401k Plan data: ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT K. GRIFFITH & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROBERT K. GRIFFITH & ASSOCIATES, INC.

Employer identification number (EIN): 060871090

NAIC Classification: 425120
NAIC Description: Wholesale Trade Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 WENDY GRIFFITH 2012-12-28
001 2011-01-01 WENDY GRIFFITH 2012-06-27
001 2010-01-01 WENDY GRIFFITH 2011-10-03

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2012-01-01	WENDY GRIFFITH	2012-12-28
001	2011-01-01	WENDY GRIFFITH	2012-06-27
001	2010-01-01	WENDY GRIFFITH	2011-10-03

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Company Name:	ROBERT K. GRIFFITH & ASSOCIATES, INC.
Employer identification number (EIN):	060871090
NAIC Classification:	425120
NAIC Description:	Wholesale Trade Agents and Brokers