401k Plan data: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN plan

ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 401k Plan overview

Plan Name	ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN
Plan identification number	005

ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, P.C. has sponsored the creation of one or more 401k plans.

Company Name: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, P.C.

Employer identification number (EIN): 061619395

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2019-01-01
005 2018-01-01
005 2017-01-01 SETH MILLER
005 2016-01-01 SETH MILLER SETH MILLER, TRUSTEE 2017-10-16
005 2015-01-01 SETH MILLER SETH MILLER, TRUSTEE 2016-07-29
005 2014-01-01 SETH MILLER SETH MILLER, TRUSTEE 2015-10-14
005 2014-01-01 SETH MILLER SETH MILLER, TRUSTEE 2016-02-09
005 2013-01-01 SETH MILLER 2014-07-15 SETH MILLER, TRUSTEE 2014-07-15
005 2012-01-01 SETH MILLER 2013-06-05 SETH MILLER, TRUSTEE 2013-06-05
005 2011-01-01 SETH MILLER 2012-06-06 SETH MILLER, TRUSTEE 2012-06-06
005 2010-01-01 SETH MILLER 2011-07-21 SETH MILLER, TRUSTEE 2011-07-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
005	2019-01-01
005	2018-01-01
005	2017-01-01	SETH MILLER
005	2016-01-01	SETH MILLER		SETH MILLER, TRUSTEE	2017-10-16
005	2015-01-01	SETH MILLER		SETH MILLER, TRUSTEE	2016-07-29
005	2014-01-01	SETH MILLER		SETH MILLER, TRUSTEE	2015-10-14
005	2014-01-01	SETH MILLER		SETH MILLER, TRUSTEE	2016-02-09
005	2013-01-01	SETH MILLER	2014-07-15	SETH MILLER, TRUSTEE	2014-07-15
005	2012-01-01	SETH MILLER	2013-06-05	SETH MILLER, TRUSTEE	2013-06-05
005	2011-01-01	SETH MILLER	2012-06-06	SETH MILLER, TRUSTEE	2012-06-06
005	2010-01-01	SETH MILLER	2011-07-21	SETH MILLER, TRUSTEE	2011-07-21

Plan Statistics for ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN

Measure Date Value
2019: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 272
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 258
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 42
Total of all active and inactive participants 2019-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 301
Number of participants with account balances 2019-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 30
2018: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 238
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 32
Total of all active and inactive participants 2018-01-01 272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 272
Number of participants with account balances 2018-01-01 255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 30
2017: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 227
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 21
Total of all active and inactive participants 2017-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 248
Number of participants with account balances 2017-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 133
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 37
Total of all active and inactive participants 2016-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 170
Number of participants with account balances 2016-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 12
2015: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 114
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 26
Total of all active and inactive participants 2015-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 140
Number of participants with account balances 2015-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6
2014: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 129
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 129
Number of participants with account balances 2014-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3

Measure	Date	Value
2019: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	272
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	258
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	42
Total of all active and inactive participants	2019-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	301
Number of participants with account balances	2019-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	30
2018: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	238
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	32
Total of all active and inactive participants	2018-01-01	272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	272
Number of participants with account balances	2018-01-01	255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	30
2017: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	227
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	21
Total of all active and inactive participants	2017-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	248
Number of participants with account balances	2017-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	133
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	37
Total of all active and inactive participants	2016-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	170
Number of participants with account balances	2016-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	12
2015: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	114
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	26
Total of all active and inactive participants	2015-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	140
Number of participants with account balances	2015-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6
2014: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	129
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	129
Number of participants with account balances	2014-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3

