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RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRANS-LUX CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:TRANS-LUX CORPORATION
Employer identification number (EIN):131394750
NAIC Classification:334200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01JANE BAUER JANE BAUER2018-10-15
0012016-01-01JANE BAUER JANE BAUER2017-10-16
0012015-01-01JANE BAUER JANE BAUER2016-10-17
0012014-01-01JANE BAUER JANE BAUER2015-10-15
0012013-01-01JANE BAUER JANE BAUER2014-10-14
0012012-01-01JANE BAUER JANE BAUER2013-10-15
0012011-01-01JANE BAUER
0012010-01-01JANE BAUER
0012009-01-01RICHARD KRAMER RICHARD KRAMER2010-10-12
0012009-01-01JANE BAUER

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES

Measure Date Value
2022: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2022 401k membership
Market value of plan assets2022-12-3110,693,983
Acturial value of plan assets2022-12-3110,693,983
Funding target for retired participants and beneficiaries receiving payment2022-12-316,095,282
Number of terminated vested participants2022-12-31122
Fundng target for terminated vested participants2022-12-314,208,174
Active participant vested funding target2022-12-31207,573
Number of active participants2022-12-319
Total funding liabilities for active participants2022-12-31207,732
Total participant count2022-12-31240
Total funding target for all participants2022-12-3110,511,188
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-310
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-310
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31165,000
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
2021: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2021 401k membership
Market value of plan assets2021-12-3110,770,757
Acturial value of plan assets2021-12-3110,770,757
Funding target for retired participants and beneficiaries receiving payment2021-12-316,175,154
Number of terminated vested participants2021-12-31129
Fundng target for terminated vested participants2021-12-314,356,109
Active participant vested funding target2021-12-31223,569
Number of active participants2021-12-3110
Total funding liabilities for active participants2021-12-31223,742
Total participant count2021-12-31249
Total funding target for all participants2021-12-3110,755,005
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-310
Present value of excess contributions2021-12-31669
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-31707
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-310
Total employer contributions2021-12-31138,031
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31121,248
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31137,000
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-31121,248
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-31121,248
Contributions allocatedtoward minimum required contributions for current year2021-12-31121,248
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01249
Total number of active participants reported on line 7a of the Form 55002021-01-019
Number of retired or separated participants receiving benefits2021-01-0197
Number of other retired or separated participants entitled to future benefits2021-01-01119
Total of all active and inactive participants2021-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0115
Total participants2021-01-01240
2020: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2020 401k membership
Market value of plan assets2020-12-3110,232,423
Acturial value of plan assets2020-12-3110,232,423
Funding target for retired participants and beneficiaries receiving payment2020-12-316,282,548
Number of terminated vested participants2020-12-31129
Fundng target for terminated vested participants2020-12-314,152,110
Active participant vested funding target2020-12-31326,932
Number of active participants2020-12-3116
Total funding liabilities for active participants2020-12-31327,157
Total participant count2020-12-31257
Total funding target for all participants2020-12-3110,761,815
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-310
Total employer contributions2020-12-31305,357
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-3149,185
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-31221,824
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-3149,185
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-3149,185
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31163,000
Net shortfall amortization installment of oustanding balance2020-12-31529,392
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31221,155
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-31221,155
Contributions allocatedtoward minimum required contributions for current year2020-12-31221,824
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01257
Total number of active participants reported on line 7a of the Form 55002020-01-0110
Number of retired or separated participants receiving benefits2020-01-0198
Number of other retired or separated participants entitled to future benefits2020-01-01126
Total of all active and inactive participants2020-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0115
Total participants2020-01-01249
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2019 401k membership
Market value of plan assets2019-12-319,013,585
Acturial value of plan assets2019-12-319,013,585
Funding target for retired participants and beneficiaries receiving payment2019-12-316,461,752
Number of terminated vested participants2019-12-31139
Fundng target for terminated vested participants2019-12-314,292,018
Active participant vested funding target2019-12-31319,965
Number of active participants2019-12-3116
Total funding liabilities for active participants2019-12-31320,193
Total participant count2019-12-31263
Total funding target for all participants2019-12-3111,073,963
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-31344
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31364
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31340,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31328,313
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31187,000
Net shortfall amortization installment of oustanding balance2019-12-312,060,378
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31605,165
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-31605,165
Contributions allocatedtoward minimum required contributions for current year2019-12-31328,313
Unpaid minimum required contributions for current year2019-12-31276,852
Unpaid minimum required contributions for all years2019-12-31276,852
Total participants, beginning-of-year2019-01-01263
Total number of active participants reported on line 7a of the Form 55002019-01-0116
Number of retired or separated participants receiving benefits2019-01-0199
Number of other retired or separated participants entitled to future benefits2019-01-01126
Total of all active and inactive participants2019-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-01257
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2018 401k membership
Market value of plan assets2018-12-3110,130,129
Acturial value of plan assets2018-12-3110,130,129
Funding target for retired participants and beneficiaries receiving payment2018-12-316,023,164
Number of terminated vested participants2018-12-31152
Fundng target for terminated vested participants2018-12-314,522,563
Active participant vested funding target2018-12-31305,017
Number of active participants2018-12-3117
Total funding liabilities for active participants2018-12-31305,204
Total participant count2018-12-31271
Total funding target for all participants2018-12-3110,850,931
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31795,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-31367,044
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31340,043
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-31367,044
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-31367,044
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31174,000
Net shortfall amortization installment of oustanding balance2018-12-31720,802
