401k Plan data: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY plan

STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 401k Plan overview

Plan Name	STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY
Plan identification number	505

STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Long-term disability cover

401k Sponsoring company profile

STERLING BANCORP AND SUBSIDIARIES has sponsored the creation of one or more 401k plans.

Company Name: STERLING BANCORP AND SUBSIDIARIES

Employer identification number (EIN): 132565216

NAIC Classification: 551111
NAIC Description: Offices of Bank Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
505 2013-01-01 JEAN STRELLA
505 2012-01-01 MINDY STERN
505 2011-01-01 MINDY STERN
505 2010-01-01 ELIZABETH DEBARO
505 2009-01-01 ELIZABETH DEBARO

Plan id#	Filing Submission Date	Name of Administrator
505	2013-01-01	JEAN STRELLA
505	2012-01-01	MINDY STERN
505	2011-01-01	MINDY STERN
505	2010-01-01	ELIZABETH DEBARO
505	2009-01-01	ELIZABETH DEBARO

Plan Statistics for STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY

401k plan membership statisitcs for STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY

Measure Date Value
2013: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2013 401k membership
Total participants, beginning-of-year 2013-01-01 294
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
2012: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2012 401k membership
Total participants, beginning-of-year 2012-01-01 539
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 285
Number of retired or separated participants receiving benefits 2012-01-01 6
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 294
2011: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2011 401k membership
Total participants, beginning-of-year 2011-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 516
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 516
2010: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2010 401k membership
Total participants, beginning-of-year 2010-01-01 296
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 286
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 286
Number of participants with account balances 2010-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2009 401k membership
Total participants, beginning-of-year 2009-01-01 297
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 296
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 296
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2013 401k membership
Total participants, beginning-of-year	2013-01-01	294
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
2012: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2012 401k membership
Total participants, beginning-of-year	2012-01-01	539
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	285
Number of retired or separated participants receiving benefits	2012-01-01	6
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	294
2011: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2011 401k membership
Total participants, beginning-of-year	2011-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	516
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	516
2010: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2010 401k membership
Total participants, beginning-of-year	2010-01-01	296
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	286
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	286
Number of participants with account balances	2010-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2009 401k membership
Total participants, beginning-of-year	2009-01-01	297
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	296
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	296
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Form 5500 Responses for STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY

2013: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: STERLING NATIONAL BANK AND STERLING BANCORP LONG TERM DISABILITY 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	STERLING BANCORP AND SUBSIDIARIES
Employer identification number (EIN):	132565216
NAIC Classification:	551111
NAIC Description:	Offices of Bank Holding Companies