributions at beginning of year2014-01-31$236,339
Assets. Other investments not covered elsewhere at end of year2014-01-31$9,191,466
Assets. Other investments not covered elsewhere at beginning of year2014-01-31$8,856,967
Income. Received or receivable in cash from other sources (including rollovers)2014-01-31$23,816
Other income not declared elsewhere2014-01-31$674,012
Administrative expenses (other) incurred2014-01-31$13,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Value of net income/loss2014-01-31$3,614,310
Value of net assets at end of year (total assets less liabilities)2014-01-31$31,826,187
Value of net assets at beginning of year (total assets less liabilities)2014-01-31$28,211,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-01-31No
Were any leases to which the plan was party in default or uncollectible2014-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-01-31$16,027,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-01-31$14,895,032
Interest on participant loans2014-01-31$11,938
Interest earned on other investments2014-01-31$90,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-01-31$6,281,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-01-31$4,223,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-01-31$2,095,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-01-31No
Was there a failure to transmit to the plan any participant contributions2014-01-31No
Has the plan failed to provide any benefit when due under the plan2014-01-31No
Contributions received in cash from employer2014-01-31$1,292,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-01-31$1,778,245
Did the plan have assets held for investment2014-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-01-31Yes
Opinion of an independent qualified public accountant for this plan2014-01-31Disclaimer
Accountancy firm name2014-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2014-01-31060962357
2013 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total income from all sources (including contributions)2013-01-31$4,595,391
Total loss/gain on sale of assets2013-01-31$0
Total of all expenses incurred2013-01-31$393,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-01-31$376,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-01-31$2,332,733
Value of total assets at end of year2013-01-31$28,211,877
Value of total assets at beginning of year2013-01-31$24,009,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-01-31$17,270
Total interest from all sources2013-01-31$89,283
Total dividends received (eg from common stock, registered investment company shares)2013-01-31$209,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-01-31$209,618
Was this plan covered by a fidelity bond2013-01-31Yes
Value of fidelity bond cover2013-01-31$500,000
If this is an individual account plan, was there a blackout period2013-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-01-31$0
Were there any nonexempt tranactions with any party-in-interest2013-01-31No
Contributions received from participants2013-01-31$880,114
Participant contributions at end of year2013-01-31$236,339
Participant contributions at beginning of year2013-01-31$200,101
Assets. Other investments not covered elsewhere at end of year2013-01-31$8,856,967
Assets. Other investments not covered elsewhere at beginning of year2013-01-31$8,420,736
Income. Received or receivable in cash from other sources (including rollovers)2013-01-31$268,687
Other income not declared elsewhere2013-01-31$368,960
Administrative expenses (other) incurred2013-01-31$17,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Value of net income/loss2013-01-31$4,201,935
Value of net assets at end of year (total assets less liabilities)2013-01-31$28,211,877
Value of net assets at beginning of year (total assets less liabilities)2013-01-31$24,009,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-01-31No
Were any leases to which the plan was party in default or uncollectible2013-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-01-31$14,895,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-01-31$11,941,239
Interest on participant loans2013-01-31$9,950
Interest earned on other investments2013-01-31$79,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-01-31$4,223,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-01-31$3,447,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-01-31$1,594,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-01-31No
Was there a failure to transmit to the plan any participant contributions2013-01-31No
Has the plan failed to provide any benefit when due under the plan2013-01-31No
Contributions received in cash from employer2013-01-31$1,183,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-01-31$376,186
Did the plan have assets held for investment2013-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-01-31Yes
Opinion of an independent qualified public accountant for this plan2013-01-31Disclaimer
Accountancy firm name2013-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2013-01-31060962357
2012 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$0
Total income from all sources (including contributions)2012-01-31$1,959,088
