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RIO TINTO AMERICA INC. RETIREMENT PLAN 401k Plan overview

Plan NameRIO TINTO AMERICA INC. RETIREMENT PLAN
Plan identification number 001

RIO TINTO AMERICA INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RIO TINTO AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:RIO TINTO AMERICA, INC.
Employer identification number (EIN):113359689
NAIC Classification:212200
NAIC Description: Metal Ore Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIO TINTO AMERICA INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01KATHLEEN KARINEN2021-10-15 KATHLEEN KARINEN2021-10-15
0012019-01-01
0012018-01-01
0012017-01-01JESSICA CROW
0012016-01-01JESSICA CROW
0012015-01-01KEN HRIVNAK
0012015-01-01KEN HRIVNAK
0012014-01-01
0012013-01-01
0012012-01-01JEFF HAMBLIN
0012011-01-01NICHOLAS CHERONIS
0012009-01-01KATHLEEN PIKE KATHLEEN PIKE2010-10-15

Plan Statistics for RIO TINTO AMERICA INC. RETIREMENT PLAN

401k plan membership statisitcs for RIO TINTO AMERICA INC. RETIREMENT PLAN

Measure Date Value
2023: RIO TINTO AMERICA INC. RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-017,749
Total number of active participants reported on line 7a of the Form 55002023-01-011,564
Number of retired or separated participants receiving benefits2023-01-012,847
Number of other retired or separated participants entitled to future benefits2023-01-012,567
Total of all active and inactive participants2023-01-016,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-01618
Total participants2023-01-017,596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: RIO TINTO AMERICA INC. RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-12-31983,512,353
Acturial value of plan assets2022-12-31948,093,490
Funding target for retired participants and beneficiaries receiving payment2022-12-31382,014,357
Number of terminated vested participants2022-12-312,811
Fundng target for terminated vested participants2022-12-31148,666,716
Active participant vested funding target2022-12-31142,524,200
Number of active participants2022-12-311,747
Total funding liabilities for active participants2022-12-31155,852,151
Total participant count2022-12-317,853
Total funding target for all participants2022-12-31686,533,224
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31245,173,276
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-3114,786,256
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31230,387,020
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31239,925,043
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3110,100,499
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-017,853
Total number of active participants reported on line 7a of the Form 55002022-01-011,643
Number of retired or separated participants receiving benefits2022-01-012,769
Number of other retired or separated participants entitled to future benefits2022-01-012,714
Total of all active and inactive participants2022-01-017,126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01623
Total participants2022-01-017,749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: RIO TINTO AMERICA INC. RETIREMENT PLAN 2021 401k membership
Market value of plan assets2021-12-31988,007,949
Acturial value of plan assets2021-12-31889,207,155
Funding target for retired participants and beneficiaries receiving payment2021-12-31363,762,866
Number of terminated vested participants2021-12-312,891
Fundng target for terminated vested participants2021-12-31146,649,863
Active participant vested funding target2021-12-31146,750,648
Number of active participants2021-12-311,876
Total funding liabilities for active participants2021-12-31159,597,667
Total participant count2021-12-318,004
Total funding target for all participants2021-12-31670,010,396
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31239,305,628
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-3129,970,522
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31209,335,106
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31245,173,276
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3111,234,695
Net shortfall amortization installment of oustanding balance2021-12-3125,976,517
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3113,656,787
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-3114,786,256
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-018,004
Total number of active participants reported on line 7a of the Form 55002021-01-011,747
Number of retired or separated participants receiving benefits2021-01-012,731
Number of other retired or separated participants entitled to future benefits2021-01-012,811
Total of all active and inactive participants2021-01-017,289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01564
Total participants2021-01-017,853
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: RIO TINTO AMERICA INC. RETIREMENT PLAN 2020 401k membership
Market value of plan assets2020-12-31664,275,883
Acturial value of plan assets2020-12-31627,204,615
Funding target for retired participants and beneficiaries receiving payment2020-12-31315,569,831
Number of terminated vested participants2020-12-312,655
Fundng target for terminated vested participants2020-12-31141,136,574
Active participant vested funding target2020-12-3151,720,534
Number of active participants2020-12-31333
Total funding liabilities for active participants2020-12-3153,613,418
Total participant count2020-12-315,888
Total funding target for all participants2020-12-31510,319,823
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31157,350,392
Prefunding balanced used to offset prior years funding requirement2020-12-3115,060,163
Amount remaining of prefunding balance2020-12-31142,290,229
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of prefunding at beginning of current year2020-12-31169,524,579
