401k Plan data: EMPIRE STATE CARPENTERS ANNUITY FUND plan

EMPIRE STATE CARPENTERS ANNUITY FUND 401k Plan overview

Plan Name	EMPIRE STATE CARPENTERS ANNUITY FUND
Plan identification number	001

EMPIRE STATE CARPENTERS ANNUITY FUND Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Life insurance

401k Sponsoring company profile

BD OF TRUSTEES EMPIRE STATE CARPENTERS ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name: BD OF TRUSTEES EMPIRE STATE CARPENTERS ANNUITY FUND

Employer identification number (EIN): 112824705

NAIC Classification: 525100
NAIC Description: Insurance and Employee Benefit Funds

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPIRE STATE CARPENTERS ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-07-01 CAROL WESTFALL
001 2014-07-01 CAROL WESTFALL
001 2013-07-01 CAROL WESTFALL
001 2012-07-01 CAROL WESTFALL
001 2011-07-01 CAROL WESTFALL
001 2010-07-01 CAROL WESTFALL
001 2009-07-01 VINCENT F. PANETTIERI

Plan id#	Filing Submission Date	Name of Administrator
001	2015-07-01	CAROL WESTFALL
001	2014-07-01	CAROL WESTFALL
001	2013-07-01	CAROL WESTFALL
001	2012-07-01	CAROL WESTFALL
001	2011-07-01	CAROL WESTFALL
001	2010-07-01	CAROL WESTFALL
001	2009-07-01	VINCENT F. PANETTIERI

Plan Statistics for EMPIRE STATE CARPENTERS ANNUITY FUND

401k plan membership statisitcs for EMPIRE STATE CARPENTERS ANNUITY FUND

Measure Date Value
2015: EMPIRE STATE CARPENTERS ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year 2015-07-01 13,502
Total of all active and inactive participants 2015-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 0
Number of participants with account balances 2015-07-01 0
Number of employers contributing to the scheme 2015-07-01 660
2014: EMPIRE STATE CARPENTERS ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year 2014-07-01 14,474
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 13,300
Number of retired or separated participants receiving benefits 2014-07-01 110
Number of other retired or separated participants entitled to future benefits 2014-07-01 83
Total of all active and inactive participants 2014-07-01 13,493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 9
Total participants 2014-07-01 13,502
Number of participants with account balances 2014-07-01 12,137
Number of employers contributing to the scheme 2014-07-01 755
2013: EMPIRE STATE CARPENTERS ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year 2013-07-01 14,158
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 14,321
Number of retired or separated participants receiving benefits 2013-07-01 104
Number of other retired or separated participants entitled to future benefits 2013-07-01 12
Total of all active and inactive participants 2013-07-01 14,437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 37
Total participants 2013-07-01 14,474
Number of participants with account balances 2013-07-01 12,147
Number of employers contributing to the scheme 2013-07-01 820
2012: EMPIRE STATE CARPENTERS ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year 2012-07-01 13,343
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 14,044
Number of retired or separated participants receiving benefits 2012-07-01 98
Number of other retired or separated participants entitled to future benefits 2012-07-01 9
Total of all active and inactive participants 2012-07-01 14,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 7
Total participants 2012-07-01 14,158
Number of participants with account balances 2012-07-01 11,941
Number of employers contributing to the scheme 2012-07-01 846
2011: EMPIRE STATE CARPENTERS ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year 2011-07-01 14,766
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 13,247
Number of retired or separated participants receiving benefits 2011-07-01 93
Number of other retired or separated participants entitled to future benefits 2011-07-01 3
Total of all active and inactive participants 2011-07-01 13,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 13,343
Number of participants with account balances 2011-07-01 12,145
Number of employers contributing to the scheme 2011-07-01 868
2010: EMPIRE STATE CARPENTERS ANNUITY FUND 2010 401k membership
Total participants, beginning-of-year 2010-07-01 14,973
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 9,000
Number of retired or separated participants receiving benefits 2010-07-01 91
Number of other retired or separated participants entitled to future benefits 2010-07-01 5,675
Total of all active and inactive participants 2010-07-01 14,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 14,766
Number of participants with account balances 2010-07-01 14,766
Number of employers contributing to the scheme 2010-07-01 923
2009: EMPIRE STATE CARPENTERS ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year 2009-07-01 16,519
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 9,254
Number of retired or separated participants receiving benefits 2009-07-01 94
Number of other retired or separated participants entitled to future benefits 2009-07-01 5,625
Total of all active and inactive participants 2009-07-01 14,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 14,973
Number of participants with account balances 2009-07-01 14,973
Number of employers contributing to the scheme 2009-07-01 940

