401k Plan data: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST plan

STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 401k Plan overview

Plan Name	STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST
Plan identification number	002

STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STEVEN J. LUCCARELLI, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name: STEVEN J. LUCCARELLI, D.D.S., P.C.

Employer identification number (EIN): 061502976

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Additional information about STEVEN J. LUCCARELLI, D.D.S., P.C.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1997-11-10

Company Identification Number: 2197893

Legal Registered Office Address: 11 AMBER LANE
Westchester
OYSTER BAY COVE
United States of America (USA)
11771

More information about STEVEN J. LUCCARELLI, D.D.S., P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2017-01-01 STEVEN LUCCARELLI
002 2016-01-01 STEVEN LUCCARELLI
002 2015-01-01 STEVEN LUCCARELLI

Plan Statistics for STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST

401k plan membership statisitcs for STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST

Measure Date Value
2023: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 2
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 2
Number of participants with account balances 2023-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2017: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2016 401k membership
Market value of plan assets 2016-12-31 1,168,950
Acturial value of plan assets 2016-12-31 1,168,950
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 1
Fundng target for terminated vested participants 2016-12-31 53,887
Active participant vested funding target 2016-12-31 927,203
Number of active participants 2016-12-31 2
Total funding liabilities for active participants 2016-12-31 927,203
Total participant count 2016-12-31 3
Total funding target for all participants 2016-12-31 981,090
Balance at beginning of prior year after applicable adjustments 2016-12-31 57,483
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 279,616
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 57,483
Prefunding balanced used to offset prior years funding requirement 2016-12-31 2,299
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 277,317
Present value of excess contributions 2016-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 275,071
Total employer contributions 2016-12-31 0
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 0
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2023: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	2
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	2
Number of participants with account balances	2023-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2017: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2016 401k membership
Market value of plan assets	2016-12-31	1,168,950
Acturial value of plan assets	2016-12-31	1,168,950
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	1
Fundng target for terminated vested participants	2016-12-31	53,887
Active participant vested funding target	2016-12-31	927,203
Number of active participants	2016-12-31	2
Total funding liabilities for active participants	2016-12-31	927,203
Total participant count	2016-12-31	3
Total funding target for all participants	2016-12-31	981,090
Balance at beginning of prior year after applicable adjustments	2016-12-31	57,483
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	279,616
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	57,483
Prefunding balanced used to offset prior years funding requirement	2016-12-31	2,299
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	277,317
Present value of excess contributions	2016-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	275,071
Total employer contributions	2016-12-31	0
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	0
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST

Measure	Date	Value
2023 : STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2023 401k financial data
Total income from all sources	2023-12-31	$514,521
Expenses. Total of all expenses incurred	2023-12-31	$1,975,059
Benefits paid (including direct rollovers)	2023-12-31	$1,958,753
Total plan assets at end of year	2023-12-31	$3,522,826
Total plan assets at beginning of year	2023-12-31	$4,983,364
Other income received	2023-12-31	$503,646
Net income (gross income less expenses)	2023-12-31	$-1,460,538
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$3,522,826
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$4,983,364
Total contributions received or receivable from employer(s)	2023-12-31	$10,875
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$16,306
2017 : STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-26	$0
Total plan liabilities at end of year	2017-12-26	$0
Total plan liabilities at beginning of year	2017-12-26	$0
Total income from all sources	2017-12-26	$205,646
Expenses. Total of all expenses incurred	2017-12-26	$1,611,498
Benefits paid (including direct rollovers)	2017-12-26	$1,586,565
Total plan assets at end of year	2017-12-26	$0
Total plan assets at beginning of year	2017-12-26	$1,405,852
Value of fidelity bond covering the plan	2017-12-26	$140,000
Total contributions received or receivable from participants	2017-12-26	$0
Expenses. Other expenses not covered elsewhere	2017-12-26	$84
Contributions received from other sources (not participants or employers)	2017-12-26	$0
Other income received	2017-12-26	$205,646
Noncash contributions received	2017-12-26	$0
Net income (gross income less expenses)	2017-12-26	$-1,405,852
Net plan assets at end of year (total assets less liabilities)	2017-12-26	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-12-26	$1,405,852
Total contributions received or receivable from employer(s)	2017-12-26	$0
Value of certain deemed distributions of participant loans	2017-12-26	$0
Value of corrective distributions	2017-12-26	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-26	$24,849
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-26	$0
2016 : STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$121,411
Expenses. Total of all expenses incurred	2016-12-31	$13,594
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$1,405,852
Total plan assets at beginning of year	2016-12-31	$1,298,035
Value of fidelity bond covering the plan	2016-12-31	$140,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$85
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$121,411
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$107,817
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,405,852
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,298,035
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$13,509
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$78,497
Expenses. Total of all expenses incurred	2015-12-31	$8,180
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$1,298,035
Total plan assets at beginning of year	2015-12-31	$1,227,718
Value of fidelity bond covering the plan	2015-12-31	$140,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$2
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-1,503
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$70,317
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,298,035
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,227,718
Total contributions received or receivable from employer(s)	2015-12-31	$80,000
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$8,178
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0

Form 5500 Responses for STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST

2023: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2017: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: STEVEN J. LUCCARELLI, D.D.S. PROFIT SHARING TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STEVEN J. LUCCARELLI, D.D.S., P.C.
Employer identification number (EIN):	061502976
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1997-11-10
Company Identification Number:	2197893
Legal Registered Office Address:	11 AMBER LANE Westchester OYSTER BAY COVE United States of America (USA) 11771

Plan id#	Filing Submission Date	Name of Administrator
002	2023-01-01
002	2017-01-01	STEVEN LUCCARELLI
002	2016-01-01	STEVEN LUCCARELLI
002	2015-01-01	STEVEN LUCCARELLI