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Minimum required contributions for current year target normal cost2020-12-316,046,906
Net shortfall amortization installment of oustanding balance2020-12-3152,639,787
Total funding amount beforereflecting carryover/prefunding balances2020-12-3117,173,386
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-3117,173,386
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-015,888
Total number of active participants reported on line 7a of the Form 55002020-01-011,876
Number of retired or separated participants receiving benefits2020-01-012,726
Number of other retired or separated participants entitled to future benefits2020-01-012,891
Total of all active and inactive participants2020-01-017,493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01511
Total participants2020-01-018,004
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: RIO TINTO AMERICA INC. RETIREMENT PLAN 2019 401k membership
Market value of plan assets2019-12-31362,850,310
Acturial value of plan assets2019-12-31366,646,341
Funding target for retired participants and beneficiaries receiving payment2019-12-31181,619,683
Number of terminated vested participants2019-12-311,525
Fundng target for terminated vested participants2019-12-3188,825,524
Active participant vested funding target2019-12-3155,319,689
Number of active participants2019-12-31376
Total funding liabilities for active participants2019-12-3156,781,992
Total participant count2019-12-312,816
Total funding target for all participants2019-12-31327,227,199
Prefunding balance at beginning of prior year after applicable adjustments2019-12-3154,018,050
Prefunding balanced used to offset prior years funding requirement2019-12-317,003,410
Amount remaining of prefunding balance2019-12-3147,014,640
Present value of excess contributions2019-12-3116,425,028
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3116,834,573
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-3116,834,573
Reductions in prefunding balances due to elections or deemed elections2019-12-314,400,000
Balance of prefunding at beginning of current year2019-12-3158,612,352
Minimum required contributions for current year target normal cost2019-12-314,054,477
Net shortfall amortization installment of oustanding balance2019-12-3119,193,210
Total funding amount beforereflecting carryover/prefunding balances2019-12-317,897,190
Prefunding balance elected to use to offset funding requirement2019-12-317,897,190
Additional cash requirement2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-012,816
Total number of active participants reported on line 7a of the Form 55002019-01-01333
Number of retired or separated participants receiving benefits2019-01-012,467
Number of other retired or separated participants entitled to future benefits2019-01-012,655
Total of all active and inactive participants2019-01-015,455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01433
Total participants2019-01-015,888
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: RIO TINTO AMERICA INC. RETIREMENT PLAN 2018 401k membership
Market value of plan assets2018-12-31373,359,563
Acturial value of plan assets2018-12-31347,221,113
Funding target for retired participants and beneficiaries receiving payment2018-12-31161,329,462
Number of terminated vested participants2018-12-311,567
Fundng target for terminated vested participants2018-12-3183,415,397
Active participant vested funding target2018-12-3161,519,141
Number of active participants2018-12-31471
Total funding liabilities for active participants2018-12-3163,030,082
Total participant count2018-12-312,842
Total funding target for all participants2018-12-31307,774,941
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-3132,387,495
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-317,348,133
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-3125,039,362
Present value of excess contributions2018-12-3138,892,557
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3141,947,193
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-3141,947,193
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-3117,100,000
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-3154,018,050
Total employer contributions2018-12-3118,000,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3116,425,028
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-314,255,312
Net shortfall amortization installment of oustanding balance2018-12-3114,571,878
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-317,003,410
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-317,003,410
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-3116,425,028
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-012,842
Total number of active participants reported on line 7a of the Form 55002018-01-01376
Number of retired or separated participants receiving benefits2018-01-01791
Number of other retired or separated participants entitled to future benefits2018-01-011,525
Total of all active and inactive participants2018-01-012,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01124
Total participants2018-01-012,816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RIO TINTO AMERICA INC. RETIREMENT PLAN 2017 401k membership
Market value of plan assets2017-12-31375,408,708
Acturial value of plan assets2017-12-31379,707,142
Funding target for retired participants and beneficiaries receiving payment2017-12-31210,729,810
Number of terminated vested participants2017-12-311,624
Fundng target for terminated vested participants2017-12-3179,811,817
Active participant vested funding target2017-12-3168,579,962
Number of active participants2017-12-31528
Total funding liabilities for active participants2017-12-3170,122,149
Total participant count2017-12-314,829
Total funding target for all participants2017-12-31360,663,776