Measure	Date	Value
2015: EMPIRE STATE CARPENTERS ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year	2015-07-01	13,502
Total of all active and inactive participants	2015-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	0
Number of participants with account balances	2015-07-01	0
Number of employers contributing to the scheme	2015-07-01	660
2014: EMPIRE STATE CARPENTERS ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year	2014-07-01	14,474
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	13,300
Number of retired or separated participants receiving benefits	2014-07-01	110
Number of other retired or separated participants entitled to future benefits	2014-07-01	83
Total of all active and inactive participants	2014-07-01	13,493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	9
Total participants	2014-07-01	13,502
Number of participants with account balances	2014-07-01	12,137
Number of employers contributing to the scheme	2014-07-01	755
2013: EMPIRE STATE CARPENTERS ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year	2013-07-01	14,158
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	14,321
Number of retired or separated participants receiving benefits	2013-07-01	104
Number of other retired or separated participants entitled to future benefits	2013-07-01	12
Total of all active and inactive participants	2013-07-01	14,437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	37
Total participants	2013-07-01	14,474
Number of participants with account balances	2013-07-01	12,147
Number of employers contributing to the scheme	2013-07-01	820
2012: EMPIRE STATE CARPENTERS ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year	2012-07-01	13,343
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	14,044
Number of retired or separated participants receiving benefits	2012-07-01	98
Number of other retired or separated participants entitled to future benefits	2012-07-01	9
Total of all active and inactive participants	2012-07-01	14,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	7
Total participants	2012-07-01	14,158
Number of participants with account balances	2012-07-01	11,941
Number of employers contributing to the scheme	2012-07-01	846
2011: EMPIRE STATE CARPENTERS ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year	2011-07-01	14,766
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	13,247
Number of retired or separated participants receiving benefits	2011-07-01	93
Number of other retired or separated participants entitled to future benefits	2011-07-01	3
Total of all active and inactive participants	2011-07-01	13,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	13,343
Number of participants with account balances	2011-07-01	12,145
Number of employers contributing to the scheme	2011-07-01	868
2010: EMPIRE STATE CARPENTERS ANNUITY FUND 2010 401k membership
Total participants, beginning-of-year	2010-07-01	14,973
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	9,000
Number of retired or separated participants receiving benefits	2010-07-01	91
Number of other retired or separated participants entitled to future benefits	2010-07-01	5,675
Total of all active and inactive participants	2010-07-01	14,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	14,766
Number of participants with account balances	2010-07-01	14,766
Number of employers contributing to the scheme	2010-07-01	923
2009: EMPIRE STATE CARPENTERS ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year	2009-07-01	16,519
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	9,254
Number of retired or separated participants receiving benefits	2009-07-01	94
Number of other retired or separated participants entitled to future benefits	2009-07-01	5,625
Total of all active and inactive participants	2009-07-01	14,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	14,973
Number of participants with account balances	2009-07-01	14,973
Number of employers contributing to the scheme	2009-07-01	940

