401k Plan data: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN plan

STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN
Plan identification number	002

STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OCEAN VIEW MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: OCEAN VIEW MANAGEMENT, INC.

Employer identification number (EIN): 133138888

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 MARY BETH SPRINGSTEAD
002 2013-01-01 MARY BETH SPRINGSTEAD
002 2012-01-01 DONNA DEKOWSKI
002 2011-01-01 DONNA DEKOWSKI
002 2010-01-01 DONNA DEKOWSKI
002 2009-01-01 ANDREW ESPOSITO ANDREW ESPOSITO 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	MARY BETH SPRINGSTEAD
002	2013-01-01	MARY BETH SPRINGSTEAD
002	2012-01-01	DONNA DEKOWSKI
002	2011-01-01	DONNA DEKOWSKI
002	2010-01-01	DONNA DEKOWSKI
002	2009-01-01	ANDREW ESPOSITO	ANDREW ESPOSITO	2010-10-15

Plan Statistics for STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN

401k plan membership statisitcs for STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN

Measure Date Value
2014: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 387
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 377
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 228
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 157
Total of all active and inactive participants 2013-01-01 386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 387
Number of participants with account balances 2013-01-01 387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 373
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 204
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 171
Total of all active and inactive participants 2012-01-01 375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 377
Number of participants with account balances 2012-01-01 377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 357
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 242
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 130
Total of all active and inactive participants 2011-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 373
Number of participants with account balances 2011-01-01 373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 371
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 237
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 118
Total of all active and inactive participants 2010-01-01 355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 357
Number of participants with account balances 2010-01-01 357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 526
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 302
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 160
Total of all active and inactive participants 2009-01-01 462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 464
Number of participants with account balances 2009-01-01 371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	387
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	377
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	228
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	157
Total of all active and inactive participants	2013-01-01	386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	387
Number of participants with account balances	2013-01-01	387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	373
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	204
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	171
Total of all active and inactive participants	2012-01-01	375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	377
Number of participants with account balances	2012-01-01	377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	357
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	242
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	130
Total of all active and inactive participants	2011-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	373
Number of participants with account balances	2011-01-01	373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	371
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	237
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	118
Total of all active and inactive participants	2010-01-01	355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	357
Number of participants with account balances	2010-01-01	357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	526
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	302
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	160
Total of all active and inactive participants	2009-01-01	462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	464
Number of participants with account balances	2009-01-01	371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN

