401k Plan data: SCOTT B. FRANKLIN RETIREMENT PLAN plan

SCOTT B. FRANKLIN RETIREMENT PLAN 401k Plan overview

Plan Name	SCOTT B. FRANKLIN RETIREMENT PLAN
Plan identification number	001

SCOTT B. FRANKLIN RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCOTT B. FRANKLIN & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: SCOTT B. FRANKLIN & ASSOCIATES

Employer identification number (EIN): 061213038

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCOTT B. FRANKLIN RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 SCOTT B. FRANKLIN 2024-06-13
001 2022-01-01 SCOTT B. FRANKLIN 2023-09-20
001 2021-01-01 SCOTT B. FRANKLIN 2022-10-12
001 2020-01-01 SCOTT B. FRANKLIN 2021-10-11
001 2019-01-01 SCOTT B. FRANKLIN 2020-09-20
001 2018-01-01 SCOTT B. FRANKLIN 2019-08-18
001 2017-01-01 SCOTT B. FRANKLIN 2018-09-18
001 2016-01-01 SCOTT B. FRANKLIN 2017-07-28
001 2015-01-01 SCOTT B. FRANKLIN 2016-07-17
001 2014-01-01 SCOTT B. FRANKLIN
001 2013-01-01 SCOTT B. FRANKLIN
001 2012-01-01 SCOTT B. FRANKLIN
001 2011-01-01 SCOTT B. FRANKLIN
001 2010-01-01 SCOTT B. FRANKLIN
001 2009-01-01 SCOTT FRANKLIN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	SCOTT B. FRANKLIN	2024-06-13
001	2022-01-01	SCOTT B. FRANKLIN	2023-09-20
001	2021-01-01	SCOTT B. FRANKLIN	2022-10-12
001	2020-01-01	SCOTT B. FRANKLIN	2021-10-11
001	2019-01-01	SCOTT B. FRANKLIN	2020-09-20
001	2018-01-01	SCOTT B. FRANKLIN	2019-08-18
001	2017-01-01	SCOTT B. FRANKLIN	2018-09-18
001	2016-01-01	SCOTT B. FRANKLIN	2017-07-28
001	2015-01-01	SCOTT B. FRANKLIN	2016-07-17
001	2014-01-01	SCOTT B. FRANKLIN
001	2013-01-01	SCOTT B. FRANKLIN
001	2012-01-01	SCOTT B. FRANKLIN
001	2011-01-01	SCOTT B. FRANKLIN
001	2010-01-01	SCOTT B. FRANKLIN
001	2009-01-01	SCOTT FRANKLIN

Plan Statistics for SCOTT B. FRANKLIN RETIREMENT PLAN

401k plan membership statisitcs for SCOTT B. FRANKLIN RETIREMENT PLAN

Measure Date Value
2014: SCOTT B. FRANKLIN RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SCOTT B. FRANKLIN RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SCOTT B. FRANKLIN RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 7
Number of participants with account balances 2012-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SCOTT B. FRANKLIN RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SCOTT B. FRANKLIN RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 6
Number of participants with account balances 2010-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SCOTT B. FRANKLIN RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: SCOTT B. FRANKLIN RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SCOTT B. FRANKLIN RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SCOTT B. FRANKLIN RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	7
Number of participants with account balances	2012-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SCOTT B. FRANKLIN RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SCOTT B. FRANKLIN RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	6
Number of participants with account balances	2010-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SCOTT B. FRANKLIN RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SCOTT B. FRANKLIN RETIREMENT PLAN

Measure	Date	Value
2014 : SCOTT B. FRANKLIN RETIREMENT PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$24,286
Expenses. Total of all expenses incurred	2014-12-31	$513,467
Benefits paid (including direct rollovers)	2014-12-31	$513,467
Total plan assets at end of year	2014-12-31	$288,088
Total plan assets at beginning of year	2014-12-31	$777,269
Value of fidelity bond covering the plan	2014-12-31	$100,000
Other income received	2014-12-31	$-15,747
Net income (gross income less expenses)	2014-12-31	$-489,181
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$288,088
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$777,269
Total contributions received or receivable from employer(s)	2014-12-31	$40,033
2013 : SCOTT B. FRANKLIN RETIREMENT PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$105,490
Total plan assets at end of year	2013-12-31	$777,269
Total plan assets at beginning of year	2013-12-31	$671,779
Value of fidelity bond covering the plan	2013-12-31	$100,000
Other income received	2013-12-31	$67,119
Net income (gross income less expenses)	2013-12-31	$105,490
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$777,269
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$671,779
Total contributions received or receivable from employer(s)	2013-12-31	$38,371
2012 : SCOTT B. FRANKLIN RETIREMENT PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$104,372
Total plan assets at end of year	2012-12-31	$671,779
Total plan assets at beginning of year	2012-12-31	$567,407
Value of fidelity bond covering the plan	2012-12-31	$100,000
Other income received	2012-12-31	$65,807
Net income (gross income less expenses)	2012-12-31	$104,372
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$671,779
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$567,407
Total contributions received or receivable from employer(s)	2012-12-31	$38,565
2011 : SCOTT B. FRANKLIN RETIREMENT PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$30,236
Total plan assets at end of year	2011-12-31	$567,407
Total plan assets at beginning of year	2011-12-31	$537,171
Value of fidelity bond covering the plan	2011-12-31	$100,000
Other income received	2011-12-31	$-8,467
Net income (gross income less expenses)	2011-12-31	$30,236
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$567,407
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$537,171
Total contributions received or receivable from employer(s)	2011-12-31	$38,703
2010 : SCOTT B. FRANKLIN RETIREMENT PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$94,525
Total plan assets at end of year	2010-12-31	$537,171
Total plan assets at beginning of year	2010-12-31	$442,646
Value of fidelity bond covering the plan	2010-12-31	$100,000
Other income received	2010-12-31	$58,678
Net income (gross income less expenses)	2010-12-31	$94,525
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$537,171
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$442,646
Total contributions received or receivable from employer(s)	2010-12-31	$35,847

Form 5500 Responses for SCOTT B. FRANKLIN RETIREMENT PLAN

2014: SCOTT B. FRANKLIN RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SCOTT B. FRANKLIN RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SCOTT B. FRANKLIN RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SCOTT B. FRANKLIN RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SCOTT B. FRANKLIN RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SCOTT B. FRANKLIN RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SCOTT B. FRANKLIN & ASSOCIATES
Employer identification number (EIN):	061213038
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers