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KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 401k Plan overview

Plan NameKAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES
Plan identification number 042

KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

KAYE SCHOLER LLP has sponsored the creation of one or more 401k plans.

Company Name:KAYE SCHOLER LLP
Employer identification number (EIN):131672623
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about KAYE SCHOLER LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-12-29
Company Identification Number: 1985702
Legal Registered Office Address: ATTN MANAGING ATTORNEY
250 W55TH STREET
NEW YORK
United States of America (USA)
10019-9710

More information about KAYE SCHOLER LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0422011-01-01JEFFREY LONDON
0422010-01-01ARTHUR F. WOODARD
0422009-01-01ARTHUR F. WOODARD
0422009-01-01 ARTHUR F. WOODARD2010-09-24

Plan Statistics for KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES

401k plan membership statisitcs for KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES

Measure Date Value
2011: KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2011 401k membership
Total participants, beginning-of-year2011-01-01441
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-010
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2010 401k membership
Total participants, beginning-of-year2010-01-01422
Total number of active participants reported on line 7a of the Form 55002010-01-01215
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01224
Total of all active and inactive participants2010-01-01441
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01441
Number of participants with account balances2010-01-01378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2009 401k membership
Total participants, beginning-of-year2009-01-01507
Total number of active participants reported on line 7a of the Form 55002009-01-01197
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01223
Total of all active and inactive participants2009-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01422
Number of participants with account balances2009-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES

Measure Date Value
2011 : KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-10-03$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-10-03$0
Total unrealized appreciation/depreciation of assets2011-10-03$0
Total transfer of assets to this plan2011-10-03$0
Total transfer of assets from this plan2011-10-03$22,726,491
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-03$0
Expenses. Interest paid2011-10-03$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-10-03$0
Total income from all sources (including contributions)2011-10-03$-871,029
Total loss/gain on sale of assets2011-10-03$0
Total of all expenses incurred2011-10-03$2,161,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-03$2,161,414
Expenses. Certain deemed distributions of participant loans2011-10-03$0
Value of total corrective distributions2011-10-03$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-03$2,397,600
Value of total assets at end of year2011-10-03$0
Value of total assets at beginning of year2011-10-03$25,758,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-03$0
Total income from rents2011-10-03$0
Total interest from all sources2011-10-03$4,483
Total dividends received (eg from common stock, registered investment company shares)2011-10-03$172,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-03No
Total dividends received from registered investment company shares (eg mutual funds)2011-10-03$172,967
Assets. Real estate other than employer real property at end of year2011-10-03$0
Assets. Real estate other than employer real property at beginning of year2011-10-03$0
Administrative expenses professional fees incurred2011-10-03$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-10-03$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-10-03$0
Was this plan covered by a fidelity bond2011-10-03Yes
Value of fidelity bond cover2011-10-03$10,000,000
If this is an individual account plan, was there a blackout period2011-10-03No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-03$0
Were there any nonexempt tranactions with any party-in-interest2011-10-03No
Contributions received from participants2011-10-03$2,159,471
Participant contributions at end of year2011-10-03$0
Participant contributions at beginning of year2011-10-03$124,151
Participant contributions at end of year2011-10-03$0
Participant contributions at beginning of year2011-10-03$0
Assets. Other investments not covered elsewhere at end of year2011-10-03$0
Assets. Other investments not covered elsewhere at beginning of year2011-10-03$0
Income. Received or receivable in cash from other sources (including rollovers)2011-10-03$238,129
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-10-03$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-10-03$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-10-03$0
Assets. Loans (other than to participants) at end of year2011-10-03$0
Assets. Loans (other than to participants) at beginning of year2011-10-03$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-10-03$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-10-03$0
Other income not declared elsewhere2011-10-03$0
Administrative expenses (other) incurred2011-10-03$0
Liabilities. Value of operating payables at end of year2011-10-03$0
Liabilities. Value of operating payables at beginning of year2011-10-03$0
Total non interest bearing cash at end of year2011-10-03$0
Total non interest bearing cash at beginning of year2011-10-03$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-03No
Income. Non cash contributions2011-10-03$0
Value of net income/loss2011-10-03$-3,032,443
Value of net assets at end of year (total assets less liabilities)2011-10-03$0
Value of net assets at beginning of year (total assets less liabilities)2011-10-03$25,758,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-03No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-03No
Were any leases to which the plan was party in default or uncollectible2011-10-03No
Assets. partnership/joint venture interests at end of year2011-10-03$0
Assets. partnership/joint venture interests at beginning of year2011-10-03$0
Investment advisory and management fees2011-10-03$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-10-03$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-10-03$24,564,270
Value of interest in pooled separate accounts at end of year2011-10-03$0
Value of interest in pooled separate accounts at beginning of year2011-10-03$0
Interest on participant loans2011-10-03$4,366
Income. Interest from loans (other than to participants)2011-10-03$0
Interest earned on other investments2011-10-03$0
Income. Interest from US Government securities2011-10-03$0
Income. Interest from corporate debt instruments2011-10-03$0
Value of interest in master investment trust accounts at end of year2011-10-03$0
Value of interest in master investment trust accounts at beginning of year2011-10-03$0
Value of interest in common/collective trusts at end of year2011-10-03$0
Value of interest in common/collective trusts at beginning of year2011-10-03$190,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-10-03$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-10-03$880,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-10-03$880,299
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-10-03$117
Assets. Value of investments in 103.12 investment entities at end of year2011-10-03$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-10-03$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-10-03$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-10-03$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-10-03$0
Asset value of US Government securities at end of year2011-10-03$0
Asset value of US Government securities at beginning of year2011-10-03$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-10-03$-3,446,503
Net investment gain/loss from pooled separate accounts2011-10-03$0
Net investment gain or loss from common/collective trusts2011-10-03$424
Net gain/loss from 103.12 investment entities2011-10-03$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-03No
Was there a failure to transmit to the plan any participant contributions2011-10-03No
Has the plan failed to provide any benefit when due under the plan2011-10-03No
Assets. Invements in employer securities at end of year2011-10-03$0
Assets. Invements in employer securities at beginning of year2011-10-03$0
Assets. Value of employer real property at end of year2011-10-03$0
Assets. Value of employer real property at beginning of year2011-10-03$0
Contributions received in cash from employer2011-10-03$0
Employer contributions (assets) at end of year2011-10-03$0
Employer contributions (assets) at beginning of year2011-10-03$0
Income. Dividends from preferred stock2011-10-03$0
Income. Dividends from common stock2011-10-03$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-03$2,161,414
Asset. Corporate debt instrument preferred debt at end of year2011-10-03$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-10-03$0
Asset. Corporate debt instrument debt (other) at end of year2011-10-03$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-10-03$0
Contract administrator fees2011-10-03$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-10-03No
Assets. Corporate common stocks other than exployer securities at end of year2011-10-03$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-10-03$0
Liabilities. Value of benefit claims payable at end of year2011-10-03$0
Liabilities. Value of benefit claims payable at beginning of year2011-10-03$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-10-03$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-10-03$0
Did the plan have assets held for investment2011-10-03No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-03Yes
Aggregate proceeds on sale of assets2011-10-03$0
Aggregate carrying amount (costs) on sale of assets2011-10-03$0
Liabilities. Value of acquisition indebtedness at end of year2011-10-03$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-10-03$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-03No
Opinion of an independent qualified public accountant for this plan2011-10-03Unqualified
Accountancy firm name2011-10-03MCGLADREY LLP
Accountancy firm EIN2011-10-03420714325
2010 : KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,922,167
Total unrealized appreciation/depreciation of assets2010-12-31$2,922,167
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$320,406
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,688,752
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,181,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,181,612
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,352,505
Value of total assets at end of year2010-12-31$25,758,934
Value of total assets at beginning of year2010-12-31$22,572,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$5,193
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$402,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$402,120
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,264,478
Participant contributions at end of year2010-12-31$124,151
Participant contributions at beginning of year2010-12-31$109,772
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$88,027
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$3,507,140
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,758,934
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,572,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$24,564,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,310,373
Interest on participant loans2010-12-31$5,193
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$190,214
Value of interest in common/collective trusts at beginning of year2010-12-31$152,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$880,299
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$6,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,181,612
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MCGLADREY & PULLEN LLP
Accountancy firm EIN2010-12-31420714325
2009 : KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES

2011: KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingYes
2011-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KAYE SCHOLER LLP CASH OR DEFERRED PLAN FOR ASSOCIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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