Measure	Date	Value
2014 : STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$30,627,983
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$18,046
Total income from all sources (including contributions)	2014-12-31	$2,064,890
Total of all expenses incurred	2014-12-31	$2,340,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,266,486
Expenses. Certain deemed distributions of participant loans	2014-12-31	$42,909
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$30,922,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$31,505
Total interest from all sources	2014-12-31	$13,499
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$378,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$378,447
Administrative expenses professional fees incurred	2014-12-31	$8,228
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$337,247
Administrative expenses (other) incurred	2014-12-31	$23,277
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$7,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-276,010
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$30,903,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$27,795,469
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,747,453
Interest on participant loans	2014-12-31	$13,252
Interest earned on other investments	2014-12-31	$247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$22,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,626,258
Net investment gain/loss from pooled separate accounts	2014-12-31	$46,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$12,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,266,486
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$18,046
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2014-12-31	222027092
2013 : STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$18,046
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,770,446
Total of all expenses incurred	2013-12-31	$864,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$856,203
Expenses. Certain deemed distributions of participant loans	2013-12-31	$6,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,907,431
Value of total assets at end of year	2013-12-31	$30,922,039
Value of total assets at beginning of year	2013-12-31	$24,998,341
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,429
Total interest from all sources	2013-12-31	$11,632
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$434,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$434,333
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,207,344
Participant contributions at end of year	2013-12-31	$337,247
Participant contributions at beginning of year	2013-12-31	$262,023
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$21,282
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$25,513
Administrative expenses (other) incurred	2013-12-31	$2,429
Total non interest bearing cash at end of year	2013-12-31	$7,281
Total non interest bearing cash at beginning of year	2013-12-31	$7,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,905,652
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$30,903,993
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,998,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$27,795,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$21,599,002
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,747,453
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,071,641
Interest on participant loans	2013-12-31	$11,411
Interest earned on other investments	2013-12-31	$221
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$22,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$22,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,465,611
Net investment gain/loss from pooled separate accounts	2013-12-31	$-48,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$674,574
Employer contributions (assets) at end of year	2013-12-31	$12,103
Employer contributions (assets) at beginning of year	2013-12-31	$15,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$856,203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$18,046
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2013-12-31	222027092
2012 : STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,672,996
Total of all expenses incurred	2012-12-31	$608,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$586,284
Expenses. Certain deemed distributions of participant loans	2012-12-31	$13,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,950,947
Value of total assets at end of year	2012-12-31	$24,998,341
Value of total assets at beginning of year	2012-12-31	$20,933,818
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,452
Total interest from all sources	2012-12-31	$11,193
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$444,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$444,163
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,271,759
Participant contributions at end of year	2012-12-31	$262,023
Participant contributions at beginning of year	2012-12-31	$289,877
Participant contributions at end of year	2012-12-31	$21,282
Participant contributions at beginning of year	2012-12-31	$15,457
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$39,766
Administrative expenses (other) incurred	2012-12-31	$8,452
Total non interest bearing cash at end of year	2012-12-31	$7,281
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,064,523
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,998,341
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$20,933,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$21,599,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$17,909,863
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,071,641
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,670,958
Interest on participant loans	2012-12-31	$11,082
Interest earned on other investments	2012-12-31	$111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$22,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$23,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,163,793
Net investment gain/loss from pooled separate accounts	2012-12-31	$102,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$639,422
Employer contributions (assets) at end of year	2012-12-31	$15,040
Employer contributions (assets) at beginning of year	2012-12-31	$24,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$586,284
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2012-12-31	222027092
2011 : STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,819,236
Total of all expenses incurred	2011-12-31	$1,800,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,789,790
Expenses. Certain deemed distributions of participant loans	2011-12-31	$9,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,053,065
Value of total assets at end of year	2011-12-31	$20,933,818
Value of total assets at beginning of year	2011-12-31	$20,915,298
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$996
Total interest from all sources	2011-12-31	$16,916
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$309,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$309,393
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,337,904
Participant contributions at end of year	2011-12-31	$289,877
Participant contributions at beginning of year	2011-12-31	$301,373
Participant contributions at end of year	2011-12-31	$15,457
Participant contributions at beginning of year	2011-12-31	$19,290
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$50,354
Administrative expenses (other) incurred	2011-12-31	$996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$18,520
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$20,933,818
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,915,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$17,909,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$18,152,119
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,670,958
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,411,289
Interest on participant loans	2011-12-31	$16,916
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$23,516
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$20,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-631,433
Net investment gain/loss from pooled separate accounts	2011-12-31	$71,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$664,807
Employer contributions (assets) at end of year	2011-12-31	$24,147
Employer contributions (assets) at beginning of year	2011-12-31	$10,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,789,790
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2011-12-31	222027092
2010 : STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$4,640,755
Total of all expenses incurred	2010-12-31	$2,647,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,630,180
Expenses. Certain deemed distributions of participant loans	2010-12-31	$14,793
Value of total corrective distributions	2010-12-31	$1,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,302,409
Value of total assets at end of year	2010-12-31	$20,915,298
Value of total assets at beginning of year	2010-12-31	$18,922,058
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,111
Total interest from all sources	2010-12-31	$11,604
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$324,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$324,722
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,095,834
Participant contributions at end of year	2010-12-31	$301,373
Participant contributions at beginning of year	2010-12-31	$248,288
Participant contributions at end of year	2010-12-31	$19,290
Participant contributions at beginning of year	2010-12-31	$73,213
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$702,473
Administrative expenses (other) incurred	2010-12-31	$1,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,993,240
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$20,915,298
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$18,922,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$18,152,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$16,099,586
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,411,289
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,470,212
Interest on participant loans	2010-12-31	$11,593
Interest earned on other investments	2010-12-31	$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$20,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$626
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,918,180
Net investment gain/loss from pooled separate accounts	2010-12-31	$83,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$504,102
Employer contributions (assets) at end of year	2010-12-31	$10,806
Employer contributions (assets) at beginning of year	2010-12-31	$30,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,630,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WITHUM SMITH & BROWN
Accountancy firm EIN	2010-12-31	222027092

Form 5500 Responses for STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN

2014: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: STATEN ISLAND AFFILIATED SERVICES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OCEAN VIEW MANAGEMENT, INC.
Employer identification number (EIN):	133138888
NAIC Classification:	531310