Financial Data on ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN

Measure	Date	Value
2019 : ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,511,632
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,511,632
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,511,632
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,511,632
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$10,430,108
Total income from all sources (including contributions)	2019-12-31	$10,430,108
Total loss/gain on sale of assets	2019-12-31	$378,109
Total loss/gain on sale of assets	2019-12-31	$378,109
Total of all expenses incurred	2019-12-31	$5,660,556
Total of all expenses incurred	2019-12-31	$5,660,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,629,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,629,541
Expenses. Certain deemed distributions of participant loans	2019-12-31	$28,035
Expenses. Certain deemed distributions of participant loans	2019-12-31	$28,035
Value of total corrective distributions	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,127,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,127,626
Value of total assets at end of year	2019-12-31	$37,895,127
Value of total assets at end of year	2019-12-31	$37,895,127
Value of total assets at beginning of year	2019-12-31	$33,125,575
Value of total assets at beginning of year	2019-12-31	$33,125,575
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,980
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,980
Total income from rents	2019-12-31	$0
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$77,532
Total interest from all sources	2019-12-31	$77,532
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,130,293
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,130,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,064,794
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,064,794
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$87,000
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$87,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,521,967
Contributions received from participants	2019-12-31	$1,521,967
Participant contributions at end of year	2019-12-31	$198,101
Participant contributions at end of year	2019-12-31	$198,101
Participant contributions at beginning of year	2019-12-31	$137,572
Participant contributions at beginning of year	2019-12-31	$137,572
Participant contributions at end of year	2019-12-31	$119,440
Participant contributions at end of year	2019-12-31	$119,440
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$54,590
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$54,590
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$2,644
Administrative expenses (other) incurred	2019-12-31	$2,644
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$4,769,552
Value of net income/loss	2019-12-31	$4,769,552
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$37,895,127
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$37,895,127
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$33,125,575
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$33,125,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$336
Investment advisory and management fees	2019-12-31	$336
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$29,057,127
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$29,057,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$22,757,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$22,757,108
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$9,921
Interest on participant loans	2019-12-31	$9,921
Income. Interest from loans (other than to participants)	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1,119,138
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1,119,138
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$6,046,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$6,046,620
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$6,046,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$6,046,620
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$67,611
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$67,611
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,204,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,204,916
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$551,069
Contributions received in cash from employer	2019-12-31	$551,069
Employer contributions (assets) at end of year	2019-12-31	$34,487
Employer contributions (assets) at end of year	2019-12-31	$34,487
Employer contributions (assets) at beginning of year	2019-12-31	$338,287
Employer contributions (assets) at beginning of year	2019-12-31	$338,287
Income. Dividends from preferred stock	2019-12-31	$3,375
Income. Dividends from preferred stock	2019-12-31	$3,375
Income. Dividends from common stock	2019-12-31	$62,124
Income. Dividends from common stock	2019-12-31	$62,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,629,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,629,541
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Contract administrator fees	2019-12-31	$0
Contract administrator fees	2019-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$7,279,834
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$7,279,834
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$3,845,988
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$3,845,988
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$3,715,693
Aggregate proceeds on sale of assets	2019-12-31	$3,715,693
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$3,337,584
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$3,337,584
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WILKIN & GUTTENPLAN, P.C
Accountancy firm name	2019-12-31	WILKIN & GUTTENPLAN, P.C
Accountancy firm EIN	2019-12-31	222612018
Accountancy firm EIN	2019-12-31	222612018
2018 : ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-163,895
Total unrealized appreciation/depreciation of assets	2018-12-31	$-163,895
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,526,141
Total loss/gain on sale of assets	2018-12-31	$317,698
Total of all expenses incurred	2018-12-31	$497,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$439,499
Expenses. Certain deemed distributions of participant loans	2018-12-31	$54,017
Value of total corrective distributions	2018-12-31	$1,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,613,856
Value of total assets at end of year	2018-12-31	$33,125,575
Value of total assets at beginning of year	2018-12-31	$32,096,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,031
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$62,963
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,388,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,325,873
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Administrative expenses professional fees incurred	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$10,300
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,375,821
Participant contributions at end of year	2018-12-31	$137,572
Participant contributions at beginning of year	2018-12-31	$210,412
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$475,616
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$1,868
Liabilities. Value of operating payables at end of year	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$1,028,845
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$33,125,575
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$32,096,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$163
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$22,757,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$21,141,534
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$8,335
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$6,046,620
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$3,699,544
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$3,699,544
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$54,628
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Asset value of US Government securities at end of year	2018-12-31	$0
Asset value of US Government securities at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,693,019
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$0
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$0
Assets. Invements in employer securities at beginning of year	2018-12-31	$0
Assets. Value of employer real property at end of year	2018-12-31	$0
Assets. Value of employer real property at beginning of year	2018-12-31	$0
Contributions received in cash from employer	2018-12-31	$762,419
Employer contributions (assets) at end of year	2018-12-31	$338,287
Employer contributions (assets) at beginning of year	2018-12-31	$924,018
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$62,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$439,499
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$0
Contract administrator fees	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$3,845,988