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3199,332
Amount remaining of prefunding balance2017-12-3199,332
Present value of excess contributions2017-12-3131,478,302
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3133,379,591
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-3133,379,591
Reductions in prefunding balances due to elections or deemed elections2017-12-311,100,000
Balance of prefunding at beginning of current year2017-12-3132,387,495
Total employer contributions2017-12-3144,000,000
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-3140,437,270
Minimum required contributions for current year target normal cost2017-12-316,608,219
Net shortfall amortization installment of oustanding balance2017-12-3113,344,129
Total funding amount beforereflecting carryover/prefunding balances2017-12-318,892,846
Prefunding balance elected to use to offset funding requirement2017-12-317,348,133
Additional cash requirement2017-12-311,544,713
Contributions allocatedtoward minimum required contributions for current year2017-12-3140,437,270
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-014,829
Total number of active participants reported on line 7a of the Form 55002017-01-01471
Number of retired or separated participants receiving benefits2017-01-01689
Number of other retired or separated participants entitled to future benefits2017-01-011,567
Total of all active and inactive participants2017-01-012,727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01115
Total participants2017-01-012,842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: RIO TINTO AMERICA INC. RETIREMENT PLAN 2016 401k membership
Market value of plan assets2016-12-31334,254,895
Acturial value of plan assets2016-12-31349,468,384
Funding target for retired participants and beneficiaries receiving payment2016-12-31203,894,193
Number of terminated vested participants2016-12-311,629
Fundng target for terminated vested participants2016-12-3175,387,868
Active participant vested funding target2016-12-3172,862,454
Number of active participants2016-12-31626
Total funding liabilities for active participants2016-12-3174,891,379
Total participant count2016-12-314,888
Total funding target for all participants2016-12-31354,173,440
Prefunding balance at beginning of prior year after applicable adjustments2016-12-314,464,352
Prefunding balanced used to offset prior years funding requirement2016-12-314,464,352
Present value of excess contributions2016-12-31100,214
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3199,332
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-3199,332
Balance of prefunding at beginning of current year2016-12-3199,332
Total employer contributions2016-12-3142,100,000
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3139,080,476
Minimum required contributions for current year target normal cost2016-12-316,808,377
Net shortfall amortization installment of oustanding balance2016-12-314,804,388
Total funding amount beforereflecting carryover/prefunding balances2016-12-317,602,174
Additional cash requirement2016-12-317,602,174
Contributions allocatedtoward minimum required contributions for current year2016-12-3139,080,476
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-014,888
Total number of active participants reported on line 7a of the Form 55002016-01-01528
Number of retired or separated participants receiving benefits2016-01-012,299
Number of other retired or separated participants entitled to future benefits2016-01-011,624
Total of all active and inactive participants2016-01-014,451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01378
Total participants2016-01-014,829
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: RIO TINTO AMERICA INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,971
Total number of active participants reported on line 7a of the Form 55002015-01-01626
Number of retired or separated participants receiving benefits2015-01-012,276
Number of other retired or separated participants entitled to future benefits2015-01-011,629
Total of all active and inactive participants2015-01-014,531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01357
Total participants2015-01-014,888
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: RIO TINTO AMERICA INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,260
Total number of active participants reported on line 7a of the Form 55002014-01-01744
Number of retired or separated participants receiving benefits2014-01-012,252
Number of other retired or separated participants entitled to future benefits2014-01-011,634
Total of all active and inactive participants2014-01-014,630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01341
Total participants2014-01-014,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: RIO TINTO AMERICA INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,818
Total number of active participants reported on line 7a of the Form 55002013-01-01850
Number of retired or separated participants receiving benefits2013-01-012,210
Number of other retired or separated participants entitled to future benefits2013-01-011,853
Total of all active and inactive participants2013-01-014,913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01347
Total participants2013-01-015,260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: RIO TINTO AMERICA INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,811
Total number of active participants reported on line 7a of the Form 55002012-01-01980
Number of retired or separated participants receiving benefits2012-01-012,093
Number of other retired or separated participants entitled to future benefits2012-01-013,340
Total of all active and inactive participants2012-01-016,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01339