Financial Data on EMPIRE STATE CARPENTERS ANNUITY FUND

Measure	Date	Value
2015 : EMPIRE STATE CARPENTERS ANNUITY FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$529,561,073
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$292,493
Total income from all sources (including contributions)	2015-12-31	$17,436,536
Total loss/gain on sale of assets	2015-12-31	$-10,706
Total of all expenses incurred	2015-12-31	$26,549,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$25,675,032
Expenses. Certain deemed distributions of participant loans	2015-12-31	$892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$20,150,717
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$538,966,765
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$873,811
Total interest from all sources	2015-12-31	$434,201
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$21,896,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$21,896,136
Administrative expenses professional fees incurred	2015-12-31	$349,776
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$132,332
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$429,887
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$73,520
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$3,811,428
Other income not declared elsewhere	2015-12-31	$1,449,488
Administrative expenses (other) incurred	2015-12-31	$455,706
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$292,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-9,113,199
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$538,674,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$10,706
Investment advisory and management fees	2015-12-31	$68,329
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$488,545,932
Interest earned on other investments	2015-12-31	$428,981
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,545,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$11,166,634
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$11,166,634
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$5,220
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$294,434
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$24,330,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-26,898,919
Net investment gain or loss from common/collective trusts	2015-12-31	$448,503
Net gain/loss from 103.12 investment entities	2015-12-31	$-32,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$20,077,197
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$4,700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$25,675,032
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$10,706
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2015-12-31	131577780
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$292,493
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$1,498,911
Total income from all sources (including contributions)	2015-06-30	$51,951,146
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$42,691,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$40,396,015
Expenses. Certain deemed distributions of participant loans	2015-06-30	$36,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$36,220,703
Value of total assets at end of year	2015-06-30	$538,966,765
Value of total assets at beginning of year	2015-06-30	$530,913,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$2,258,893
Total interest from all sources	2015-06-30	$771,593
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$45,081,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$45,081,441
Administrative expenses professional fees incurred	2015-06-30	$1,256,104
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Participant contributions at end of year	2015-06-30	$132,332
Participant contributions at beginning of year	2015-06-30	$309,398
Assets. Other investments not covered elsewhere at end of year	2015-06-30	$429,887
Assets. Other investments not covered elsewhere at beginning of year	2015-06-30	$419,963
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$356,319
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$3,811,428
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$6,741,075
Other income not declared elsewhere	2015-06-30	$2,370,783
Administrative expenses (other) incurred	2015-06-30	$841,832
Liabilities. Value of operating payables at end of year	2015-06-30	$292,493
Liabilities. Value of operating payables at beginning of year	2015-06-30	$1,498,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$9,259,766
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$538,674,272
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$529,414,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Assets. partnership/joint venture interests at end of year	2015-06-30	$10,706
Assets. partnership/joint venture interests at beginning of year	2015-06-30	$10,706
Investment advisory and management fees	2015-06-30	$160,957
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$488,545,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$478,136,042
Interest on participant loans	2015-06-30	$13,193
Interest earned on other investments	2015-06-30	$737,123
Value of interest in common/collective trusts at end of year	2015-06-30	$5,545,111
Value of interest in common/collective trusts at beginning of year	2015-06-30	$6,463,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$11,166,634
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$10,885,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$10,885,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$21,277
Assets. Value of investments in 103.12 investment entities at end of year	2015-06-30	$294,434
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-06-30	$362,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$24,330,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$23,085,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-33,060,501
Net investment gain or loss from common/collective trusts	2015-06-30	$385,539
Net gain/loss from 103.12 investment entities	2015-06-30	$181,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$35,864,384
Employer contributions (assets) at end of year	2015-06-30	$4,700,000
Employer contributions (assets) at beginning of year	2015-06-30	$4,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$40,396,015
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2015-06-30	131577780
2014 : EMPIRE STATE CARPENTERS ANNUITY FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$3,603
Total unrealized appreciation/depreciation of assets	2014-06-30	$3,603
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$1,498,911
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$894,314
Total income from all sources (including contributions)	2014-06-30	$109,065,441
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$45,032,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$42,191,538
Expenses. Certain deemed distributions of participant loans	2014-06-30	$18,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$34,124,327
Value of total assets at end of year	2014-06-30	$530,913,417
Value of total assets at beginning of year	2014-06-30	$466,275,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$2,821,863
Total interest from all sources	2014-06-30	$690,882
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$29,928,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$29,928,022
Administrative expenses professional fees incurred	2014-06-30	$1,672,271
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Participant contributions at end of year	2014-06-30	$309,398
Participant contributions at beginning of year	2014-06-30	$544,478
Assets. Other investments not covered elsewhere at end of year	2014-06-30	$419,963
Assets. Other investments not covered elsewhere at beginning of year	2014-06-30	$389,884
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$211,487
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$6,741,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$8,428,111
Other income not declared elsewhere	2014-06-30	$7,226,917
Administrative expenses (other) incurred	2014-06-30	$1,001,496
Liabilities. Value of operating payables at end of year	2014-06-30	$1,498,911
Liabilities. Value of operating payables at beginning of year	2014-06-30	$894,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$64,033,381
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$529,414,506
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$465,381,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Assets. partnership/joint venture interests at end of year	2014-06-30	$10,706
Assets. partnership/joint venture interests at beginning of year	2014-06-30	$934,495
Investment advisory and management fees	2014-06-30	$148,096
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$478,136,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$408,101,580
Interest earned on other investments	2014-06-30	$657,543
Value of interest in common/collective trusts at end of year	2014-06-30	$6,463,348
Value of interest in common/collective trusts at beginning of year	2014-06-30	$6,693,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$10,885,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$8,726,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$8,726,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$33,339
Assets. Value of investments in 103.12 investment entities at end of year	2014-06-30	$362,063
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-06-30	$6,393,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$23,085,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$22,164,291
Asset value of US Government securities at beginning of year	2014-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$36,224,622
Net investment gain or loss from common/collective trusts	2014-06-30	$760,246
Net gain/loss from 103.12 investment entities	2014-06-30	$106,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$33,912,840
Employer contributions (assets) at end of year	2014-06-30	$4,500,000
Employer contributions (assets) at beginning of year	2014-06-30	$3,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$42,191,538
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2014-06-30	131577780
2013 : EMPIRE STATE CARPENTERS ANNUITY FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$-2,005,542
Total unrealized appreciation/depreciation of assets	2013-06-30	$-2,005,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$894,314
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$799,183
Total income from all sources (including contributions)	2013-06-30	$88,184,572
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$42,513,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$39,110,697
Expenses. Certain deemed distributions of participant loans	2013-06-30	$318,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$32,509,030
Value of total assets at end of year	2013-06-30	$466,275,439
Value of total assets at beginning of year	2013-06-30	$420,508,847
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$3,083,676
Total interest from all sources	2013-06-30	$659,541
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$13,063,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$13,063,906
Administrative expenses professional fees incurred	2013-06-30	$1,857,887
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Participant contributions at end of year	2013-06-30	$544,478
Participant contributions at beginning of year	2013-06-30	$1,164,648
Assets. Other investments not covered elsewhere at end of year	2013-06-30	$389,884
Assets. Other investments not covered elsewhere at beginning of year	2013-06-30	$399,373
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$16,431
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$8,428,111