Total loss/gain on sale of assets2012-01-31$0
Total of all expenses incurred2012-01-31$128,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-01-31$105,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-01-31$1,886,550
Value of total assets at end of year2012-01-31$24,009,942
Value of total assets at beginning of year2012-01-31$22,178,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-01-31$22,659
Total interest from all sources2012-01-31$85,892
Total dividends received (eg from common stock, registered investment company shares)2012-01-31$169,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-01-31$169,923
Was this plan covered by a fidelity bond2012-01-31Yes
Value of fidelity bond cover2012-01-31$500,000
If this is an individual account plan, was there a blackout period2012-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-01-31$0
Were there any nonexempt tranactions with any party-in-interest2012-01-31No
Contributions received from participants2012-01-31$829,950
Participant contributions at end of year2012-01-31$200,101
Participant contributions at beginning of year2012-01-31$228,229
Assets. Other investments not covered elsewhere at end of year2012-01-31$8,420,736
Assets. Other investments not covered elsewhere at beginning of year2012-01-31$8,329,312
Income. Received or receivable in cash from other sources (including rollovers)2012-01-31$26,612
Other income not declared elsewhere2012-01-31$57,802
Administrative expenses (other) incurred2012-01-31$22,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Value of net income/loss2012-01-31$1,831,067
Value of net assets at end of year (total assets less liabilities)2012-01-31$24,009,942
Value of net assets at beginning of year (total assets less liabilities)2012-01-31$22,178,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-01-31No
Were any leases to which the plan was party in default or uncollectible2012-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-01-31$11,941,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-01-31$10,826,710
Interest on participant loans2012-01-31$10,826
Interest earned on other investments2012-01-31$75,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-01-31$3,447,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-01-31$2,794,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-01-31$-241,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-01-31No
Was there a failure to transmit to the plan any participant contributions2012-01-31Yes
Has the plan failed to provide any benefit when due under the plan2012-01-31No
Contributions received in cash from employer2012-01-31$1,029,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-01-31$105,362
Did the plan have assets held for investment2012-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-01-31Yes
Opinion of an independent qualified public accountant for this plan2012-01-31Disclaimer
Accountancy firm name2012-01-31TEPLITZKY & COMPANY P.C.
Accountancy firm EIN2012-01-31060962357
2011 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$0
Total income from all sources (including contributions)2011-01-31$4,231,593
Total loss/gain on sale of assets2011-01-31$0
Total of all expenses incurred2011-01-31$1,100,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-01-31$1,096,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-01-31$1,905,011
Value of total assets at end of year2011-01-31$22,178,875
Value of total assets at beginning of year2011-01-31$19,048,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-01-31$4,512
Total interest from all sources2011-01-31$73,371
Total dividends received (eg from common stock, registered investment company shares)2011-01-31$121,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-01-31$121,984
Administrative expenses professional fees incurred2011-01-31$4,512
Was this plan covered by a fidelity bond2011-01-31Yes
Value of fidelity bond cover2011-01-31$500,000
If this is an individual account plan, was there a blackout period2011-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-01-31$0
Were there any nonexempt tranactions with any party-in-interest2011-01-31No
Contributions received from participants2011-01-31$824,793
Participant contributions at end of year2011-01-31$228,229
Participant contributions at beginning of year2011-01-31$310,740
Assets. Other investments not covered elsewhere at end of year2011-01-31$8,329,312
Assets. Other investments not covered elsewhere at beginning of year2011-01-31$6,140,680
Income. Received or receivable in cash from other sources (including rollovers)2011-01-31$18,067
Other income not declared elsewhere2011-01-31$652,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Value of net income/loss2011-01-31$3,130,704
Value of net assets at end of year (total assets less liabilities)2011-01-31$22,178,875
Value of net assets at beginning of year (total assets less liabilities)2011-01-31$19,048,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-01-31No
Were any leases to which the plan was party in default or uncollectible2011-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-01-31$10,826,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-01-31$7,386,357
