401k Plan data: THE STERLING COMPANIES PROFIT SHARING PLAN plan

THE STERLING COMPANIES PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE STERLING COMPANIES PROFIT SHARING PLAN
Plan identification number	003

THE STERLING COMPANIES PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIRST STERLING FINANCIAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: FIRST STERLING FINANCIAL, INC.

Employer identification number (EIN): 112861580

NAIC Classification: 523900

Additional information about FIRST STERLING FINANCIAL, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 2006-04-07

Company Identification Number: P06000050688

Legal Registered Office Address: 1840 SW 22ND ST.

MIAMI

33145

More information about FIRST STERLING FINANCIAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE STERLING COMPANIES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2017-01-01 MARTIN SOJA 2017-06-16
003 2016-01-01 MARTIN SOJA 2017-06-07
003 2015-01-01 MARTIN SOJA 2016-07-15
003 2014-01-01 MARTIN SOJA 2015-09-29
003 2013-01-01 MARTIN SOJA 2014-07-03
003 2012-01-01 MARTIN SOJA 2013-07-26
003 2011-01-01 MARTIN SOJA 2012-08-17
003 2010-01-01 MARTIN SOJA 2011-06-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2017-01-01	MARTIN SOJA	2017-06-16
003	2016-01-01	MARTIN SOJA	2017-06-07
003	2015-01-01	MARTIN SOJA	2016-07-15
003	2014-01-01	MARTIN SOJA	2015-09-29
003	2013-01-01	MARTIN SOJA	2014-07-03
003	2012-01-01	MARTIN SOJA	2013-07-26
003	2011-01-01	MARTIN SOJA	2012-08-17
003	2010-01-01	MARTIN SOJA	2011-06-23

Potentially related plans

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Company Name:	FIRST STERLING FINANCIAL, INC.
Employer identification number (EIN):	112861580
NAIC Classification:	523900

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	2006-04-07
Company Identification Number:	P06000050688
Legal Registered Office Address:	1840 SW 22ND ST. MIAMI 33145