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EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 401k Plan overview

Plan NameEMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC.
Plan identification number 002

EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

HILLIARD FARBER & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:HILLIARD FARBER & CO., INC.
Employer identification number (EIN):132838632

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-11-01RICHARD J. COTTER RICHARD J. COTTER2014-05-29
0022011-11-01RICHARD J. COTTER RICHARD J. COTTER2013-08-08
0022010-11-01RICHARD J. COTTER
0022009-11-01RICHARD J. COTTER
0022008-11-01

Plan Statistics for EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC.

401k plan membership statisitcs for EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC.

Measure Date Value
2012: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2012 401k membership
Total participants, beginning-of-year2012-11-013
Number of other retired or separated participants entitled to future benefits2012-11-011
Total of all active and inactive participants2012-11-011
Total participants2012-11-011
Number of participants with account balances2012-11-011
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2011 401k membership
Total participants, beginning-of-year2011-11-019
Number of other retired or separated participants entitled to future benefits2011-11-013
Total of all active and inactive participants2011-11-013
Total participants2011-11-013
Number of participants with account balances2011-11-013
2010: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2010 401k membership
Total participants, beginning-of-year2010-11-0114
Total number of active participants reported on line 7a of the Form 55002010-11-011
Number of other retired or separated participants entitled to future benefits2010-11-018
Total of all active and inactive participants2010-11-019
Total participants2010-11-019
Number of participants with account balances2010-11-019
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2009 401k membership
Total participants, beginning-of-year2009-11-0193
Total number of active participants reported on line 7a of the Form 55002009-11-013
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0111
Total of all active and inactive participants2009-11-0114
Total participants2009-11-0114
Number of participants with account balances2009-11-0114

Financial Data on EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC.

Measure Date Value
2013 : EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2013 401k financial data
Total income from all sources2013-10-31$11
Expenses. Total of all expenses incurred2013-10-31$55,487
Benefits paid (including direct rollovers)2013-10-31$55,487
Total plan assets at end of year2013-10-31$55,922
Total plan assets at beginning of year2013-10-31$111,398
Other income received2013-10-31$11
Net income (gross income less expenses)2013-10-31$-55,476
Net plan assets at end of year (total assets less liabilities)2013-10-31$55,922
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$111,398
2012 : EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2012 401k financial data
Total income from all sources2012-10-31$23
Expenses. Total of all expenses incurred2012-10-31$327,386
Benefits paid (including direct rollovers)2012-10-31$327,386
Total plan assets at end of year2012-10-31$111,398
Total plan assets at beginning of year2012-10-31$438,761
Other income received2012-10-31$23
Net income (gross income less expenses)2012-10-31$-327,363
Net plan assets at end of year (total assets less liabilities)2012-10-31$111,398
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$438,761
2011 : EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2011 401k financial data
Total income from all sources2011-10-31$132
Expenses. Total of all expenses incurred2011-10-31$1,276,458
Benefits paid (including direct rollovers)2011-10-31$1,276,458
Total plan assets at end of year2011-10-31$438,761
Total plan assets at beginning of year2011-10-31$1,715,087
Other income received2011-10-31$132
Net income (gross income less expenses)2011-10-31$-1,276,326
Net plan assets at end of year (total assets less liabilities)2011-10-31$438,761
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$1,715,087

Form 5500 Responses for EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC.

2012: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2010: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01This submission is the final filingNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes
2008: EMPLOYEE STOCK OWNERSHIP PLAN OF HILLIARD FARBER & CO., INC. 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

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