Total participants2012-01-016,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: RIO TINTO AMERICA INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,899
Total number of active participants reported on line 7a of the Form 55002011-01-011,060
Number of retired or separated participants receiving benefits2011-01-011,959
Number of other retired or separated participants entitled to future benefits2011-01-013,460
Total of all active and inactive participants2011-01-016,479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01332
Total participants2011-01-016,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0124
2009: RIO TINTO AMERICA INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,475
Total number of active participants reported on line 7a of the Form 55002009-01-011,580
Number of retired or separated participants receiving benefits2009-01-011,750
Number of other retired or separated participants entitled to future benefits2009-01-013,612
Total of all active and inactive participants2009-01-016,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01248
Total participants2009-01-017,190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01166

Financial Data on RIO TINTO AMERICA INC. RETIREMENT PLAN

Measure Date Value
2023 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$-33,446,838
Total unrealized appreciation/depreciation of assets2023-12-31$-33,446,838
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$262,367,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$111,376,899
Total income from all sources (including contributions)2023-12-31$26,139,667
Total loss/gain on sale of assets2023-12-31$41,314,037
Total of all expenses incurred2023-12-31$48,747,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$41,579,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$0
Value of total assets at end of year2023-12-31$971,777,160
Value of total assets at beginning of year2023-12-31$843,394,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$7,167,640
Total interest from all sources2023-12-31$25,568,045
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$818,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$685,511
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-12-31$2,363,645
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-12-31$2,165,180
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$20,000,000
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Assets. Other investments not covered elsewhere at end of year2023-12-31$6,063,460
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$18,383,932
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$108,820,692
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$7,719,282
Assets. Loans (other than to participants) at end of year2023-12-31$52,821,122
Assets. Loans (other than to participants) at beginning of year2023-12-31$32,443,994
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$466,912
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$492,030
Other income not declared elsewhere2023-12-31$-1,260,159
Administrative expenses (other) incurred2023-12-31$4,431,439
Liabilities. Value of operating payables at end of year2023-12-31$261,900,444
Liabilities. Value of operating payables at beginning of year2023-12-31$110,884,869
Total non interest bearing cash at end of year2023-12-31$6,551,143
Total non interest bearing cash at beginning of year2023-12-31$4,842,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$-22,607,407
Value of net assets at end of year (total assets less liabilities)2023-12-31$709,409,804
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$732,017,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Assets. partnership/joint venture interests at end of year2023-12-31$127,846,141
Assets. partnership/joint venture interests at beginning of year2023-12-31$155,450,990
Investment advisory and management fees2023-12-31$1,197,177
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$36,938,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$0
Income. Interest from loans (other than to participants)2023-12-31$319,296
Interest earned on other investments2023-12-31$3,707,219
Income. Interest from US Government securities2023-12-31$4,877,037
Income. Interest from corporate debt instruments2023-12-31$16,410,950
Value of interest in common/collective trusts at end of year2023-12-31$42,735,651
Value of interest in common/collective trusts at beginning of year2023-12-31$54,847,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$19,232,964
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$9,846,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$9,846,145
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$253,543
Asset value of US Government securities at end of year2023-12-31$291,299,757
Asset value of US Government securities at beginning of year2023-12-31$267,687,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$-156,618
Net investment gain or loss from common/collective trusts2023-12-31$-6,697,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31Yes
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Income. Dividends from preferred stock2023-12-31$130,781
Income. Dividends from common stock2023-12-31$2,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$41,579,434
Asset. Corporate debt instrument preferred debt at end of year2023-12-31$4,835,418
Asset. Corporate debt instrument preferred debt at beginning of year2023-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$272,231,921
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$290,007,360
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$36,749
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$19
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$2,575,765,448
Aggregate carrying amount (costs) on sale of assets2023-12-31$2,534,451,411
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BDO USA,P.C.
