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EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 401k Plan overview

Plan NameEMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC.
Plan identification number 003

EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIME COMMUNITY BANCSHARES, INC. has sponsored the creation of one or more 401k plans.

Company Name:DIME COMMUNITY BANCSHARES, INC.
Employer identification number (EIN):113297463
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01ANGELA BLUM-FINLAY
0032016-01-01DAVID MCDOWELL
0032015-01-01DAVID MCDOWELL
0032014-01-01DAVID MCDOWELL
0032013-01-01DAVID MCDOWELL
0032012-01-01DAVID MCDOWELL
0032011-01-01DAVID MCDOWELL
0032009-01-01NANCY LAFORGIA NANCY LAFORGIA2010-07-26

Plan Statistics for EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC.

401k plan membership statisitcs for EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC.

Measure Date Value
2017: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01444
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01425
Total number of active participants reported on line 7a of the Form 55002016-01-01301
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-01126
Total of all active and inactive participants2016-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01444
Number of participants with account balances2016-01-01444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01480
Total number of active participants reported on line 7a of the Form 55002015-01-01313
Number of retired or separated participants receiving benefits2015-01-0112
Number of other retired or separated participants entitled to future benefits2015-01-0197
Total of all active and inactive participants2015-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01425
Number of participants with account balances2015-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01511
Total number of active participants reported on line 7a of the Form 55002014-01-01328
Number of retired or separated participants receiving benefits2014-01-0114
Number of other retired or separated participants entitled to future benefits2014-01-01136
Total of all active and inactive participants2014-01-01478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01480
Number of participants with account balances2014-01-01480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01498
Total number of active participants reported on line 7a of the Form 55002013-01-01346
Number of retired or separated participants receiving benefits2013-01-0111
Number of other retired or separated participants entitled to future benefits2013-01-01153
Total of all active and inactive participants2013-01-01510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01511
Number of participants with account balances2013-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01481
Total number of active participants reported on line 7a of the Form 55002012-01-01348
Number of retired or separated participants receiving benefits2012-01-0110
Number of other retired or separated participants entitled to future benefits2012-01-01140
Total of all active and inactive participants2012-01-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01498
Number of participants with account balances2012-01-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01484
Total number of active participants reported on line 7a of the Form 55002011-01-01354
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-01123
Total of all active and inactive participants2011-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01481
Number of participants with account balances2011-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01401
Total number of active participants reported on line 7a of the Form 55002009-01-01348
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-01115
Total of all active and inactive participants2009-01-01467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01467
Number of participants with account balances2009-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC.