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31339,699
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31339,699
Contributions allocatedtoward minimum required contributions for current year2018-12-31340,043
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01271
Total number of active participants reported on line 7a of the Form 55002018-01-0116
Number of retired or separated participants receiving benefits2018-01-0196
Number of other retired or separated participants entitled to future benefits2018-01-01139
Total of all active and inactive participants2018-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-01263
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2017 401k membership
Market value of plan assets2017-12-318,984,158
Acturial value of plan assets2017-12-318,984,158
Funding target for retired participants and beneficiaries receiving payment2017-12-316,010,110
Number of terminated vested participants2017-12-31156
Fundng target for terminated vested participants2017-12-314,162,695
Active participant vested funding target2017-12-31287,331
Number of active participants2017-12-3118
Total funding liabilities for active participants2017-12-31287,530
Total participant count2017-12-31274
Total funding target for all participants2017-12-3110,460,335
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-3141,817
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3144,364
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31298,034
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-311,960
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31288,712
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31166,000
Net shortfall amortization installment of oustanding balance2017-12-311,327,465
Waiver amortization installment2017-12-31148,712
Total funding amount beforereflecting carryover/prefunding balances2017-12-31655,756
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31655,756
Contributions allocatedtoward minimum required contributions for current year2017-12-31288,712
Unpaid minimum required contributions for current year2017-12-31367,044
Unpaid minimum required contributions for all years2017-12-31367,044
Total participants, beginning-of-year2017-01-01274
Total number of active participants reported on line 7a of the Form 55002017-01-0117
Number of retired or separated participants receiving benefits2017-01-0192
Number of other retired or separated participants entitled to future benefits2017-01-01152
Total of all active and inactive participants2017-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-01271
Number of participants with account balances2017-01-010
2016: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2016 401k membership
Market value of plan assets2016-12-318,539,180
Acturial value of plan assets2016-12-318,539,180
Funding target for retired participants and beneficiaries receiving payment2016-12-315,782,784
Number of terminated vested participants2016-12-31170
Fundng target for terminated vested participants2016-12-314,370,155
Active participant vested funding target2016-12-31289,010
Number of active participants2016-12-3120
Total funding liabilities for active participants2016-12-31289,233
Total participant count2016-12-31283
Total funding target for all participants2016-12-3110,442,172
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31970,200
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-3112,863
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31920,844
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31169,000
Net shortfall amortization installment of oustanding balance2016-12-311,611,877
Waiver amortization installment2016-12-31291,115
Total funding amount beforereflecting carryover/prefunding balances2016-12-31879,027
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31879,027
Contributions allocatedtoward minimum required contributions for current year2016-12-31920,844
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01283
Total number of active participants reported on line 7a of the Form 55002016-01-0118
Number of retired or separated participants receiving benefits2016-01-0191
Number of other retired or separated participants entitled to future benefits2016-01-01156
Total of all active and inactive participants2016-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-01274
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2015 401k membership
Total participants, beginning-of-year2015-01-01287
Total number of active participants reported on line 7a of the Form 55002015-01-0120
Number of retired or separated participants receiving benefits2015-01-0186
Number of other retired or separated participants entitled to future benefits2015-01-01170
Total of all active and inactive participants2015-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01283
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2014 401k membership
Total participants, beginning-of-year2014-01-01286
Total number of active participants reported on line 7a of the Form 55002014-01-0122
Number of retired or separated participants receiving benefits2014-01-0185
Number of other retired or separated participants entitled to future benefits2014-01-01173
Total of all active and inactive participants2014-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-01287
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2013 401k membership
Total participants, beginning-of-year2013-01-01287
Total number of active participants reported on line 7a of the Form 55002013-01-0126
Number of retired or separated participants receiving benefits2013-01-0182
Number of other retired or separated participants entitled to future benefits2013-01-01172
Total of all active and inactive participants2013-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01286
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2012 401k membership
Total participants, beginning-of-year2012-01-01287
Total number of active participants reported on line 7a of the Form 55002012-01-0145
Number of retired or separated participants receiving benefits2012-01-0168
Number of other retired or separated participants entitled to future benefits2012-01-01168
Total of all active and inactive participants2012-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01287
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2011 401k membership
Total participants, beginning-of-year2011-01-01287
Total number of active participants reported on line 7a of the Form 55002011-01-0154
Number of retired or separated participants receiving benefits2011-01-0155
Number of other retired or separated participants entitled to future benefits2011-01-01170
Total of all active and inactive participants2011-01-01279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-019
Total participants2011-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2010 401k membership
Total participants, beginning-of-year2010-01-01293
Total number of active participants reported on line 7a of the Form 55002010-01-0163
Number of retired or separated participants receiving benefits2010-01-0143
Number of other retired or separated participants entitled to future benefits2010-01-01174
Total of all active and inactive participants2010-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-017
Total participants2010-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2009 401k membership
Total participants, beginning-of-year2009-01-01296
Total number of active participants reported on line 7a of the Form 55002009-01-0183
Number of retired or separated participants receiving benefits2009-01-0129
Number of other retired or separated participants entitled to future benefits2009-01-01179
Total of all active and inactive participants2009-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES

Measure Date Value
2021 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$28,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$18,074
Total income from all sources (including contributions)2021-12-31$1,325,988