Accountancy firm EIN2023-12-31135381590
2022 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-132,142,860
Total unrealized appreciation/depreciation of assets2022-12-31$-132,142,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$111,376,899
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$173,487,918
Total income from all sources (including contributions)2022-12-31$-205,983,719
Total loss/gain on sale of assets2022-12-31$-102,751,256
Total of all expenses incurred2022-12-31$45,511,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$40,765,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$843,394,110
Value of total assets at beginning of year2022-12-31$1,157,000,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,745,700
Total interest from all sources2022-12-31$22,800,202
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$343,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$1,198,243
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$2,165,180
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$3,123,358
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$18,383,932
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$22,056,969
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$7,719,282
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$39,378,427
Assets. Loans (other than to participants) at end of year2022-12-31$32,443,994
Assets. Loans (other than to participants) at beginning of year2022-12-31$23,373,207
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$492,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$794,763
Other income not declared elsewhere2022-12-31$2,219,155
Administrative expenses (other) incurred2022-12-31$691,064
Liabilities. Value of operating payables at end of year2022-12-31$110,884,869
Liabilities. Value of operating payables at beginning of year2022-12-31$172,693,155
Total non interest bearing cash at end of year2022-12-31$4,842,108
Total non interest bearing cash at beginning of year2022-12-31$5,938,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-251,495,142
Value of net assets at end of year (total assets less liabilities)2022-12-31$732,017,211
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$983,512,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$155,450,990
Assets. partnership/joint venture interests at beginning of year2022-12-31$185,306,111
Investment advisory and management fees2022-12-31$2,664,528
Income. Interest from loans (other than to participants)2022-12-31$4,426
Interest earned on other investments2022-12-31$2,669,511
Income. Interest from US Government securities2022-12-31$4,399,436
Income. Interest from corporate debt instruments2022-12-31$15,612,553
Value of interest in common/collective trusts at end of year2022-12-31$54,847,600
Value of interest in common/collective trusts at beginning of year2022-12-31$54,273,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$9,846,145
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$27,559,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$27,559,502
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$114,276
Asset value of US Government securities at end of year2022-12-31$267,687,500
Asset value of US Government securities at beginning of year2022-12-31$377,757,724
Net investment gain or loss from common/collective trusts2022-12-31$3,547,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from preferred stock2022-12-31$130,781
Income. Dividends from common stock2022-12-31$213,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$40,765,723
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$290,007,360
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$418,232,124
Contract administrator fees2022-12-31$191,865
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$19
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$19
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$4,986,502,085
Aggregate carrying amount (costs) on sale of assets2022-12-31$5,089,253,341
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA,P.C.