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$6,110,922
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$8,268,997
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$7,951,299
Liabilities. Value of acquisition indebtedness at end of year	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WILKIN & GUTTENPLAN, P.C
Accountancy firm EIN	2018-12-31	222612018
2017 : ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$3,418,011
Total unrealized appreciation/depreciation of assets	2017-12-31	$3,418,011
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,963,302
Total loss/gain on sale of assets	2017-12-31	$19,456
Total of all expenses incurred	2017-12-31	$53,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$53,248
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,931,464
Value of total assets at end of year	2017-12-31	$32,096,730
Value of total assets at beginning of year	2017-12-31	$25,187,276
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$600
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$18,379
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$807,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$781,319
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$10,300
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,005,669
Participant contributions at end of year	2017-12-31	$210,412
Participant contributions at beginning of year	2017-12-31	$223,236
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$12,342,693
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,777
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$31,796
Administrative expenses (other) incurred	2017-12-31	$591
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$6,909,454
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$32,096,730
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$25,187,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$9
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$21,141,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,488,078
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$10,069
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$3,699,544
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$251,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$251,741
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$8,310
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$736,366
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$0
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$924,018
Employer contributions (assets) at end of year	2017-12-31	$924,018
Employer contributions (assets) at beginning of year	2017-12-31	$881,528
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$26,511
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$53,248
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$6,110,922
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$2,658,005
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$2,638,549
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WILKIN & GUTTENPLAN, P.C
Accountancy firm EIN	2017-12-31	222612018
2016 : ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,364,790
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$917,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$913,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,704,836
Value of total assets at end of year	2016-12-31	$25,187,276
Value of total assets at beginning of year	2016-12-31	$22,739,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,275
Total interest from all sources	2016-12-31	$8,063
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$958,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$958,232
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$823,308
Participant contributions at end of year	2016-12-31	$223,236
Participant contributions at beginning of year	2016-12-31	$183,774
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$4,000
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$12,342,693
Other income not declared elsewhere	2016-12-31	$6,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,447,431
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,187,276
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$22,739,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$4,275
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,488,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$21,741,484
Interest on participant loans	2016-12-31	$7,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$251,741
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$520
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$687,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$881,528
Employer contributions (assets) at end of year	2016-12-31	$881,528
Employer contributions (assets) at beginning of year	2016-12-31	$810,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$913,084
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	WILKIN & GUTTENPLAN, P.C.
Accountancy firm EIN	2016-12-31	222612018
2015 : ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-1,020,931
Total unrealized appreciation/depreciation of assets	2015-12-31	$-1,020,931
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,811,995
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$621,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$617,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,578,156
Value of total assets at end of year	2015-12-31	$22,739,845
Value of total assets at beginning of year	2015-12-31	$21,549,501
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,000
Total interest from all sources	2015-12-31	$10,291
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,244,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,244,479
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$739,274
Participant contributions at end of year	2015-12-31	$183,774
Participant contributions at beginning of year	2015-12-31	$221,265
Participant contributions at end of year	2015-12-31	$4,000
Participant contributions at beginning of year	2015-12-31	$24,697
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$28,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,190,344
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$22,739,845
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$21,549,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$21,741,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,559,301
Interest on participant loans	2015-12-31	$9,067
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$810,587
Employer contributions (assets) at end of year	2015-12-31	$810,587
Employer contributions (assets) at beginning of year	2015-12-31	$744,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$617,651
Contract administrator fees	2015-12-31	$4,000
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	GRAY LOCEY, CPA P.C.
Accountancy firm EIN	2015-12-31	203559678
2014 : ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,720,321
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,720,321
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,160,926
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$294,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$291,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,431,156
Value of total assets at end of year	2014-12-31	$21,549,501
Value of total assets at beginning of year	2014-12-31	$18,682,850
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,693
Total interest from all sources	2014-12-31	$9,449
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$670,248
Participant contributions at end of year	2014-12-31	$221,265
Participant contributions at beginning of year	2014-12-31	$203,779
Participant contributions at end of year	2014-12-31	$24,697
Participant contributions at beginning of year	2014-12-31	$19,706
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$16,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,866,651
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,549,501
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$18,682,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,559,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$17,779,585
Interest on participant loans	2014-12-31	$9,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$744,238
Employer contributions (assets) at end of year	2014-12-31	$744,238
Employer contributions (assets) at beginning of year	2014-12-31	$679,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$291,582
Contract administrator fees	2014-12-31	$2,693
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	GRAY LOCEY, CPA P.C.
Accountancy firm EIN	2014-12-31	203559678

Form 5500 Responses for ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN

2019: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, PC INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ORTHOPAEDIC & NEUROSURGERY SPECIALISTS, P.C.
Employer identification number (EIN):	061619395
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)