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NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameNORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN
Plan identification number 004

NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHERN WESTCHESTER HOSPITAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN WESTCHESTER HOSPITAL ASSOCIATION
Employer identification number (EIN):131740118
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NORTHERN WESTCHESTER HOSPITAL ASSOCIATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1916-02-24
Company Identification Number: 13576
Legal Registered Office Address: ATTN: PRESIDENT AND CEO
400 EAST MAIN STREET
MT. KISCO
United States of America (USA)
10549

More information about NORTHERN WESTCHESTER HOSPITAL ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2018-10-11
0042016-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2017-10-11
0042015-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2016-10-12
0042014-01-01KERRY FLYNN BARRETT KERRY FLYNN2015-10-12
0042013-01-01KERRY FLYNN KERRY FLYNN2014-10-13

Plan Statistics for NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN

Measure Date Value
2020: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,022
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,022
Total number of active participants reported on line 7a of the Form 55002019-01-011,022
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01108
Total of all active and inactive participants2019-01-011,130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,130
Number of participants with account balances2019-01-011,130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,001
Total number of active participants reported on line 7a of the Form 55002018-01-011,001
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01100
Total of all active and inactive participants2018-01-011,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,101
Number of participants with account balances2018-01-011,101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01912
Total number of active participants reported on line 7a of the Form 55002017-01-01912
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0187
Total of all active and inactive participants2017-01-01999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01999
Number of participants with account balances2017-01-01999
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01813
Total number of active participants reported on line 7a of the Form 55002016-01-01863
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0167
Total of all active and inactive participants2016-01-01931
Total participants2016-01-01931
Number of participants with account balances2016-01-01931
2015: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01794
Total number of active participants reported on line 7a of the Form 55002015-01-01813
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-01850
Total participants2015-01-01850
Number of participants with account balances2015-01-01850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01845
Total number of active participants reported on line 7a of the Form 55002014-01-01770
Number of other retired or separated participants entitled to future benefits2014-01-0124
Total of all active and inactive participants2014-01-01794
Total participants2014-01-01794
Number of participants with account balances2014-01-01794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01956
Total number of active participants reported on line 7a of the Form 55002013-01-01845
Total of all active and inactive participants2013-01-01845
Total participants2013-01-01845