Measure Date Value
2017 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-07-31$-752,513
Total unrealized appreciation/depreciation of assets2017-07-31$-752,513
Total transfer of assets from this plan2017-07-31$48,420,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-07-31$0
Total income from all sources (including contributions)2017-07-31$-34,468
Total loss/gain on sale of assets2017-07-31$-10,771
Total of all expenses incurred2017-07-31$4,216,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-07-31$4,216,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-07-31$11,327
Value of total assets at end of year2017-07-31$0
Value of total assets at beginning of year2017-07-31$52,672,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-07-31$0
Total interest from all sources2017-07-31$561
Total dividends received (eg from common stock, registered investment company shares)2017-07-31$716,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-07-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-07-31$0
Was this plan covered by a fidelity bond2017-07-31Yes
Value of fidelity bond cover2017-07-31$11,000,000
If this is an individual account plan, was there a blackout period2017-07-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-07-31$0
Were there any nonexempt tranactions with any party-in-interest2017-07-31No
Total non interest bearing cash at end of year2017-07-31$0
Total non interest bearing cash at beginning of year2017-07-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-07-31No
Value of net income/loss2017-07-31$-4,251,443
Value of net assets at end of year (total assets less liabilities)2017-07-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-07-31$52,672,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-07-31No
Were any leases to which the plan was party in default or uncollectible2017-07-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-07-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-07-31$71,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-07-31$71,912
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-07-31$561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-07-31No
Was there a failure to transmit to the plan any participant contributions2017-07-31No
Has the plan failed to provide any benefit when due under the plan2017-07-31No
Assets. Invements in employer securities at end of year2017-07-31$0
Assets. Invements in employer securities at beginning of year2017-07-31$52,600,494
Contributions received in cash from employer2017-07-31$11,327
Income. Dividends from preferred stock2017-07-31$716,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-07-31$4,216,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-07-31Yes
Did the plan have assets held for investment2017-07-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-07-31Yes
Aggregate proceeds on sale of assets2017-07-31$789,913
Aggregate carrying amount (costs) on sale of assets2017-07-31$800,684
Liabilities. Value of acquisition indebtedness at end of year2017-07-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-07-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-07-31No
Opinion of an independent qualified public accountant for this plan2017-07-31Unqualified
Accountancy firm name2017-07-31CROWE HORWATH, LLP
Accountancy firm EIN2017-07-31350921680
2016 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$7,208,396
Total unrealized appreciation/depreciation of assets2016-12-31$7,208,396
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,028,284
Expenses. Interest paid2016-12-31$242,263
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$242,263
Total income from all sources (including contributions)2016-12-31$9,209,723
Total loss/gain on sale of assets2016-12-31$4,550
Total of all expenses incurred2016-12-31$3,634,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,392,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$427,295
Value of total assets at end of year2016-12-31$52,672,428
Value of total assets at beginning of year2016-12-31$50,125,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$314
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,569,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$11,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Total non interest bearing cash at end of year2016-12-31$22
Total non interest bearing cash at beginning of year2016-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,575,361
Value of net assets at end of year (total assets less liabilities)2016-12-31$52,672,428
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,097,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$71,912
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$76,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$76,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$52,600,494
Assets. Invements in employer securities at beginning of year2016-12-31$50,049,104
Contributions received in cash from employer2016-12-31$427,295
Income. Dividends from common stock2016-12-31$1,569,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,392,099
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$890,716
Aggregate carrying amount (costs) on sale of assets2016-12-31$886,166
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$3,028,284
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31CROWE HORWATH, LLP
Accountancy firm EIN2016-12-31350921680
2015 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,307,424
Total unrealized appreciation/depreciation of assets2015-12-31$3,307,424
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,028,284
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,221,840
Expenses. Interest paid2015-12-31$257,747
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$257,747
Total income from all sources (including contributions)2015-12-31$5,692,516
Total loss/gain on sale of assets2015-12-31$122,922
Total of all expenses incurred2015-12-31$5,997,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,739,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$418,644
Value of total assets at end of year2015-12-31$50,125,351
Value of total assets at beginning of year2015-12-31$50,623,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$21
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,666,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$11,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other income not declared elsewhere2015-12-31$177,158
Total non interest bearing cash at end of year2015-12-31$4
Total non interest bearing cash at beginning of year2015-12-31$1,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-304,927
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,097,067
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$47,401,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$76,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$89,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$89,536
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$21
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$50,049,104
Assets. Invements in employer securities at beginning of year2015-12-31$50,533,136
Contributions received in cash from employer2015-12-31$418,644
Income. Dividends from common stock2015-12-31$1,666,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,739,696
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,428,347
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,305,425
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$3,028,284
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$3,221,840
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31CROWE HORWATH, LLP
Accountancy firm EIN2015-12-31350921680
2014 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,941,231
Total unrealized appreciation/depreciation of assets2014-12-31$-1,941,231
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,221,840
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,401,059
Expenses. Interest paid2014-12-31$272,085
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$272,085
Total income from all sources (including contributions)2014-12-31$120,985
Total loss/gain on sale of assets2014-12-31$-69,032
Total of all expenses incurred2014-12-31$2,875,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,603,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$424,501
Value of total assets at end of year2014-12-31$50,623,834
Value of total assets at beginning of year2014-12-31$53,557,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$118
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,754,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$11,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other income not declared elsewhere2014-12-31$-47,886
Total non interest bearing cash at end of year2014-12-31$1,162
Total non interest bearing cash at beginning of year2014-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,754,828
Value of net assets at end of year (total assets less liabilities)2014-12-31$47,401,994
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$50,156,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$89,536
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$92,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$92,189
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$50,533,136
Assets. Invements in employer securities at beginning of year2014-12-31$53,465,677
Contributions received in cash from employer2014-12-31$424,501
Income. Dividends from common stock2014-12-31$1,754,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,603,728
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$696,699
