401k Plan data: BANK OF SMITHTOWN 401(K) PLAN plan

BANK OF SMITHTOWN 401(K) PLAN 401k Plan overview

Plan Name	BANK OF SMITHTOWN 401(K) PLAN
Plan identification number	003

BANK OF SMITHTOWN 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PEOPLE'S UNITED BANK, N.A. has sponsored the creation of one or more 401k plans.

Company Name: PEOPLE'S UNITED BANK, N.A.

Employer identification number (EIN): 061213065

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BANK OF SMITHTOWN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2013-01-01 MICHELLE MCNEIL MICHELLE MCNEIL 2014-03-12
003 2012-01-01 MICHELLE MCNEIL MICHELLE MCNEIL 2013-10-07
003 2011-01-01 MICHELLE MCNEIL
003 2010-01-01 MARIA STOLFI

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2013-01-01	MICHELLE MCNEIL	MICHELLE MCNEIL	2014-03-12
003	2012-01-01	MICHELLE MCNEIL	MICHELLE MCNEIL	2013-10-07
003	2011-01-01	MICHELLE MCNEIL
003	2010-01-01	MARIA STOLFI

Plan Statistics for BANK OF SMITHTOWN 401(K) PLAN

401k plan membership statisitcs for BANK OF SMITHTOWN 401(K) PLAN

Measure Date Value
2013: BANK OF SMITHTOWN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 236
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BANK OF SMITHTOWN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 185
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 49
Total of all active and inactive participants 2012-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 236
Number of participants with account balances 2012-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BANK OF SMITHTOWN 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 260
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 271
Number of participants with account balances 2011-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: BANK OF SMITHTOWN 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 243
Number of retired or separated participants receiving benefits 2010-01-01 3
Number of other retired or separated participants entitled to future benefits 2010-01-01 57
Total of all active and inactive participants 2010-01-01 303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 303
Number of participants with account balances 2010-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 19

Measure	Date	Value
2013: BANK OF SMITHTOWN 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	236
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BANK OF SMITHTOWN 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	185
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	49
Total of all active and inactive participants	2012-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	236
Number of participants with account balances	2012-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BANK OF SMITHTOWN 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	260
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	271
Number of participants with account balances	2011-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: BANK OF SMITHTOWN 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	243
Number of retired or separated participants receiving benefits	2010-01-01	3
Number of other retired or separated participants entitled to future benefits	2010-01-01	57
Total of all active and inactive participants	2010-01-01	303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	303
Number of participants with account balances	2010-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	19