Accountancy firm EIN2022-12-31135381590
2021 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$54,832,203
Total unrealized appreciation/depreciation of assets2021-12-31$54,832,203
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$173,487,918
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$199,054
Total income from all sources (including contributions)2021-12-31$44,454,803
Total loss/gain on sale of assets2021-12-31$-44,562,823
Total of all expenses incurred2021-12-31$48,950,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$41,684,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$1,157,000,271
Value of total assets at beginning of year2021-12-31$988,207,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,265,503
Total interest from all sources2021-12-31$20,940,273
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,563,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$1,718,196
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$3,123,358
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31Yes
Amount of non-exempt transactions with any party-in-interest2021-12-31$368
Assets. Other investments not covered elsewhere at end of year2021-12-31$22,056,969
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$39,378,427
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$23,373,207
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$794,763
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$199,054
Other income not declared elsewhere2021-12-31$3,185,310
Administrative expenses (other) incurred2021-12-31$1,088,344
Liabilities. Value of operating payables at end of year2021-12-31$172,693,155
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$5,938,874
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-4,495,596
Value of net assets at end of year (total assets less liabilities)2021-12-31$983,512,353
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$988,007,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$185,306,111
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$4,208,359
Income. Interest from loans (other than to participants)2021-12-31$4,426
Interest earned on other investments2021-12-31$148,487
Income. Interest from US Government securities2021-12-31$4,458,270
Income. Interest from corporate debt instruments2021-12-31$16,321,500
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$988,207,003
Value of interest in common/collective trusts at end of year2021-12-31$54,273,956
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$27,559,502
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$7,590
Asset value of US Government securities at end of year2021-12-31$377,757,724
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$7,496,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Income. Dividends from common stock2021-12-31$2,563,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$41,684,896
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$418,232,124
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$250,604
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$19
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$6,947,436,557
Aggregate carrying amount (costs) on sale of assets2021-12-31$6,991,999,380
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$249,644,726
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$199,054
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$323,881
Total income from all sources (including contributions)2020-12-31$110,537,040
Total of all expenses incurred2020-12-31$36,449,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$33,967,290
Value of total assets at end of year2020-12-31$988,207,003
Value of total assets at beginning of year2020-12-31$664,599,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,482,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$1,110,043
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31Yes
Amount of non-exempt transactions with any party-in-interest2020-12-31$811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$199,054
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$323,881
Administrative expenses (other) incurred2020-12-31$1,063,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$74,087,340
Value of net assets at end of year (total assets less liabilities)2020-12-31$988,007,949
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$664,275,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in master investment trust accounts at end of year2020-12-31$988,207,003
Value of interest in master investment trust accounts at beginning of year2020-12-31$664,599,764
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$158,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$33,808,574
Contract administrator fees2020-12-31$308,967
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$476,909,799
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$323,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$78,141
Total income from all sources (including contributions)2019-12-31$42,663,450
Total of all expenses incurred2019-12-31$218,791,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$217,598,536
Value of total assets at end of year2019-12-31$664,599,764
Value of total assets at beginning of year2019-12-31$363,572,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,192,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$407,211
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31Yes
Amount of non-exempt transactions with any party-in-interest2019-12-31$200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$323,881
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$78,141
Administrative expenses (other) incurred2019-12-31$630,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-176,127,899
Value of net assets at end of year (total assets less liabilities)2019-12-31$664,275,883
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$363,493,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in master investment trust accounts at end of year2019-12-31$664,599,764
Value of interest in master investment trust accounts at beginning of year2019-12-31$345,572,124
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$171,929,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at beginning of year2019-12-31$18,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$45,669,344
Contract administrator fees2019-12-31$154,944
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ACM LLP
Accountancy firm EIN2019-12-31010724563
2018 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$78,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$65,835
Total income from all sources (including contributions)2018-12-31$10,607,712
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$23,065,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,861,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$18,000,000
Value of total assets at end of year2018-12-31$363,572,124
Value of total assets at beginning of year2018-12-31$376,017,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,204,049
