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MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN 401k Plan overview

Plan NameMORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN
Plan identification number 507

MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Dental
  • Vision

401k Sponsoring company profile

SANDLER O'NEILL ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:SANDLER O'NEILL ASSET MANAGEMENT, LLC
Employer identification number (EIN):132655998
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5072010-01-01CINDY LUKAS KIM M MURRAY2011-11-09
5072009-01-01CINDY LUKAS KIM MURRAY2010-10-13
5072009-01-01CINDY LUKAS KIM MURRAY2010-10-13

Plan Statistics for MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN

401k plan membership statisitcs for MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN

Measure Date Value
2010: MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0130,931
Total number of active participants reported on line 7a of the Form 55002010-01-0144,809
Number of retired or separated participants receiving benefits2010-01-013,564
Total of all active and inactive participants2010-01-0148,373
2009: MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0131,838
Total number of active participants reported on line 7a of the Form 55002009-01-0127,774
Number of retired or separated participants receiving benefits2009-01-011,882
Number of other retired or separated participants entitled to future benefits2009-01-011,275
Total of all active and inactive participants2009-01-0130,931

Form 5500 Responses for MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN

2010: MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – General assets of the sponsorYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – General assets of the sponsorYes
2009: MORGAN STANLEY HEALTH AND WELFARE BENEFITS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – General assets of the sponsorYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – General assets of the sponsorYes

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