401k Plan data: ASHLEY FURNITURE HOMESTORE 401(K) PLAN plan

ASHLEY FURNITURE HOMESTORE 401(K) PLAN 401k Plan overview

Plan Name	ASHLEY FURNITURE HOMESTORE 401(K) PLAN
Plan identification number	001

ASHLEY FURNITURE HOMESTORE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPENCER ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SPENCER ENTERPRISES, INC.

Employer identification number (EIN): 061668247

NAIC Classification: 442110
NAIC Description: Furniture Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASHLEY FURNITURE HOMESTORE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2021-01-01
001 2017-01-01 KEVIN GAMBLE

Plan Statistics for ASHLEY FURNITURE HOMESTORE 401(K) PLAN

401k plan membership statisitcs for ASHLEY FURNITURE HOMESTORE 401(K) PLAN

Measure Date Value
2022: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 3,701
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2,757
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,476
Total of all active and inactive participants 2022-01-01 4,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 6
Total participants 2022-01-01 4,239
Number of participants with account balances 2022-01-01 2,838
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 48
2021: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,475
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2,537
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,161
Total of all active and inactive participants 2021-01-01 3,698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 3
Total participants 2021-01-01 3,701
Number of participants with account balances 2021-01-01 2,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2017: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,675
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,060
Number of retired or separated participants receiving benefits 2017-01-01 16
Number of other retired or separated participants entitled to future benefits 2017-01-01 289
Total of all active and inactive participants 2017-01-01 1,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,365
Number of participants with account balances 2017-01-01 1,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 184

Measure	Date	Value
2022: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	3,701
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,757
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,476
Total of all active and inactive participants	2022-01-01	4,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	6
Total participants	2022-01-01	4,239
Number of participants with account balances	2022-01-01	2,838
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	48
2021: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,475
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2,537
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,161
Total of all active and inactive participants	2021-01-01	3,698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	3
Total participants	2021-01-01	3,701
Number of participants with account balances	2021-01-01	2,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2017: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,675
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,060
Number of retired or separated participants receiving benefits	2017-01-01	16
Number of other retired or separated participants entitled to future benefits	2017-01-01	289
Total of all active and inactive participants	2017-01-01	1,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,365
Number of participants with account balances	2017-01-01	1,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	184

Financial Data on ASHLEY FURNITURE HOMESTORE 401(K) PLAN

Measure	Date	Value
2022 : ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$2,161,613
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,702,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,539,348
Value of total corrective distributions	2022-12-31	$2,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,214,448
Value of total assets at end of year	2022-12-31	$17,566,806
Value of total assets at beginning of year	2022-12-31	$17,107,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$160,756
Total interest from all sources	2022-12-31	$26,431
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,021,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,021,511
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$4,245,833
Participant contributions at end of year	2022-12-31	$541,516
Participant contributions at beginning of year	2022-12-31	$530,765
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$96,670
Administrative expenses (other) incurred	2022-12-31	$160,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$459,192
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$17,566,806
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$17,107,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$16,988,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$16,508,046
Interest on participant loans	2022-12-31	$24,222
Value of interest in common/collective trusts at end of year	2022-12-31	$35,125
Value of interest in common/collective trusts at beginning of year	2022-12-31	$24,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$1,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$44,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$44,349
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$2,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,102,517
Net investment gain or loss from common/collective trusts	2022-12-31	$1,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$871,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,539,348
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MILLER LPA PLLC
Accountancy firm EIN	2022-12-31	821430242
2021 : ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,877,789
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,324,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,119,772
Expenses. Certain deemed distributions of participant loans	2021-12-31	$71,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$4,293,616
Value of total assets at end of year	2021-12-31	$17,107,614
Value of total assets at beginning of year	2021-12-31	$13,554,767
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$133,386
Total interest from all sources	2021-12-31	$17,412
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$642,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$642,421
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$4,052,047
Participant contributions at end of year	2021-12-31	$530,765
Participant contributions at beginning of year	2021-12-31	$320,487
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$241,569
Administrative expenses (other) incurred	2021-12-31	$133,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,552,847
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$17,107,614
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$13,554,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$16,508,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$0
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$12,766,876
Interest on participant loans	2021-12-31	$17,409
Value of interest in common/collective trusts at end of year	2021-12-31	$24,454
Value of interest in common/collective trusts at beginning of year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$44,349
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$467,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$924,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,119,772
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	HENDERSON, HUTCHERSON & MCCULLOUGH
Accountancy firm EIN	2021-12-31	621114363
2017 : ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,177,505
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$541,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$493,690
Expenses. Certain deemed distributions of participant loans	2017-12-31	$3,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,279,946
Value of total assets at end of year	2017-12-31	$7,155,376
Value of total assets at beginning of year	2017-12-31	$4,519,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$44,468
Total interest from all sources	2017-12-31	$5,806
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,463,564
Participant contributions at end of year	2017-12-31	$135,705
Participant contributions at beginning of year	2017-12-31	$138,337
Participant contributions at end of year	2017-12-31	$1,439
Participant contributions at beginning of year	2017-12-31	$1,110
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$183,989
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$36,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,635,508
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,155,376
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,519,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$44,468
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,968,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,705,597
Interest on participant loans	2017-12-31	$5,602
Interest earned on other investments	2017-12-31	$48
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$72,447
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$15,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$15,893
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$156
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$345,341
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$347,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$891,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$632,393
Employer contributions (assets) at end of year	2017-12-31	$632,393
Employer contributions (assets) at beginning of year	2017-12-31	$311,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$456,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HENDERSON, HUTCHERSON & MCCULLOUGH
Accountancy firm EIN	2017-12-31	621114363

Form 5500 Responses for ASHLEY FURNITURE HOMESTORE 401(K) PLAN

2022: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2017: ASHLEY FURNITURE HOMESTORE 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812639

Policy instance

Insurance contract or identification number	812639
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812639

Policy instance

Insurance contract or identification number	812639
Number of Individuals Covered	1268
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $20,720
Total amount of fees paid to insurance company	USD $2,407
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20,720
Insurance broker organization code?	3
Amount paid for insurance broker fees	1348
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	ACUFF & ASSOCIATES

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Company Name:	SPENCER ENTERPRISES, INC.
Employer identification number (EIN):	061668247
NAIC Classification:	442110
NAIC Description:	Furniture Stores