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$198,948
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,391,399
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$78,141
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$65,835
Administrative expenses (other) incurred2018-12-31$803,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,458,172
Value of net assets at end of year (total assets less liabilities)2018-12-31$363,493,983
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$375,952,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in master investment trust accounts at end of year2018-12-31$345,572,124
Value of interest in master investment trust accounts at beginning of year2018-12-31$330,626,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$18,000,000
Employer contributions (assets) at end of year2018-12-31$18,000,000
Employer contributions (assets) at beginning of year2018-12-31$44,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,861,835
Contract administrator fees2018-12-31$201,683
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ACM LLP
Accountancy firm EIN2018-12-31010724563
2017 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$65,835
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$54,377
Total income from all sources (including contributions)2017-12-31$100,053,838
Total of all expenses incurred2017-12-31$100,169,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$97,340,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$44,000,000
Value of total assets at end of year2017-12-31$376,017,990
Value of total assets at beginning of year2017-12-31$376,122,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,828,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$314,561
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,391,399
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$65,835
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$54,377
Administrative expenses (other) incurred2017-12-31$2,193,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-115,615
Value of net assets at end of year (total assets less liabilities)2017-12-31$375,952,155
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$376,067,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in master investment trust accounts at end of year2017-12-31$330,626,591
Value of interest in master investment trust accounts at beginning of year2017-12-31$334,022,147
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$72,837,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$44,000,000
Employer contributions (assets) at end of year2017-12-31$44,000,000
Employer contributions (assets) at beginning of year2017-12-31$42,100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$24,503,489
Contract administrator fees2017-12-31$320,653
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2017-12-31010724563
2016 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$54,377
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$104,309
Total income from all sources (including contributions)2016-12-31$69,765,136
Total of all expenses incurred2016-12-31$27,989,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$24,755,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$42,100,000
Value of total assets at end of year2016-12-31$376,122,147
Value of total assets at beginning of year2016-12-31$334,396,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,233,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$103,906
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31Yes
Amount of non-exempt transactions with any party-in-interest2016-12-31$2,654
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$54,377
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$104,309
Administrative expenses (other) incurred2016-12-31$2,756,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$41,775,872
Value of net assets at end of year (total assets less liabilities)2016-12-31$376,067,770
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$334,291,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in master investment trust accounts at end of year2016-12-31$334,022,147
Value of interest in master investment trust accounts at beginning of year2016-12-31$333,296,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$42,100,000
Employer contributions (assets) at end of year2016-12-31$42,100,000
Employer contributions (assets) at beginning of year2016-12-31$1,100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$24,755,912
Contract administrator fees2016-12-31$372,614
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2016-12-31010724563
2015 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$104,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$71,859
Total income from all sources (including contributions)2015-12-31$-1,888,405
Total of all expenses incurred2015-12-31$28,111,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$25,533,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,100,000
Value of total assets at end of year2015-12-31$334,396,207
Value of total assets at beginning of year2015-12-31$364,364,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,578,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$190,530
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$104,309
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$71,859
Administrative expenses (other) incurred2015-12-31$1,935,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-30,000,322
Value of net assets at end of year (total assets less liabilities)2015-12-31$334,291,898
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$364,292,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in master investment trust accounts at end of year2015-12-31$333,296,207
Value of interest in master investment trust accounts at beginning of year2015-12-31$355,909,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,100,000
Employer contributions (assets) at end of year2015-12-31$1,100,000
Employer contributions (assets) at beginning of year2015-12-31$8,455,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,533,690
Contract administrator fees2015-12-31$452,454
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2015-12-31010724563
2014 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$71,859
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$41,077,930
Total of all expenses incurred2014-12-31$37,435,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$35,250,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,155,000
Value of total assets at end of year2014-12-31$364,364,079
Value of total assets at beginning of year2014-12-31$360,650,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,185,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$71,859
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,641,985
Value of net assets at end of year (total assets less liabilities)2014-12-31$364,292,220