Interest on participant loans2011-01-31$13,867
Interest earned on other investments2011-01-31$59,504
Value of interest in common/collective trusts at end of year2011-01-31$0
Value of interest in common/collective trusts at beginning of year2011-01-31$1,599,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-01-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-01-31$3,610,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-01-31$3,610,979
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-01-31$2,794,624
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-01-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-01-31$1,479,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-01-31No
Was there a failure to transmit to the plan any participant contributions2011-01-31Yes
Has the plan failed to provide any benefit when due under the plan2011-01-31No
Contributions received in cash from employer2011-01-31$1,062,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-01-31$1,096,377
Did the plan have assets held for investment2011-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-01-31Yes
Opinion of an independent qualified public accountant for this plan2011-01-31Disclaimer
Accountancy firm name2011-01-31TEPLITZKY & CO. PC
Accountancy firm EIN2011-01-31060962357
2010 : ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-01-31$0

Form 5500 Responses for ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN

2023: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2023 form 5500 responses
2023-02-01Type of plan entitySingle employer plan
2023-02-01Submission has been amendedNo
2023-02-01This submission is the final filingNo
2023-02-01This return/report is a short plan year return/report (less than 12 months)No
2023-02-01Plan is a collectively bargained planNo
2023-02-01Plan funding arrangement – InsuranceYes
2023-02-01Plan funding arrangement – TrustYes
2023-02-01Plan benefit arrangement – InsuranceYes
2023-02-01Plan benefit arrangement - TrustYes
2022: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-02-01Type of plan entitySingle employer plan
2022-02-01Submission has been amendedNo
2022-02-01This submission is the final filingNo
2022-02-01This return/report is a short plan year return/report (less than 12 months)No
2022-02-01Plan is a collectively bargained planNo
2022-02-01Plan funding arrangement – InsuranceYes
2022-02-01Plan funding arrangement – TrustYes
2022-02-01Plan benefit arrangement – InsuranceYes
2022-02-01Plan benefit arrangement - TrustYes
2021: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-02-01Type of plan entitySingle employer plan
2021-02-01Submission has been amendedNo
2021-02-01This submission is the final filingNo
2021-02-01This return/report is a short plan year return/report (less than 12 months)No
2021-02-01Plan is a collectively bargained planNo
2021-02-01Plan funding arrangement – InsuranceYes
2021-02-01Plan funding arrangement – TrustYes
2021-02-01Plan benefit arrangement – InsuranceYes
2021-02-01Plan benefit arrangement - TrustYes
2020: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-02-01Type of plan entitySingle employer plan
2020-02-01Submission has been amendedNo
2020-02-01This submission is the final filingNo
2020-02-01This return/report is a short plan year return/report (less than 12 months)No
2020-02-01Plan is a collectively bargained planNo
2020-02-01Plan funding arrangement – InsuranceYes
2020-02-01Plan funding arrangement – TrustYes
2020-02-01Plan benefit arrangement – InsuranceYes
2020-02-01Plan benefit arrangement - TrustYes
2019: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-02-01Type of plan entitySingle employer plan
2019-02-01Submission has been amendedNo
2019-02-01This submission is the final filingNo
2019-02-01This return/report is a short plan year return/report (less than 12 months)No
2019-02-01Plan is a collectively bargained planNo
2019-02-01Plan funding arrangement – InsuranceYes
2019-02-01Plan funding arrangement – TrustYes
2019-02-01Plan benefit arrangement – InsuranceYes
2019-02-01Plan benefit arrangement - TrustYes
2018: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-02-01Type of plan entitySingle employer plan
2018-02-01Submission has been amendedNo
2018-02-01This submission is the final filingNo
2018-02-01This return/report is a short plan year return/report (less than 12 months)No
2018-02-01Plan is a collectively bargained planNo
2018-02-01Plan funding arrangement – InsuranceYes
2018-02-01Plan funding arrangement – TrustYes
2018-02-01Plan benefit arrangement – InsuranceYes
2018-02-01Plan benefit arrangement - TrustYes
2017: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-02-01Type of plan entitySingle employer plan
2017-02-01Submission has been amendedNo
2017-02-01This submission is the final filingNo
2017-02-01This return/report is a short plan year return/report (less than 12 months)No
2017-02-01Plan is a collectively bargained planNo
2017-02-01Plan funding arrangement – InsuranceYes
2017-02-01Plan funding arrangement – TrustYes
2017-02-01Plan benefit arrangement – InsuranceYes
2017-02-01Plan benefit arrangement - TrustYes
