401k Plan data: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN plan

ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 401k Plan overview

Plan Name	ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN
Plan identification number	002

ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ALLEGHENY ENERGY SERVICE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ALLEGHENY ENERGY SERVICE CORPORATION

Employer identification number (EIN): 131993896

NAIC Classification: 221100

Additional information about ALLEGHENY ENERGY SERVICE CORPORATION

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE

Incorporation Date:

Company Identification Number: 7726

More information about ALLEGHENY ENERGY SERVICE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 CHRISTINE WALKER
002 2011-01-01 CHRISTINE WALKER
002 2010-01-01 DAVID LUTZ
002 2009-01-01 DAVID LUTZ EDWARD DUDZINSKI 2010-07-29

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-01-01	CHRISTINE WALKER
002	2011-01-01	CHRISTINE WALKER
002	2010-01-01	DAVID LUTZ
002	2009-01-01	DAVID LUTZ	EDWARD DUDZINSKI	2010-07-29

Plan Statistics for ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

401k plan membership statisitcs for ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Measure Date Value
2012: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5,374
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5,098
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4,120
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 722
Total of all active and inactive participants 2011-01-01 4,842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4,842
Number of participants with account balances 2011-01-01 4,842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 6,884
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4,316
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 994
Total of all active and inactive participants 2010-01-01 5,310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 64
Total participants 2010-01-01 5,374
Number of participants with account balances 2010-01-01 5,098
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 34
2009: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7,120
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4,496
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2,326
Total of all active and inactive participants 2009-01-01 6,822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 62
Total participants 2009-01-01 6,884
Number of participants with account balances 2009-01-01 6,604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 33

Measure	Date	Value
2012: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5,374
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5,098
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4,120
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	722
Total of all active and inactive participants	2011-01-01	4,842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4,842
Number of participants with account balances	2011-01-01	4,842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	6,884
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4,316
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	994
Total of all active and inactive participants	2010-01-01	5,310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	64
Total participants	2010-01-01	5,374
Number of participants with account balances	2010-01-01	5,098
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	34
2009: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7,120
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4,496
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2,326
Total of all active and inactive participants	2009-01-01	6,822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	62
Total participants	2009-01-01	6,884
Number of participants with account balances	2009-01-01	6,604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	33