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,407,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,130,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$138,031
Value of total assets at end of year2021-12-31$10,727,117
Value of total assets at beginning of year2021-12-31$10,798,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$277,443
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$309,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$309,574
Administrative expenses professional fees incurred2021-12-31$90,017
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$50,814
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$28,001
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$18,074
Administrative expenses (other) incurred2021-12-31$137,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-81,738
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,699,116
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,780,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,510,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,424,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$28,001
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$68,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$68,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$878,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$138,031
Employer contributions (assets) at end of year2021-12-31$138,031
Employer contributions (assets) at beginning of year2021-12-31$305,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,130,283
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
2020 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$18,074
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$8,784
Total income from all sources (including contributions)2020-12-31$1,720,413
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,172,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$895,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$305,357
Value of total assets at end of year2020-12-31$10,798,928
Value of total assets at beginning of year2020-12-31$10,241,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$276,702
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$320,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$320,823
Administrative expenses professional fees incurred2020-12-31$87,966
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$18,074
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$8,784
Administrative expenses (other) incurred2020-12-31$138,736
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$548,270
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,780,854
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,232,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,424,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,096,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$68,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$59,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$59,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,094,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$305,357
Employer contributions (assets) at end of year2020-12-31$305,357
Employer contributions (assets) at beginning of year2020-12-31$85,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$895,441
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-12-31271728945
2019 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,784
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,674
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,674
Total income from all sources (including contributions)2019-12-31$2,290,622
Total income from all sources (including contributions)2019-12-31$2,290,622
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,078,658
Total of all expenses incurred2019-12-31$1,078,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$773,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$773,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$340,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$340,000
Value of total assets at end of year2019-12-31$10,241,368
Value of total assets at end of year2019-12-31$10,241,368
Value of total assets at beginning of year2019-12-31$9,030,294
Value of total assets at beginning of year2019-12-31$9,030,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$305,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$305,553
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$279,750
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$279,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$279,750
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$279,750
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$87,574
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$87,574
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$8,784
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$8,784
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$9,674
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$9,674
Administrative expenses (other) incurred2019-12-31$305,553
Administrative expenses (other) incurred2019-12-31$305,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,211,964
Value of net income/loss2019-12-31$1,211,964
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,232,584
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,232,584
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,020,620
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,020,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,096,976
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,096,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,559,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,559,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$59,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$59,392
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,670,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,670,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$340,000
Contributions received in cash from employer2019-12-31$340,000
Employer contributions (assets) at end of year2019-12-31$85,000
Employer contributions (assets) at end of year2019-12-31$85,000
Employer contributions (assets) at beginning of year2019-12-31$374,000
Employer contributions (assets) at beginning of year2019-12-31$374,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$773,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$773,105
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2019-12-31271728945
Accountancy firm EIN2019-12-31271728945
2018 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$9,674
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$8,117
Total income from all sources (including contributions)2018-12-31$57,298
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,166,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$902,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$795,000
Value of total assets at end of year2018-12-31$9,030,294
Value of total assets at beginning of year2018-12-31$10,138,245
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$264,655
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$257,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$257,494
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$87,574
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$9,674
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$8,117
Administrative expenses (other) incurred2018-12-31$264,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,109,508
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,020,620
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,130,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,559,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,033,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$9,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$104,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$104,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-995,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$795,000
Employer contributions (assets) at end of year2018-12-31$374,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$902,151