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$360,650,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in master investment trust accounts at end of year2014-12-31$355,909,079
Value of interest in master investment trust accounts at beginning of year2014-12-31$348,750,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$11,155,000
Employer contributions (assets) at end of year2014-12-31$8,455,000
Employer contributions (assets) at beginning of year2014-12-31$11,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$35,250,092
Contract administrator fees2014-12-31$2,185,853
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2014-12-31010724563
2013 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$54,120,693
Total of all expenses incurred2013-12-31$95,797,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$95,797,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,900,000
Value of total assets at end of year2013-12-31$360,650,235
Value of total assets at beginning of year2013-12-31$402,327,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-41,676,824
Value of net assets at end of year (total assets less liabilities)2013-12-31$360,650,235
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$402,327,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in master investment trust accounts at end of year2013-12-31$348,750,235
Value of interest in master investment trust accounts at beginning of year2013-12-31$402,327,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$11,900,000
Employer contributions (assets) at end of year2013-12-31$11,900,000
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$95,797,517
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$57,088,417
Total of all expenses incurred2012-12-31$28,833,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$28,833,920
Value of total assets at end of year2012-12-31$402,327,059
Value of total assets at beginning of year2012-12-31$374,072,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$28,254,497
Value of net assets at end of year (total assets less liabilities)2012-12-31$402,327,059
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$374,072,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in master investment trust accounts at end of year2012-12-31$402,327,059
Value of interest in master investment trust accounts at beginning of year2012-12-31$364,974,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$9,098,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$28,833,920
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$288,441
Total income from all sources (including contributions)2011-12-31$8,083,012
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$21,256,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,256,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,098,000
Value of total assets at end of year2011-12-31$374,072,562
Value of total assets at beginning of year2011-12-31$387,534,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$288,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-13,173,498
Value of net assets at end of year (total assets less liabilities)2011-12-31$374,072,562
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$387,246,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in master investment trust accounts at end of year2011-12-31$364,974,562
Value of interest in master investment trust accounts at beginning of year2011-12-31$387,534,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$9,098,000
Employer contributions (assets) at end of year2011-12-31$9,098,000
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,256,510
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : RIO TINTO AMERICA INC. RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$28,439,551
Total unrealized appreciation/depreciation of assets2010-12-31$28,439,551
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$288,441
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$153,035
Total income from all sources (including contributions)2010-12-31$100,935,244
Total of all expenses incurred2010-12-31$35,943,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$34,348,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$63,300,000
Value of total assets at end of year2010-12-31$387,534,501
Value of total assets at beginning of year2010-12-31$322,407,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,595,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$92,348
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$288,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$153,035
Administrative expenses (other) incurred2010-12-31$558,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$64,991,291
Value of net assets at end of year (total assets less liabilities)2010-12-31$387,246,060
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$322,254,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$945,283
Value of interest in master investment trust accounts at end of year2010-12-31$387,534,501
Value of interest in master investment trust accounts at beginning of year2010-12-31$292,407,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$63,300,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$30,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$34,348,321
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TANNER LLC
Accountancy firm EIN2010-12-31202253063

Form 5500 Responses for RIO TINTO AMERICA INC. RETIREMENT PLAN

2023: RIO TINTO AMERICA INC. RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: RIO TINTO AMERICA INC. RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RIO TINTO AMERICA INC. RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RIO TINTO AMERICA INC. RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RIO TINTO AMERICA INC. RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RIO TINTO AMERICA INC. RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RIO TINTO AMERICA INC. RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RIO TINTO AMERICA INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RIO TINTO AMERICA INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RIO TINTO AMERICA INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RIO TINTO AMERICA INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RIO TINTO AMERICA INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RIO TINTO AMERICA INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RIO TINTO AMERICA INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract numberGAC 39163
Policy instance 1
Insurance contract or identification numberGAC 39163
Number of Individuals Covered738
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractSINGLE PREMIUM GROUP ANNUITY
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberTFO 45177
Policy instance 1
Insurance contract or identification numberTFO 45177
Number of Individuals Covered1936
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractSINGLE PREMIUM GROUP ANNUITY

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