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$1,805,524
Other income not declared elsewhere	2013-06-30	$8,779,943
Administrative expenses (other) incurred	2013-06-30	$1,078,125
Liabilities. Value of operating payables at end of year	2013-06-30	$894,314
Liabilities. Value of operating payables at beginning of year	2013-06-30	$799,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$45,671,461
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$465,381,125
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$419,709,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Assets. partnership/joint venture interests at end of year	2013-06-30	$934,495
Assets. partnership/joint venture interests at beginning of year	2013-06-30	$0
Investment advisory and management fees	2013-06-30	$147,664
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$408,101,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$369,545,092
Interest earned on other investments	2013-06-30	$601,108
Value of interest in common/collective trusts at end of year	2013-06-30	$6,693,157
Value of interest in common/collective trusts at beginning of year	2013-06-30	$6,666,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$8,726,310
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$10,512,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$10,512,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$58,433
Assets. Value of investments in 103.12 investment entities at end of year	2013-06-30	$6,393,133
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-06-30	$5,679,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$22,164,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$19,902,163
Asset value of US Government securities at end of year	2013-06-30	$0
Asset value of US Government securities at beginning of year	2013-06-30	$933,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$32,058,015
Net investment gain or loss from common/collective trusts	2013-06-30	$399,645
Net gain/loss from 103.12 investment entities	2013-06-30	$2,720,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$32,492,599
Employer contributions (assets) at end of year	2013-06-30	$3,900,000
Employer contributions (assets) at beginning of year	2013-06-30	$3,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$39,110,697
Asset. Corporate debt instrument preferred debt at beginning of year	2013-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$0
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2013-06-30	131577780
2012 : EMPIRE STATE CARPENTERS ANNUITY FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$-3,458,082
Total unrealized appreciation/depreciation of assets	2012-06-30	$-3,458,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$799,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$453,666
Total income from all sources (including contributions)	2012-06-30	$46,554,505
Total loss/gain on sale of assets	2012-06-30	$-7,010,194
Total of all expenses incurred	2012-06-30	$52,254,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$48,597,717
Expenses. Certain deemed distributions of participant loans	2012-06-30	$173,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$32,944,713
Value of total assets at end of year	2012-06-30	$420,508,847
Value of total assets at beginning of year	2012-06-30	$425,863,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$3,483,681
Total interest from all sources	2012-06-30	$2,376,414
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$891,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$1,354,112
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$10,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Participant contributions at end of year	2012-06-30	$1,164,648
Participant contributions at beginning of year	2012-06-30	$1,721,774
Assets. Other investments not covered elsewhere at end of year	2012-06-30	$399,373
Assets. Other investments not covered elsewhere at beginning of year	2012-06-30	$14,902,460
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$4,508
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$1,805,524
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$4,045,996
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$0
Other income not declared elsewhere	2012-06-30	$3,743,087
Administrative expenses (other) incurred	2012-06-30	$1,203,346
Liabilities. Value of operating payables at end of year	2012-06-30	$799,183
Liabilities. Value of operating payables at beginning of year	2012-06-30	$453,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-5,700,293
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$419,709,664
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$425,409,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$926,223
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$369,545,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$85,754,703
Interest on participant loans	2012-06-30	$114,265
Interest earned on other investments	2012-06-30	$326,376
Income. Interest from US Government securities	2012-06-30	$1,220,205
Income. Interest from corporate debt instruments	2012-06-30	$710,500
Value of interest in common/collective trusts at end of year	2012-06-30	$6,666,125
Value of interest in common/collective trusts at beginning of year	2012-06-30	$77,392,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$10,512,786
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$5,809,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$5,809,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$5,068
Assets. Value of investments in 103.12 investment entities at end of year	2012-06-30	$5,679,197
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-06-30	$5,654,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$19,902,163
Asset value of US Government securities at end of year	2012-06-30	$933,939
Asset value of US Government securities at beginning of year	2012-06-30	$69,623,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$22,060,631
Net investment gain or loss from common/collective trusts	2012-06-30	$-5,021,757
Net gain/loss from 103.12 investment entities	2012-06-30	$28,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$32,940,205
Employer contributions (assets) at end of year	2012-06-30	$3,900,000
Employer contributions (assets) at beginning of year	2012-06-30	$4,000,000
Income. Dividends from common stock	2012-06-30	$891,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$48,597,717
Asset. Corporate debt instrument preferred debt at end of year	2012-06-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-06-30	$25,305,281
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$10,804,616
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$120,849,116
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-06-30	$0
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$267,850,954
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$274,861,148
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2012-06-30	131577780
2011 : EMPIRE STATE CARPENTERS ANNUITY FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$11,196,097
Total unrealized appreciation/depreciation of assets	2011-06-30	$11,196,097
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$453,666
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$1,474,287
Total income from all sources (including contributions)	2011-06-30	$101,377,003
Total loss/gain on sale of assets	2011-06-30	$21,822,301
Total of all expenses incurred	2011-06-30	$44,080,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$40,636,939
Expenses. Certain deemed distributions of participant loans	2011-06-30	$170,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$34,565,864
Value of total assets at end of year	2011-06-30	$425,863,623
Value of total assets at beginning of year	2011-06-30	$369,588,046
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$3,273,295
Total interest from all sources	2011-06-30	$4,471,485
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,804,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Administrative expenses professional fees incurred	2011-06-30	$736,437
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Participant contributions at end of year	2011-06-30	$1,721,774
Participant contributions at beginning of year	2011-06-30	$1,460,852
Assets. Other investments not covered elsewhere at end of year	2011-06-30	$14,902,460
Assets. Other investments not covered elsewhere at beginning of year	2011-06-30	$16,775,006
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$226,941
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$4,045,996
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$4,444,064
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$892,621
Other income not declared elsewhere	2011-06-30	$1,735,011
Administrative expenses (other) incurred	2011-06-30	$945,540
Liabilities. Value of operating payables at end of year	2011-06-30	$453,666
Liabilities. Value of operating payables at beginning of year	2011-06-30	$581,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$57,296,198
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$425,409,957
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$368,113,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$1,591,318
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$85,754,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$71,797,778
Interest on participant loans	2011-06-30	$84,909
Income. Interest from US Government securities	2011-06-30	$2,623,202
Income. Interest from corporate debt instruments	2011-06-30	$1,449,326
Value of interest in common/collective trusts at end of year	2011-06-30	$77,392,665
Value of interest in common/collective trusts at beginning of year	2011-06-30	$60,184,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$5,809,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$5,613,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$5,613,503
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$314,048
Assets. Value of investments in 103.12 investment entities at end of year	2011-06-30	$5,654,358
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-06-30	$7,444,497
Asset value of US Government securities at end of year	2011-06-30	$69,623,401
Asset value of US Government securities at beginning of year	2011-06-30	$73,240,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$15,695,786
Net investment gain or loss from common/collective trusts	2011-06-30	$9,447,516
Net gain/loss from 103.12 investment entities	2011-06-30	$638,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$34,338,923
Employer contributions (assets) at end of year	2011-06-30	$4,000,000
Employer contributions (assets) at beginning of year	2011-06-30	$3,800,000
Income. Dividends from common stock	2011-06-30	$1,804,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$40,636,939
Asset. Corporate debt instrument preferred debt at end of year	2011-06-30	$25,305,281
Asset. Corporate debt instrument preferred debt at beginning of year	2011-06-30	$19,553,854
Asset. Corporate debt instrument debt (other) at end of year	2011-06-30	$10,804,616
Asset. Corporate debt instrument debt (other) at beginning of year	2011-06-30	$10,024,212
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$120,849,116
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$95,249,140
Assets. Value of buildings and other operty used in plan operation at end of year	2011-06-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-06-30	$367
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$477,896,032
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$456,073,731
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2011-06-30	131577780
2010 : EMPIRE STATE CARPENTERS ANNUITY FUND 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for EMPIRE STATE CARPENTERS ANNUITY FUND