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2018-12-31271728945
2017 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,928
Total income from all sources (including contributions)2017-12-31$2,011,467
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$865,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$621,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$298,034
Value of total assets at end of year2017-12-31$10,138,245
Value of total assets at beginning of year2017-12-31$8,992,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$244,056
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$257,896
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$257,896
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$244,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,145,970
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,130,128
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,984,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,033,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,595,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$104,567
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$396,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$396,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,455,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$298,034
Employer contributions (assets) at end of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$621,441
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$8,117
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$7,928
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2017-12-31271728945
2016 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,928
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,271
Total income from all sources (including contributions)2016-12-31$1,640,006
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,202,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$964,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$970,200
Value of total assets at end of year2016-12-31$8,992,086
Value of total assets at beginning of year2016-12-31$8,555,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$237,878
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$240,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$240,972
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$237,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$437,325
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,984,158
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,546,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,595,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,025,320
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$396,961
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$176,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$176,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$428,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$970,200
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$353,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$964,803
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$7,928
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$8,271
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2016-12-31271728945
2015 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-445,582
Total unrealized appreciation/depreciation of assets2015-12-31$-445,582
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,271
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,600
Total income from all sources (including contributions)2015-12-31$741,136
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$790,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$543,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$944,446
Value of total assets at end of year2015-12-31$8,555,104
Value of total assets at beginning of year2015-12-31$8,604,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$247,395
Total interest from all sources2015-12-31$16,967
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$225,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$225,305
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$247,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-49,600
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,546,833
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,596,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,025,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,895,597
Value of interest in pooled separate accounts at end of year2015-12-31$0
Interest earned on other investments2015-12-31$16,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$176,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$58,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$58,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$944,446
Employer contributions (assets) at end of year2015-12-31$353,446
Employer contributions (assets) at beginning of year2015-12-31$650,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$543,341
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$8,271
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$7,600
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PFK O'CONNOR DAVIES LLP
Accountancy firm EIN2015-12-31271728945
2014 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$303,052
Total unrealized appreciation/depreciation of assets2014-12-31$303,052
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,778,294
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$731,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$529,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,135,000
Value of total assets at end of year2014-12-31$8,604,033
Value of total assets at beginning of year2014-12-31$7,550,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$202,039
Total interest from all sources2014-12-31$143,010
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$196,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$196,032
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$58,436
Other income not declared elsewhere2014-12-31$1,200
Administrative expenses (other) incurred2014-12-31$202,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,046,425
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,596,433
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,550,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,895,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,371,190
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,085,853
Interest earned on other investments2014-12-31$143,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,619,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,135,000
Employer contributions (assets) at end of year2014-12-31$650,000
Employer contributions (assets) at beginning of year2014-12-31$473,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$529,830
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$7,600
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2014-12-31271728945
2013 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$925,846
Total unrealized appreciation/depreciation of assets2013-12-31$925,846
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,229,201
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$698,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$494,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,141,800
Value of total assets at end of year2013-12-31$7,550,008
Value of total assets at beginning of year2013-12-31$6,019,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$203,351
Total interest from all sources2013-12-31$143,900
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$17,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$17,655
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$203,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,530,859
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,550,008
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,019,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,371,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,034,954
