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EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameEATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN
Plan identification number 002

EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EATON & VAN WINKLE LLP has sponsored the creation of one or more 401k plans.

Company Name:EATON & VAN WINKLE LLP
Employer identification number (EIN):132607792
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about EATON & VAN WINKLE LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2002-09-04
Company Identification Number: 2807806
Legal Registered Office Address: 3 PARK AVE.
16TH FLOOR
NEW YORK
United States of America (USA)
10016

More information about EATON & VAN WINKLE LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01DAVID SPIVAK2021-08-02
0022019-01-01DAVID SPIVAK2020-10-14
0022018-01-01DAVID SPIVAK2019-10-15
0022017-01-01DAVID SPIVAK2018-10-16
0022017-01-01
0022017-01-01
0022016-01-01DAVID SPIVAK2017-10-11
0022015-01-01DAVID SPIVAK
0022014-01-01DAVID SPIVAK
0022013-01-01DAVID SPIVAK
0022012-01-01DAVID SPIVAK
0022011-01-01DAVID B. SPIVAK
0022009-01-01DAVID B SPIVAK

Plan Statistics for EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0176
Total number of active participants reported on line 7a of the Form 55002015-01-0170
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0182
Number of participants with account balances2015-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0172
Total number of active participants reported on line 7a of the Form 55002014-01-0165
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0176
Number of participants with account balances2014-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0165
Total number of active participants reported on line 7a of the Form 55002013-01-0160
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0172
Number of participants with account balances2013-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0160
Total number of active participants reported on line 7a of the Form 55002012-01-0153
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0165
Number of participants with account balances2012-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0158
Total number of active participants reported on line 7a of the Form 55002011-01-0154
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0166
Number of participants with account balances2011-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0156
Total number of active participants reported on line 7a of the Form 55002009-01-0144
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0155
Number of participants with account balances2009-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$820,376
Expenses. Total of all expenses incurred2015-12-31$960,275
Benefits paid (including direct rollovers)2015-12-31$959,722
Total plan assets at end of year2015-12-31$14,907,008
Total plan assets at beginning of year2015-12-31$15,046,907
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$453,864
Expenses. Other expenses not covered elsewhere2015-12-31$553
Other income received2015-12-31$-94,689
Net income (gross income less expenses)2015-12-31$-139,899
Net plan assets at end of year (total assets less liabilities)2015-12-31$14,907,008
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$15,046,907
Assets. Value of participant loans2015-12-31$304,169
Total contributions received or receivable from employer(s)2015-12-31$461,201
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
2014 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,654,120
Expenses. Total of all expenses incurred2014-12-31$855,399
Benefits paid (including direct rollovers)2014-12-31$854,944
Total plan assets at end of year2014-12-31$15,046,907
Total plan assets at beginning of year2014-12-31$14,248,186
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$641,821
Expenses. Other expenses not covered elsewhere2014-12-31$455
Contributions received from other sources (not participants or employers)2014-12-31$4,236
Other income received2014-12-31$420,640
Net income (gross income less expenses)2014-12-31$798,721
Net plan assets at end of year (total assets less liabilities)2014-12-31$15,046,907
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$14,248,186
Assets. Value of participant loans2014-12-31$258,011
Total contributions received or receivable from employer(s)2014-12-31$587,423
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$3,133,180
Expenses. Total of all expenses incurred2013-12-31$2,261,594
Benefits paid (including direct rollovers)2013-12-31$2,261,298
Total plan assets at end of year2013-12-31$14,248,186
Total plan assets at beginning of year2013-12-31$13,376,600
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$600,811
Expenses. Other expenses not covered elsewhere2013-12-31$296
Contributions received from other sources (not participants or employers)2013-12-31$23,748
Other income received2013-12-31$1,996,022
Net income (gross income less expenses)2013-12-31$871,586
Net plan assets at end of year (total assets less liabilities)2013-12-31$14,248,186
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$13,376,600
Assets. Value of participant loans2013-12-31$202,663
Total contributions received or receivable from employer(s)2013-12-31$512,599
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,808,392
Expenses. Total of all expenses incurred2012-12-31$526,505
Benefits paid (including direct rollovers)2012-12-31$521,821
Total plan assets at end of year2012-12-31$13,376,600
Total plan assets at beginning of year2012-12-31$12,094,713
Total contributions received or receivable from participants2012-12-31$504,731
Expenses. Other expenses not covered elsewhere2012-12-31$202
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$995,785
Net income (gross income less expenses)2012-12-31$1,281,887
Net plan assets at end of year (total assets less liabilities)2012-12-31$13,376,600
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$12,094,713
Assets. Value of participant loans2012-12-31$212,172
Total contributions received or receivable from employer(s)2012-12-31$307,876
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$4,482
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$893,029
Expenses. Total of all expenses incurred2011-12-31$274,994
Benefits paid (including direct rollovers)2011-12-31$262,067
Total plan assets at end of year2011-12-31$12,094,713
Total plan assets at beginning of year2011-12-31$11,476,678
Total contributions received or receivable from participants2011-12-31$490,801
Expenses. Other expenses not covered elsewhere2011-12-31$71
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-13,844
Net income (gross income less expenses)2011-12-31$618,035
Net plan assets at end of year (total assets less liabilities)2011-12-31$12,094,713
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$11,476,678
Assets. Value of participant loans2011-12-31$135,389
Total contributions received or receivable from employer(s)2011-12-31$416,072
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$12,856
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$1,864,719
Expenses. Total of all expenses incurred2010-12-31$483,912
Benefits paid (including direct rollovers)2010-12-31$483,912
Total plan assets at end of year2010-12-31$11,476,678
Total plan assets at beginning of year2010-12-31$10,095,871
Total contributions received or receivable from participants2010-12-31$470,805
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$953,992
Net income (gross income less expenses)2010-12-31$1,380,807
Net plan assets at end of year (total assets less liabilities)2010-12-31$11,476,678
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$10,095,871
Assets. Value of participant loans2010-12-31$46,312
Total contributions received or receivable from employer(s)2010-12-31$439,922
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total income from all sources2009-12-31$2,103,969
Expenses. Total of all expenses incurred2009-12-31$76,496
Benefits paid (including direct rollovers)2009-12-31$76,496
Total plan assets at end of year2009-12-31$10,095,871
Total plan assets at beginning of year2009-12-31$8,068,398
Total contributions received or receivable from participants2009-12-31$431,037
Expenses. Other expenses not covered elsewhere2009-12-31$0
Contributions received from other sources (not participants or employers)2009-12-31$0
Other income received2009-12-31$1,341,804
Net income (gross income less expenses)2009-12-31$2,027,473
Net plan assets at end of year (total assets less liabilities)2009-12-31$10,095,871
Net plan assets at beginning of year (total assets less liabilities)2009-12-31$8,068,398
Assets. Value of participant loans2009-12-31$64,948
Total contributions received or receivable from employer(s)2009-12-31$331,128
Value of certain deemed distributions of participant loans2009-12-31$0
Value of corrective distributions2009-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN

2015: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EATON & VAN WINKLE LLP 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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