Financial Data on BANK OF SMITHTOWN 401(K) PLAN

Measure	Date	Value
2013 : BANK OF SMITHTOWN 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-05-31	$0
Total transfer of assets from this plan	2013-05-31	$7,457,999
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total income from all sources (including contributions)	2013-05-31	$368,758
Total loss/gain on sale of assets	2013-05-31	$0
Total of all expenses incurred	2013-05-31	$2,141,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-05-31	$2,140,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-05-31	$0
Value of total assets at end of year	2013-05-31	$0
Value of total assets at beginning of year	2013-05-31	$9,230,683
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-05-31	$575
Total interest from all sources	2013-05-31	$2,771
Total dividends received (eg from common stock, registered investment company shares)	2013-05-31	$112,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-05-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-05-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-05-31	$112,163
Was this plan covered by a fidelity bond	2013-05-31	Yes
Value of fidelity bond cover	2013-05-31	$50,000,000
If this is an individual account plan, was there a blackout period	2013-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-05-31	No
Participant contributions at end of year	2013-05-31	$0
Participant contributions at beginning of year	2013-05-31	$179,176
Administrative expenses (other) incurred	2013-05-31	$575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Value of net income/loss	2013-05-31	$-1,772,684
Value of net assets at end of year (total assets less liabilities)	2013-05-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-05-31	$9,230,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-05-31	No
Were any leases to which the plan was party in default or uncollectible	2013-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-05-31	$7,979,072
Interest on participant loans	2013-05-31	$2,771
Value of interest in common/collective trusts at end of year	2013-05-31	$0
Value of interest in common/collective trusts at beginning of year	2013-05-31	$1,072,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-05-31	$285,468
Net investment gain or loss from common/collective trusts	2013-05-31	$-31,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-05-31	No
Was there a failure to transmit to the plan any participant contributions	2013-05-31	No
Has the plan failed to provide any benefit when due under the plan	2013-05-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-05-31	$2,140,867
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-05-31	No
Did the plan have assets held for investment	2013-05-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-05-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-05-31	Disclaimer
Accountancy firm name	2013-05-31	CROWE HORWATH
Accountancy firm EIN	2013-05-31	350921680
2012 : BANK OF SMITHTOWN 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$889,985
Total of all expenses incurred	2012-12-31	$962,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$961,178
Value of total assets at end of year	2012-12-31	$9,230,683
Value of total assets at beginning of year	2012-12-31	$9,303,026
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,150
Total interest from all sources	2012-12-31	$7,602
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$230,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$230,972
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$50,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$179,176
Participant contributions at beginning of year	2012-12-31	$260,684
Administrative expenses (other) incurred	2012-12-31	$1,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-72,343
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,230,683
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,303,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,979,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$8,011,182
Interest on participant loans	2012-12-31	$7,602
Value of interest in common/collective trusts at end of year	2012-12-31	$1,072,435
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,031,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$635,792
Net investment gain or loss from common/collective trusts	2012-12-31	$15,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$961,178
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountancy firm name	2012-12-31	CROWE HORWATH
Accountancy firm EIN	2012-12-31	350921680
2011 : BANK OF SMITHTOWN 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-3,013,862
Total unrealized appreciation/depreciation of assets	2011-12-31	$-3,013,862
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$295,013
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$295,013
Total income from all sources (including contributions)	2011-12-31	$-25,609
Total loss/gain on sale of assets	2011-12-31	$9,058,822
Total of all expenses incurred	2011-12-31	$3,492,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,489,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$27,462
Value of total assets at end of year	2011-12-31	$9,303,026
Value of total assets at beginning of year	2011-12-31	$12,821,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,575
Total interest from all sources	2011-12-31	$15,463
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$253,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$253,027
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$26,269
Participant contributions at end of year	2011-12-31	$260,684
Participant contributions at beginning of year	2011-12-31	$407,366
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$3,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,518,382
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,303,026
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,821,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,011,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,627,122
Interest on participant loans	2011-12-31	$15,463
Value of interest in common/collective trusts at end of year	2011-12-31	$1,031,160
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,786,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,445,952
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$71,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$71,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$329
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-335,895
Net investment gain or loss from common/collective trusts	2011-12-31	$14,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$15,213,436
Assets. Invements in employer securities at beginning of year	2011-12-31	$25,201,943
Contributions received in cash from employer	2011-12-31	$1,193
Income. Dividends from common stock	2011-12-31	$487,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,489,198
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$16,028,272
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$6,969,450
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$12,815,058
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH
Accountancy firm EIN	2011-12-31	350921680
2010 : BANK OF SMITHTOWN 401(K) PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$1,367
Total income from all sources (including contributions)	2010-12-31	$2,276,811
Total of all expenses incurred	2010-12-31	$687,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$671,724
Expenses. Certain deemed distributions of participant loans	2010-12-31	$7,462
Value of total corrective distributions	2010-12-31	$4,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$993,977
Value of total assets at end of year	2010-12-31	$12,821,408
Value of total assets at beginning of year	2010-12-31	$11,230,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,875
Total interest from all sources	2010-12-31	$18,347
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$274,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$274,054
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$749,432
Participant contributions at end of year	2010-12-31	$407,366
Participant contributions at beginning of year	2010-12-31	$374,323
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,707
Administrative expenses (other) incurred	2010-12-31	$3,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,589,575
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,821,408
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,230,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,627,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,594,846
Interest on participant loans	2010-12-31	$18,347
Value of interest in common/collective trusts at end of year	2010-12-31	$1,786,920
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,261,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$936,986
Net investment gain or loss from common/collective trusts	2010-12-31	$53,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$242,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$671,724
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH
Accountancy firm EIN	2010-12-31	350921680

Form 5500 Responses for BANK OF SMITHTOWN 401(K) PLAN

2013: BANK OF SMITHTOWN 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BANK OF SMITHTOWN 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BANK OF SMITHTOWN 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: BANK OF SMITHTOWN 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PEOPLE'S UNITED BANK, N.A.
Employer identification number (EIN):	061213065
NAIC Classification:	522110
NAIC Description:	Commercial Banking