Value of interest in pooled separate accounts at end of year2013-12-31$4,085,853
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,070,548
Interest earned on other investments2013-12-31$143,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,619,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,913,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,141,800
Employer contributions (assets) at end of year2013-12-31$473,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$494,991
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2013-12-31271728945
2012 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$9,550
Total unrealized appreciation/depreciation of assets2012-12-31$9,550
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,212,431
Total loss/gain on sale of assets2012-12-31$44,751
Total of all expenses incurred2012-12-31$554,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$433,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$559,407
Value of total assets at end of year2012-12-31$6,019,149
Value of total assets at beginning of year2012-12-31$5,361,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$121,580
Total interest from all sources2012-12-31$157,762
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$17,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$17,197
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,913,647
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,052,765
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$121,580
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$41,118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$657,810
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,019,149
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,361,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,034,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$884,395
Value of interest in pooled separate accounts at end of year2012-12-31$3,070,548
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,342,611
Interest earned on other investments2012-12-31$157,758
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$133,361
Net investment gain or loss from common/collective trusts2012-12-31$290,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$559,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$433,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$40,450
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$336,821
Aggregate carrying amount (costs) on sale of assets2012-12-31$292,070
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2012-12-31271728945
2011 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-161,716
Total unrealized appreciation/depreciation of assets2011-12-31$-161,716
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$85
Total income from all sources (including contributions)2011-12-31$595,534
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$521,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$377,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$604,924
Value of total assets at end of year2011-12-31$5,361,339
Value of total assets at beginning of year2011-12-31$5,287,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$144,045
Total interest from all sources2011-12-31$139,777
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$12,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$85
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$144,045
Total non interest bearing cash at end of year2011-12-31$41,118
Total non interest bearing cash at beginning of year2011-12-31$17,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$74,066
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,361,339
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,287,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$884,395
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$866,672
Value of interest in pooled separate accounts at end of year2011-12-31$2,342,611
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,392,705
Interest earned on other investments2011-12-31$139,773
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,052,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,908,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$18,200
Contributions received in cash from employer2011-12-31$604,924
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from common stock2011-12-31$12,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$377,423
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$40,450
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$84,250
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31O'CONNOR DAVIES LLP
Accountancy firm EIN2011-12-31271728945
2010 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$303,609
Total unrealized appreciation/depreciation of assets2010-12-31$303,609
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$85
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$35
Total income from all sources (including contributions)2010-12-31$512,876
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$666,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$541,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$47,772
Value of total assets at end of year2010-12-31$5,287,358
Value of total assets at beginning of year2010-12-31$5,440,695
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$125,036
Total interest from all sources2010-12-31$150,391
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$11,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$85
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$35
Administrative expenses (other) incurred2010-12-31$89,812
Total non interest bearing cash at end of year2010-12-31$17,240
Total non interest bearing cash at beginning of year2010-12-31$467,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-153,387
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,287,273
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,440,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$35,224
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$866,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$744,025
Value of interest in pooled separate accounts at end of year2010-12-31$2,392,705
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,854,800
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$150,391
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,908,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,198,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$18,200
Assets. Invements in employer securities at beginning of year2010-12-31$102,032
Contributions received in cash from employer2010-12-31$47,772
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$11,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$541,227
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$84,250
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$73,900
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31O'CONNOR, DAVIES, MUNNS & DOBBINS
Accountancy firm EIN2010-12-31133385019
2009 : RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES

2021: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF TRANS-LUX CORPORATION & CERTAIN OF ITS SUBSIDIARIES & AFFILIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number003444
Policy instance 1
Insurance contract or identification number003444
Number of Individuals Covered286
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number003444
Policy instance 1
Insurance contract or identification number003444
Number of Individuals Covered286
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number003444
Policy instance 1
Insurance contract or identification number003444
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number003444
Policy instance 1
Insurance contract or identification number003444
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number003444
Policy instance 1
Insurance contract or identification number003444
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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