401k Plan data: ADVANCED ENERGY SYSTEMS, INC 401(K) SAVINGS PLAN plan

ADVANCED ENERGY SYSTEMS, INC 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	ADVANCED ENERGY SYSTEMS, INC 401(K) SAVINGS PLAN
Plan identification number	001

ADVANCED ENERGY SYSTEMS, INC 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED ENERGY SYSTEMS, INC has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED ENERGY SYSTEMS, INC

Employer identification number (EIN): 113452402

NAIC Classification: 541700

Additional information about ADVANCED ENERGY SYSTEMS, INC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 2007-03-01

Company Identification Number: P07000027072

Legal Registered Office Address: 2501 Provence Cir

Weston

33327

More information about ADVANCED ENERGY SYSTEMS, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED ENERGY SYSTEMS, INC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 TIMOTHY J MYERS 2017-10-12 TIMOTHY J MYERS 2017-10-12
001 2016-01-01 TIMOTHY J. MYERS 2017-08-20 TIMOTHY J. MYERS 2017-08-20
001 2015-01-01 TIMOTHY MYERS 2016-09-16
001 2014-01-01 ROBERT BULLIS 2015-07-14
001 2013-01-01 ROBERT BULLIS 2014-09-16
001 2012-01-01 DAWNGAINER 2013-07-16 DAWNGAINER 2013-07-16
001 2011-01-01 DAWN GAINER 2012-08-22 DAWN GAINER 2012-08-22
001 2010-01-01 DAWN GAINER 2011-10-17 DAWN GAINER 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	TIMOTHY J MYERS	2017-10-12	TIMOTHY J MYERS	2017-10-12
001	2016-01-01	TIMOTHY J. MYERS	2017-08-20	TIMOTHY J. MYERS	2017-08-20
001	2015-01-01	TIMOTHY MYERS	2016-09-16
001	2014-01-01	ROBERT BULLIS	2015-07-14
001	2013-01-01	ROBERT BULLIS	2014-09-16
001	2012-01-01	DAWNGAINER	2013-07-16	DAWNGAINER	2013-07-16
001	2011-01-01	DAWN GAINER	2012-08-22	DAWN GAINER	2012-08-22
001	2010-01-01	DAWN GAINER	2011-10-17	DAWN GAINER	2011-10-17

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Company Name:	ADVANCED ENERGY SYSTEMS, INC
Employer identification number (EIN):	113452402
NAIC Classification:	541700

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	2007-03-01
Company Identification Number:	P07000027072
Legal Registered Office Address:	2501 Provence Cir Weston 33327