Aggregate carrying amount (costs) on sale of assets2014-12-31$765,731
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$3,221,840
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$3,401,059
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CROWE HORWATH, LLP
Accountancy firm EIN2014-12-31350921680
2013 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$9,577,879
Total unrealized appreciation/depreciation of assets2013-12-31$9,577,879
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,401,059
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,567,003
Expenses. Interest paid2013-12-31$285,360
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$285,360
Total income from all sources (including contributions)2013-12-31$11,813,106
Total loss/gain on sale of assets2013-12-31$35,559
Total of all expenses incurred2013-12-31$2,563,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,277,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$421,285
Value of total assets at end of year2013-12-31$53,557,881
Value of total assets at beginning of year2013-12-31$44,473,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$18
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,778,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$11,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Total non interest bearing cash at end of year2013-12-31$15
Total non interest bearing cash at beginning of year2013-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,250,075
Value of net assets at end of year (total assets less liabilities)2013-12-31$50,156,822
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$40,906,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$92,189
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$93,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$93,518
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$18
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$53,465,677
Assets. Invements in employer securities at beginning of year2013-12-31$44,380,231
Contributions received in cash from employer2013-12-31$421,285
Income. Dividends from common stock2013-12-31$1,778,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,277,671
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$2,793,507
Aggregate carrying amount (costs) on sale of assets2013-12-31$2,757,948
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$3,401,059
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$3,567,003
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CROWE HORWATH, LLP
Accountancy firm EIN2013-12-31350921680
2012 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$4,121,861
Total unrealized appreciation/depreciation of assets2012-12-31$4,121,861
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,567,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,720,654
Expenses. Interest paid2012-12-31$297,652
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$297,652
Total income from all sources (including contributions)2012-12-31$6,396,091
Total loss/gain on sale of assets2012-12-31$29,684
Total of all expenses incurred2012-12-31$2,548,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,251,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$439,275
Value of total assets at end of year2012-12-31$44,473,750
Value of total assets at beginning of year2012-12-31$40,780,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$21
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,805,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$11,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Total non interest bearing cash at end of year2012-12-31$1
Total non interest bearing cash at beginning of year2012-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,847,203
Value of net assets at end of year (total assets less liabilities)2012-12-31$40,906,747
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$37,059,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$93,518
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$94,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$94,759
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$21
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$44,380,231
Assets. Invements in employer securities at beginning of year2012-12-31$40,685,438
Contributions received in cash from employer2012-12-31$439,275
Income. Dividends from common stock2012-12-31$1,805,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,251,236
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$456,597
Aggregate carrying amount (costs) on sale of assets2012-12-31$426,913
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$3,567,003
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$3,720,654
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CROWE HORWATH, LLP
Accountancy firm EIN2012-12-31350921680
2011 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-6,425,633
Total unrealized appreciation/depreciation of assets2011-12-31$-6,425,633
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,720,654
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,862,924
Expenses. Interest paid2011-12-31$309,034
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$309,034
Total income from all sources (including contributions)2011-12-31$-4,204,883
Total loss/gain on sale of assets2011-12-31$-50,323
Total of all expenses incurred2011-12-31$2,620,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,311,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$451,304
Value of total assets at end of year2011-12-31$40,780,198
Value of total assets at beginning of year2011-12-31$47,747,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$16
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,819,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$11,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Total non interest bearing cash at end of year2011-12-31$1
Total non interest bearing cash at beginning of year2011-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-6,824,926
Value of net assets at end of year (total assets less liabilities)2011-12-31$37,059,544
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$43,884,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$96,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$94,759
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$16
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$40,685,438
Assets. Invements in employer securities at beginning of year2011-12-31$47,651,363
Contributions received in cash from employer2011-12-31$451,304
Income. Dividends from common stock2011-12-31$1,819,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,311,009
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$489,886
Aggregate carrying amount (costs) on sale of assets2011-12-31$540,209
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$3,720,654
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$3,862,924
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CROWE HORWATH, LLP
Accountancy firm EIN2011-12-31350921680
2010 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$9,365,776
Total unrealized appreciation/depreciation of assets2010-12-31$9,365,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,862,924
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,998,867
Expenses. Interest paid2010-12-31$319,572
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$319,572
Total income from all sources (including contributions)2010-12-31$11,646,345
Total loss/gain on sale of assets2010-12-31$16,137
Total of all expenses incurred2010-12-31$2,432,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,112,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$427,002
Value of total assets at end of year2010-12-31$47,747,394
Value of total assets at beginning of year2010-12-31$38,669,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$150
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,837,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$11,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Liabilities. Value of operating payables at beginning of year2010-12-31$4,212
Total non interest bearing cash at end of year2010-12-31$2
Total non interest bearing cash at beginning of year2010-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,213,847
Value of net assets at end of year (total assets less liabilities)2010-12-31$43,884,470
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$34,670,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$96,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$99,915
Interest earned on other investments2010-12-31$91
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$59
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$47,651,363
Assets. Invements in employer securities at beginning of year2010-12-31$38,569,565
Contributions received in cash from employer2010-12-31$427,002
Income. Dividends from common stock2010-12-31$1,837,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,112,926
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$178,070
Aggregate carrying amount (costs) on sale of assets2010-12-31$161,933
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$3,862,924
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$3,994,655
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CROWE, HORWATH, LLP
Accountancy firm EIN2010-12-31350921680
2009 : EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC.

2017: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF DIME COMMUNITY BANCSHARES, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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