2016: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-02-01Type of plan entitySingle employer plan
2016-02-01Submission has been amendedNo
2016-02-01This submission is the final filingNo
2016-02-01This return/report is a short plan year return/report (less than 12 months)No
2016-02-01Plan is a collectively bargained planNo
2016-02-01Plan funding arrangement – InsuranceYes
2016-02-01Plan funding arrangement – TrustYes
2016-02-01Plan benefit arrangement – InsuranceYes
2016-02-01Plan benefit arrangement - TrustYes
2015: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-02-01Type of plan entitySingle employer plan
2015-02-01Submission has been amendedNo
2015-02-01This submission is the final filingNo
2015-02-01This return/report is a short plan year return/report (less than 12 months)No
2015-02-01Plan is a collectively bargained planNo
2015-02-01Plan funding arrangement – InsuranceYes
2015-02-01Plan funding arrangement – TrustYes
2015-02-01Plan benefit arrangement – InsuranceYes
2015-02-01Plan benefit arrangement - TrustYes
2014: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-02-01Type of plan entitySingle employer plan
2014-02-01Submission has been amendedNo
2014-02-01This submission is the final filingNo
2014-02-01This return/report is a short plan year return/report (less than 12 months)No
2014-02-01Plan is a collectively bargained planNo
2014-02-01Plan funding arrangement – InsuranceYes
2014-02-01Plan funding arrangement – TrustYes
2014-02-01Plan benefit arrangement – InsuranceYes
2014-02-01Plan benefit arrangement - TrustYes
2013: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-02-01Type of plan entitySingle employer plan
2013-02-01Submission has been amendedNo
2013-02-01This submission is the final filingNo
2013-02-01This return/report is a short plan year return/report (less than 12 months)No
2013-02-01Plan is a collectively bargained planNo
2013-02-01Plan funding arrangement – InsuranceYes
2013-02-01Plan funding arrangement – TrustYes
2013-02-01Plan benefit arrangement – InsuranceYes
2013-02-01Plan benefit arrangement - TrustYes
2012: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-02-01Type of plan entitySingle employer plan
2012-02-01Submission has been amendedNo
2012-02-01This submission is the final filingNo
2012-02-01This return/report is a short plan year return/report (less than 12 months)No
2012-02-01Plan is a collectively bargained planNo
2012-02-01Plan funding arrangement – InsuranceYes
2012-02-01Plan funding arrangement – TrustYes
2012-02-01Plan benefit arrangement – InsuranceYes
2012-02-01Plan benefit arrangement - TrustYes
2011: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-02-01Type of plan entitySingle employer plan
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)No
2011-02-01Plan is a collectively bargained planNo
2011-02-01Plan funding arrangement – InsuranceYes
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement – InsuranceYes
2011-02-01Plan benefit arrangement - TrustYes
2009: ORTHOPEDIC ASSOCIATES OF HARTFORD P.C. SECTION 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-02-01Type of plan entitySingle employer plan
2009-02-01Submission has been amendedNo
2009-02-01This submission is the final filingNo
2009-02-01This return/report is a short plan year return/report (less than 12 months)No
2009-02-01Plan is a collectively bargained planNo
2009-02-01Plan funding arrangement – TrustYes
2009-02-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number556386-01
Policy instance 1
Insurance contract or identification number556386-01
Number of Individuals Covered69
Insurance policy start date2023-02-01
Insurance policy end date2024-01-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041479
Policy instance 1
Insurance contract or identification number041479
Number of Individuals Covered370
Insurance policy start date2022-02-01
Insurance policy end date2023-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041479
Policy instance 1
Insurance contract or identification number041479
Number of Individuals Covered333
Insurance policy start date2021-02-01
Insurance policy end date2022-01-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041479
Policy instance 1
Insurance contract or identification number041479
Number of Individuals Covered314
Insurance policy start date2020-02-01
Insurance policy end date2021-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041479
Policy instance 1
Insurance contract or identification number041479
Number of Individuals Covered290
Insurance policy start date2019-02-01
Insurance policy end date2020-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041479
Policy instance 1
Insurance contract or identification number041479
Number of Individuals Covered275
Insurance policy start date2018-02-01
Insurance policy end date2019-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041479
Policy instance 1
Insurance contract or identification number041479
Number of Individuals Covered278
Insurance policy start date2017-02-01
Insurance policy end date2018-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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