Financial Data on ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Measure	Date	Value
2012 : ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-04-05	$3,934,563
Total unrealized appreciation/depreciation of assets	2012-04-05	$3,934,563
Total transfer of assets from this plan	2012-04-05	$759,003,663
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-04-05	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-04-05	$31,402
Total income from all sources (including contributions)	2012-04-05	$70,595,911
Total of all expenses incurred	2012-04-05	$48,744,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-04-05	$48,991,943
Expenses. Certain deemed distributions of participant loans	2012-04-05	$-272,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-04-05	$10,201,720
Value of total assets at end of year	2012-04-05	$0
Value of total assets at beginning of year	2012-04-05	$737,183,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-04-05	$24,698
Total interest from all sources	2012-04-05	$186,349
Total dividends received (eg from common stock, registered investment company shares)	2012-04-05	$2,892,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-04-05	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-04-05	$1,564,804
Assets. Real estate other than employer real property at end of year	2012-04-05	$0
Administrative expenses professional fees incurred	2012-04-05	$18,218
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-04-05	$0
Was this plan covered by a fidelity bond	2012-04-05	Yes
Value of fidelity bond cover	2012-04-05	$15,000,000
If this is an individual account plan, was there a blackout period	2012-04-05	No
Were there any nonexempt tranactions with any party-in-interest	2012-04-05	No
Contributions received from participants	2012-04-05	$7,373,371
Participant contributions at end of year	2012-04-05	$0
Participant contributions at beginning of year	2012-04-05	$13,185,012
Participant contributions at end of year	2012-04-05	$0
Participant contributions at beginning of year	2012-04-05	$36,250
Assets. Other investments not covered elsewhere at end of year	2012-04-05	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-04-05	$0
Assets. Loans (other than to participants) at end of year	2012-04-05	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-04-05	$0
Administrative expenses (other) incurred	2012-04-05	$93
Liabilities. Value of operating payables at end of year	2012-04-05	$0
Liabilities. Value of operating payables at beginning of year	2012-04-05	$31,402
Total non interest bearing cash at end of year	2012-04-05	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-04-05	No
Value of net income/loss	2012-04-05	$21,851,479
Value of net assets at end of year (total assets less liabilities)	2012-04-05	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-04-05	$737,152,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-04-05	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-04-05	No
Were any leases to which the plan was party in default or uncollectible	2012-04-05	No
Assets. partnership/joint venture interests at end of year	2012-04-05	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-04-05	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-04-05	$454,034,051
Interest on participant loans	2012-04-05	$186,349
Value of interest in common/collective trusts at end of year	2012-04-05	$0
Value of interest in common/collective trusts at beginning of year	2012-04-05	$151,960,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-04-05	$0
Asset value of US Government securities at end of year	2012-04-05	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-04-05	$50,959,536
Net investment gain or loss from common/collective trusts	2012-04-05	$2,421,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-04-05	No
Was there a failure to transmit to the plan any participant contributions	2012-04-05	No
Has the plan failed to provide any benefit when due under the plan	2012-04-05	No
Assets. Invements in employer securities at end of year	2012-04-05	$0
Assets. Invements in employer securities at beginning of year	2012-04-05	$116,786,330
Assets. Value of employer real property at end of year	2012-04-05	$0
Contributions received in cash from employer	2012-04-05	$2,828,349
Employer contributions (assets) at end of year	2012-04-05	$0
Employer contributions (assets) at beginning of year	2012-04-05	$1,181,539
Income. Dividends from common stock	2012-04-05	$1,327,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-04-05	$48,991,943
Asset. Corporate debt instrument preferred debt at end of year	2012-04-05	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-04-05	$0
Contract administrator fees	2012-04-05	$6,387
Assets. Corporate common stocks other than exployer securities at end of year	2012-04-05	$0
Liabilities. Value of benefit claims payable at end of year	2012-04-05	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-04-05	$0
Did the plan have assets held for investment	2012-04-05	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-04-05	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-04-05	Yes
Liabilities. Value of acquisition indebtedness at end of year	2012-04-05	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-04-05	No
Opinion of an independent qualified public accountant for this plan	2012-04-05	Unqualified
Accountancy firm name	2012-04-05	BOBER MARKEY FEDOROVICH & COMPANY
Accountancy firm EIN	2012-04-05	341523030
2011 : ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$22,771,731
Total unrealized appreciation/depreciation of assets	2011-12-31	$22,771,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$31,402
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$21,250
Total income from all sources (including contributions)	2011-12-31	$70,826,741
Total of all expenses incurred	2011-12-31	$55,040,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$54,851,023
Expenses. Certain deemed distributions of participant loans	2011-12-31	$9,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$39,074,805
Value of total assets at end of year	2011-12-31	$737,183,586
Value of total assets at beginning of year	2011-12-31	$721,386,876
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$179,672
Total interest from all sources	2011-12-31	$671,136
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$17,558,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$12,730,746
Administrative expenses professional fees incurred	2011-12-31	$86,855
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$30,142,140
Participant contributions at end of year	2011-12-31	$13,185,012
Participant contributions at beginning of year	2011-12-31	$14,126,061
Participant contributions at end of year	2011-12-31	$1,181,539
Participant contributions at beginning of year	2011-12-31	$860,594
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$36,250
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$30,000
Other income not declared elsewhere	2011-12-31	$145,000
Administrative expenses (other) incurred	2011-12-31	$2,016
Liabilities. Value of operating payables at end of year	2011-12-31	$31,402
Liabilities. Value of operating payables at beginning of year	2011-12-31	$21,250
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$15,786,558
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$737,152,184
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$721,365,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$454,034,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$466,830,285
Interest on participant loans	2011-12-31	$671,136
Value of interest in common/collective trusts at end of year	2011-12-31	$151,960,404
Value of interest in common/collective trusts at beginning of year	2011-12-31	$131,385,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-11,312,775
Net investment gain or loss from common/collective trusts	2011-12-31	$1,918,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$116,786,330
Assets. Invements in employer securities at beginning of year	2011-12-31	$108,154,509
Contributions received in cash from employer	2011-12-31	$8,932,665
Income. Dividends from common stock	2011-12-31	$4,827,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$54,851,023
Contract administrator fees	2011-12-31	$30,801
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
2010 : ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$3,597,060
Total unrealized appreciation/depreciation of assets	2010-12-31	$3,597,060
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$21,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$184
Total income from all sources (including contributions)	2010-12-31	$115,764,890
Total loss/gain on sale of assets	2010-12-31	$-371,439
Total of all expenses incurred	2010-12-31	$39,846,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$39,671,204
Expenses. Certain deemed distributions of participant loans	2010-12-31	$23,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$38,541,907
Value of total assets at end of year	2010-12-31	$721,386,876
Value of total assets at beginning of year	2010-12-31	$645,447,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$152,048
Total interest from all sources	2010-12-31	$825,910
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$15,263,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$12,787,964
Administrative expenses professional fees incurred	2010-12-31	$52,656
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$29,143,960
Participant contributions at end of year	2010-12-31	$14,126,061
Participant contributions at beginning of year	2010-12-31	$14,032,395
Participant contributions at end of year	2010-12-31	$860,594
Participant contributions at beginning of year	2010-12-31	$1,068,207
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$417,457
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$30,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$30,000
Other income not declared elsewhere	2010-12-31	$120,000
Administrative expenses (other) incurred	2010-12-31	$9,161
Liabilities. Value of operating payables at end of year	2010-12-31	$21,250
Liabilities. Value of operating payables at beginning of year	2010-12-31	$184
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$34,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$75,918,141
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$721,365,626
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$645,447,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$466,830,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$405,360,093
Interest on participant loans	2010-12-31	$825,910
Value of interest in common/collective trusts at end of year	2010-12-31	$131,385,427
Value of interest in common/collective trusts at beginning of year	2010-12-31	$121,327,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$50,017,862
Net investment gain or loss from common/collective trusts	2010-12-31	$7,770,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$108,154,509
Assets. Invements in employer securities at beginning of year	2010-12-31	$103,594,950
Contributions received in cash from employer	2010-12-31	$8,980,490
Income. Dividends from common stock	2010-12-31	$2,475,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$39,671,204
Contract administrator fees	2010-12-31	$30,231
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$8,727,135
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$9,098,574
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2010-12-31	133891517

Form 5500 Responses for ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

2012: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ALLEGHENY ENERGY EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ALLEGHENY ENERGY SERVICE CORPORATION
Employer identification number (EIN):	131993896
NAIC Classification:	221100

Jurisdiction of Incorporation:	COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number:	7726