2015: EMPIRE STATE CARPENTERS ANNUITY FUND 2015 form 5500 responses
2015-07-01	Type of plan entity	Multi-employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	Yes
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-07-01	Plan is a collectively bargained plan	Yes
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: EMPIRE STATE CARPENTERS ANNUITY FUND 2014 form 5500 responses
2014-07-01	Type of plan entity	Multi-employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	Yes
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: EMPIRE STATE CARPENTERS ANNUITY FUND 2013 form 5500 responses
2013-07-01	Type of plan entity	Multi-employer plan
2013-07-01	Submission has been amended	Yes
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	Yes
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: EMPIRE STATE CARPENTERS ANNUITY FUND 2012 form 5500 responses
2012-07-01	Type of plan entity	Multi-employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	Yes
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: EMPIRE STATE CARPENTERS ANNUITY FUND 2011 form 5500 responses
2011-07-01	Type of plan entity	Multi-employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	Yes
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: EMPIRE STATE CARPENTERS ANNUITY FUND 2010 form 5500 responses
2010-07-01	Type of plan entity	Multi-employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	Yes
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: EMPIRE STATE CARPENTERS ANNUITY FUND 2009 form 5500 responses
2009-07-01	Type of plan entity	Multi-employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	Yes
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51225

