PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND
401k plan membership statisitcs for PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND
| Measure | Date | Value |
|---|
| 2013 : PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND 2013 401k financial data |
|---|
| Total transfer of assets from this plan | 2013-12-31 | $968,862 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $397,523 |
| Total income from all sources (including contributions) | 2013-12-31 | $29,807,758 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $43,946,977 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $40,021,703 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $29,735,817 |
| Value of total assets at beginning of year | 2013-12-31 | $15,505,604 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,925,274 |
| Total interest from all sources | 2013-12-31 | $71,941 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $228,717 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $2,276,328 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $334,329 |
| Administrative expenses (other) incurred | 2013-12-31 | $3,694,057 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $63,194 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $25,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-14,139,219 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $15,108,081 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $2,500 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $8,114,236 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $8,114,236 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $71,941 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $29,735,817 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $5,090,040 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $40,021,703 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $44,435,441 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $44,435,441 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | NOVAK FRANCELLA, LLC |
| Accountancy firm EIN | 2013-12-31 | 611436956 |
| 2012 : PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $397,523 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $501,639 |
| Total income from all sources (including contributions) | 2012-12-31 | $40,424,964 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $39,250,357 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $35,563,192 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $40,278,171 |
| Value of total assets at end of year | 2012-12-31 | $15,505,604 |
| Value of total assets at beginning of year | 2012-12-31 | $14,435,113 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,687,165 |
| Total interest from all sources | 2012-12-31 | $146,793 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $269,126 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $2,276,328 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,519,025 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $334,329 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $421,785 |
| Administrative expenses (other) incurred | 2012-12-31 | $3,415,539 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $63,194 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $79,854 |
| Total non interest bearing cash at end of year | 2012-12-31 | $25,000 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $25,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,174,607 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $15,108,081 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $13,933,474 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $2,500 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $8,114,236 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $8,817,855 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $8,817,855 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $146,793 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $40,278,171 |
| Employer contributions (assets) at end of year | 2012-12-31 | $5,090,040 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $4,073,233 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $35,563,192 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $35,758,122 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $35,758,122 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | NOVAK FRANCELLA LLC |
| Accountancy firm EIN | 2012-12-31 | 611436956 |
| 2011 : PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $501,639 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $326,692 |
| Total income from all sources (including contributions) | 2011-12-31 | $40,401,224 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $40,539,061 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $36,672,377 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $40,287,077 |
| Value of total assets at end of year | 2011-12-31 | $14,435,113 |
| Value of total assets at beginning of year | 2011-12-31 | $14,398,003 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,866,684 |
| Total interest from all sources | 2011-12-31 | $114,147 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $280,647 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,519,025 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,963,368 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $421,785 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $322,659 |
| Administrative expenses (other) incurred | 2011-12-31 | $3,583,537 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $79,854 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $4,033 |
| Total non interest bearing cash at end of year | 2011-12-31 | $25,000 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $25,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-137,837 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $13,933,474 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $14,071,311 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $2,500 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $8,817,855 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $7,763,782 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $7,763,782 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $114,147 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $40,287,077 |
| Employer contributions (assets) at end of year | 2011-12-31 | $4,073,233 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $3,645,853 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $36,672,377 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $37,557,998 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $37,557,998 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | NOVAK FRANCELLA LLC |
| Accountancy firm EIN | 2011-12-31 | 611436956 |
| 2010 : PLUMBERS LOCAL UNION NO. 1 VACATION AND HOLIDAY FUND 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $326,692 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $642,450 |
| Total income from all sources (including contributions) | 2010-12-31 | $40,611,125 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $43,102,076 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $39,180,535 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $40,355,330 |
| Value of total assets at end of year | 2010-12-31 | $14,398,003 |
| Value of total assets at beginning of year | 2010-12-31 | $17,204,712 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,921,541 |
| Total interest from all sources | 2010-12-31 | $120,580 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $262,081 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,963,368 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,596,752 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $322,659 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $582,688 |
| Other income not declared elsewhere | 2010-12-31 | $135,215 |
| Administrative expenses (other) incurred | 2010-12-31 | $3,656,960 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $4,033 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $59,762 |
| Total non interest bearing cash at end of year | 2010-12-31 | $25,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-2,490,951 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $14,071,311 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,562,262 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $2,500 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $7,763,782 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $11,265,632 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $11,265,632 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $120,580 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $40,355,330 |
| Employer contributions (assets) at end of year | 2010-12-31 | $3,645,853 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $4,342,328 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $39,180,535 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $41,235,006 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $41,235,006 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | NOVAK FRANCELLA LLC |
| Accountancy firm EIN | 2010-12-31 | 611436956 |