Financial Data on NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN

Measure Date Value
2020 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$4,201,539
Total unrealized appreciation/depreciation of assets2020-12-31$4,201,539
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$28,683,621
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,526,708
Total of all expenses incurred2020-12-31$1,745,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,740,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$25,902,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,853
Total interest from all sources2020-12-31$117,242
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$207,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$207,927
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$4,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,781,355
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,902,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,719,387
Interest earned on other investments2020-12-31$117,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,754,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$4,428,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,740,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WISS & COMPANY, LLP
Accountancy firm EIN2020-12-31221732439
2019 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,386,654
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,386,654
Total unrealized appreciation/depreciation of assets2019-12-31$2,386,654
Total unrealized appreciation/depreciation of assets2019-12-31$2,386,654
Total income from all sources (including contributions)2019-12-31$7,383,597
Total income from all sources (including contributions)2019-12-31$7,383,597
Total of all expenses incurred2019-12-31$1,189,956
Total of all expenses incurred2019-12-31$1,189,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,186,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,186,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,428,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,428,842
Value of total assets at end of year2019-12-31$25,902,266
Value of total assets at end of year2019-12-31$25,902,266
Value of total assets at beginning of year2019-12-31$19,708,625
Value of total assets at beginning of year2019-12-31$19,708,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,370
Total interest from all sources2019-12-31$104,874
Total interest from all sources2019-12-31$104,874
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$233,984
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$233,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$233,984
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$233,984
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$3,370
Administrative expenses (other) incurred2019-12-31$3,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,193,641
Value of net income/loss2019-12-31$6,193,641
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,902,266
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,902,266
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,708,625
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,708,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,719,387
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,719,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,075,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,075,497
Interest earned on other investments2019-12-31$104,874
Interest earned on other investments2019-12-31$104,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,754,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,754,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,457,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,457,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$229,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$229,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,428,842
Contributions received in cash from employer2019-12-31$4,428,842
Employer contributions (assets) at end of year2019-12-31$4,428,842
Employer contributions (assets) at end of year2019-12-31$4,428,842
Employer contributions (assets) at beginning of year2019-12-31$4,175,359
Employer contributions (assets) at beginning of year2019-12-31$4,175,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,186,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,186,586
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WISS & COMPANY, LLP
Accountancy firm name2019-12-31WISS & COMPANY, LLP
Accountancy firm EIN2019-12-31221732349
Accountancy firm EIN2019-12-31221732349
2018 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,131,714
Total unrealized appreciation/depreciation of assets2018-12-31$-1,131,714
Total income from all sources (including contributions)2018-12-31$3,603,976
Total of all expenses incurred2018-12-31$1,056,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,011,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,175,359
Value of total assets at end of year2018-12-31$19,708,625
Value of total assets at beginning of year2018-12-31$17,161,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$44,965
Total interest from all sources2018-12-31$74,478
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$167,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$167,038
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$44,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,547,240
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,708,625
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,161,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,075,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,657,150
Interest earned on other investments2018-12-31$74,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,457,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,586,928
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$318,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,175,359
Employer contributions (assets) at end of year2018-12-31$4,175,359
Employer contributions (assets) at beginning of year2018-12-31$3,917,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,011,771
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WISS & COMPANY, LLP
Accountancy firm EIN2018-12-31221732349
2017 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,081,320
Total unrealized appreciation/depreciation of assets2017-12-31$1,081,320
Total income from all sources (including contributions)2017-12-31$5,425,985
Total of all expenses incurred2017-12-31$374,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$372,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,917,307
Value of total assets at end of year2017-12-31$17,161,385
Value of total assets at beginning of year2017-12-31$12,109,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,090
Total interest from all sources2017-12-31$53,037
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$113,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$113,552
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$2,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,051,888
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,161,385
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,109,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,657,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,368,672
Interest earned on other investments2017-12-31$53,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,586,928
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,325,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$260,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,917,307
Employer contributions (assets) at end of year2017-12-31$3,917,307
Employer contributions (assets) at beginning of year2017-12-31$3,415,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$372,007
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WISS & COMPANY, LLP
Accountancy firm EIN2017-12-31221732349
2016 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,898,281
Total of all expenses incurred2016-12-31$419,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$417,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,415,558
Value of total assets at end of year2016-12-31$12,109,497
Value of total assets at beginning of year2016-12-31$8,630,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,543
Total interest from all sources2016-12-31$38,488
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$81,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$81,558
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$1,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,479,228
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,109,497
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,630,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,368,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,195,917
Interest earned on other investments2016-12-31$38,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,325,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,328,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$362,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,415,558
Employer contributions (assets) at end of year2016-12-31$3,415,558
Employer contributions (assets) at beginning of year2016-12-31$3,106,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$417,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WISS & COMPANY, LLP
Accountancy firm EIN2016-12-31221732349
2015 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,112,729
Total of all expenses incurred2015-12-31$195,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$194,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,112,782
Value of total assets at end of year2015-12-31$8,630,269
Value of total assets at beginning of year2015-12-31$5,713,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,005
Total interest from all sources2015-12-31$26,653
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$51,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$51,499
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$6,667
Administrative expenses (other) incurred2015-12-31$1,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,917,260
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,630,269
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,713,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,195,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,604,202
Interest earned on other investments2015-12-31$26,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,328,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,145,913
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-78,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,106,115
Employer contributions (assets) at end of year2015-12-31$3,106,115
Employer contributions (assets) at beginning of year2015-12-31$2,962,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$194,464
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WISS & COMPANY, LLP
Accountancy firm EIN2015-12-31221732349
2014 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$3,047,774
Total of all expenses incurred2014-12-31$78,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$77,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,962,894
Value of total assets at end of year2014-12-31$5,713,009
Value of total assets at beginning of year2014-12-31$2,743,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$193
Total interest from all sources2014-12-31$11,984
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$20,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$20,190
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,969,755
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,713,009
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,743,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,604,202
Interest earned on other investments2014-12-31$11,984
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,145,913
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$52,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,962,894
Employer contributions (assets) at end of year2014-12-31$2,962,894
Employer contributions (assets) at beginning of year2014-12-31$2,743,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$77,826
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WISS & COMPANY LLP
Accountancy firm EIN2014-12-31221732349
2013 : NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,743,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,743,254
Value of total assets at end of year2013-12-31$2,743,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,743,254
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,743,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,743,254
Employer contributions (assets) at end of year2013-12-31$2,743,254
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WISS & COMPANY LLP
Accountancy firm EIN2013-12-31221732349

Form 5500 Responses for NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN

2020: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN WESTCHESTER HOSPITAL 401(A) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074043
Policy instance 1
Insurance contract or identification number074043
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074043
Policy instance 1
Insurance contract or identification number074043
Number of Individuals Covered1022
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074043
Policy instance 1
Insurance contract or identification number074043
Number of Individuals Covered1001
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074043
Policy instance 1
Insurance contract or identification number074043
Number of Individuals Covered999
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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