401k Plan data: THE WINDHAM SURGICAL GROUP, PC PROFIT SHARING PLAN AND TRUST plan

THE WINDHAM SURGICAL GROUP, PC PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	THE WINDHAM SURGICAL GROUP, PC PROFIT SHARING PLAN AND TRUST
Plan identification number	001

THE WINDHAM SURGICAL GROUP, PC PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

WINDHAM SURGICAL GROUP, PC has sponsored the creation of one or more 401k plans.

Company Name: WINDHAM SURGICAL GROUP, PC

Employer identification number (EIN): 060857225

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WINDHAM SURGICAL GROUP, PC PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 KELLY HORMAN 2013-01-18 KELLY HORMAN 2013-01-18
001 2011-01-01 KELLY HORMAN 2012-05-11 KELLY HORMAN 2012-05-11
001 2010-01-01 KELLY HORMAN 2011-08-10 KELLY HORMAN 2011-08-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	KELLY HORMAN	2013-01-18	KELLY HORMAN	2013-01-18
001	2011-01-01	KELLY HORMAN	2012-05-11	KELLY HORMAN	2012-05-11
001	2010-01-01	KELLY HORMAN	2011-08-10	KELLY HORMAN	2011-08-10

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Company Name:	WINDHAM SURGICAL GROUP, PC
Employer identification number (EIN):	060857225
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)