Policy instance

Insurance contract or identification number	P51225
Number of Individuals Covered	10
Insurance policy start date	2014-10-01
Insurance policy end date	2015-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60731

Policy instance

Insurance contract or identification number	MR 60731
Number of Individuals Covered	0
Insurance policy start date	2015-07-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60731

Policy instance

Insurance contract or identification number	MR 60731
Number of Individuals Covered	13502
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51170

Policy instance

Insurance contract or identification number	P51170
Number of Individuals Covered	3
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51225

Policy instance

Insurance contract or identification number	P51225
Number of Individuals Covered	11
Insurance policy start date	2013-10-01
Insurance policy end date	2014-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51170

Policy instance

Insurance contract or identification number	P51170
Number of Individuals Covered	3
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51225

Policy instance

Insurance contract or identification number	P51225
Number of Individuals Covered	13
Insurance policy start date	2012-10-01
Insurance policy end date	2013-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60731

Policy instance

Insurance contract or identification number	MR 60731
Number of Individuals Covered	14446
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51170

Policy instance

Insurance contract or identification number	P51170
Number of Individuals Covered	3
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60731

Policy instance

Insurance contract or identification number	MR 60731
Number of Individuals Covered	14158
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51225

Policy instance

Insurance contract or identification number	P51225
Number of Individuals Covered	18
Insurance policy start date	2011-10-01
Insurance policy end date	2012-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51170

Policy instance

Insurance contract or identification number	P51170
Number of Individuals Covered	3
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51225

Policy instance

Insurance contract or identification number	P51225
Number of Individuals Covered	18
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60731

Policy instance

Insurance contract or identification number	MR 60731
Number of Individuals Covered	13343
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51170

Policy instance

Insurance contract or identification number	P51170
Number of Individuals Covered	3
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

P51225

Policy instance

Insurance contract or identification number	P51225
Number of Individuals Covered	20
Insurance policy start date	2009-10-01
Insurance policy end date	2010-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	BD OF TRUSTEES EMPIRE STATE CARPENTERS ANNUITY FUND
Employer identification number (EIN):	112824705
NAIC Classification:	525100
NAIC Description:	Insurance and Employee Benefit Funds