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SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 401k Plan overview

Plan NameSHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND
Plan identification number 001

SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BD OF TRUSTEES OF SHEET METAL WORKERS UNION L38 PROFIT SHARING FD has sponsored the creation of one or more 401k plans.

Company Name:BD OF TRUSTEES OF SHEET METAL WORKERS UNION L38 PROFIT SHARING FD
Employer identification number (EIN):133319782
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01JAMES D'ANNIBALE2024-09-11 MICHAEL COLOMBO2024-09-11
0012022-01-01MICHAEL COLOMBO2023-09-21 WALTER E. GREENWOOD2023-09-21
0012021-01-01JAMES D'ANNIBALE2022-09-06 MICHAEL COLOMBO2022-09-01
0012020-01-01MICHAEL COLOMBO2021-09-07 WALTER E. GREENWOOD2021-09-07
0012019-01-01NICK COLOMBO JR.2020-08-25 WALTER E. GREENWOOD2020-08-25
0012018-01-01NICK COLOMBO JR.2019-09-10 WALTER E. GREENWOOD2019-09-10
0012017-01-01
0012016-01-01CAROL WESTFALL
0012015-01-01CAROL WESTFALL
0012014-01-01JOHN TARR TRUSTEE
0012013-01-01JOHN TARR TRUSTEE
0012012-01-01JOHN TARR TRUSTEE
0012011-01-01STEVE QUARANTO TRUSTEE
0012010-01-01STEVE QUARANTO TRUSTEE
0012009-01-01STEVE QUARANTO LAWRENCE STURGIS2010-09-23

Plan Statistics for SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND

401k plan membership statisitcs for SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND

Measure Date Value
2023: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2023 401k membership
Total participants, beginning-of-year2023-01-011,418
Total number of active participants reported on line 7a of the Form 55002023-01-011,243
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01174
Total of all active and inactive participants2023-01-011,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0128
Total participants2023-01-011,445
Number of participants with account balances2023-01-011,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
Number of employers contributing to the scheme2023-01-0171
2022: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2022 401k membership
Total participants, beginning-of-year2022-01-011,225
Total number of active participants reported on line 7a of the Form 55002022-01-011,090
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01303
Total of all active and inactive participants2022-01-011,393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0125
Total participants2022-01-011,418
Number of participants with account balances2022-01-011,159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
Number of employers contributing to the scheme2022-01-0174
2021: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2021 401k membership
Total participants, beginning-of-year2021-01-011,226
Total number of active participants reported on line 7a of the Form 55002021-01-01951
Number of retired or separated participants receiving benefits2021-01-01125
Number of other retired or separated participants entitled to future benefits2021-01-01148
Total of all active and inactive participants2021-01-011,224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,225
Number of participants with account balances2021-01-011,059
Number of employers contributing to the scheme2021-01-0169
2020: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2020 401k membership
Total participants, beginning-of-year2020-01-011,235
Total number of active participants reported on line 7a of the Form 55002020-01-01955
Number of retired or separated participants receiving benefits2020-01-01115
Number of other retired or separated participants entitled to future benefits2020-01-01154
Total of all active and inactive participants2020-01-011,224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,226
Number of participants with account balances2020-01-011,066
Number of employers contributing to the scheme2020-01-0172
2019: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2019 401k membership
Total participants, beginning-of-year2019-01-011,086
Total number of active participants reported on line 7a of the Form 55002019-01-01969
Number of retired or separated participants receiving benefits2019-01-01114
Number of other retired or separated participants entitled to future benefits2019-01-01149
Total of all active and inactive participants2019-01-011,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-011,235
Number of participants with account balances2019-01-011,081
Number of employers contributing to the scheme2019-01-0180
2018: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2018 401k membership
Total participants, beginning-of-year2018-01-011,228
Total number of active participants reported on line 7a of the Form 55002018-01-01962
Number of retired or separated participants receiving benefits2018-01-0172
Number of other retired or separated participants entitled to future benefits2018-01-01193
Total of all active and inactive participants2018-01-011,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-011,237
Number of participants with account balances2018-01-011,086
Number of employers contributing to the scheme2018-01-0183
2017: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2017 401k membership
Total participants, beginning-of-year2017-01-011,176
Total number of active participants reported on line 7a of the Form 55002017-01-01935
Number of retired or separated participants receiving benefits2017-01-01114
Number of other retired or separated participants entitled to future benefits2017-01-01172
Total of all active and inactive participants2017-01-011,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-017
Total participants2017-01-011,228
Number of participants with account balances2017-01-011,095
Number of employers contributing to the scheme2017-01-0182
2016: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2016 401k membership
Total participants, beginning-of-year2016-01-011,200
Total number of active participants reported on line 7a of the Form 55002016-01-01885
Number of retired or separated participants receiving benefits2016-01-01110
Number of other retired or separated participants entitled to future benefits2016-01-01178
Total of all active and inactive participants2016-01-011,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,176
Number of participants with account balances2016-01-011,048
Number of employers contributing to the scheme2016-01-0183
2015: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2015 401k membership
Total participants, beginning-of-year2015-01-011,177
Total number of active participants reported on line 7a of the Form 55002015-01-01899
Number of retired or separated participants receiving benefits2015-01-0170
Number of other retired or separated participants entitled to future benefits2015-01-01227
Total of all active and inactive participants2015-01-011,196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,200
Number of participants with account balances2015-01-011,083
Number of employers contributing to the scheme2015-01-0189
2014: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2014 401k membership
Total participants, beginning-of-year2014-01-011,189
Total number of active participants reported on line 7a of the Form 55002014-01-01860
Number of retired or separated participants receiving benefits2014-01-01111
Number of other retired or separated participants entitled to future benefits2014-01-01203
Total of all active and inactive participants2014-01-011,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,177
Number of participants with account balances2014-01-011,053
Number of employers contributing to the scheme2014-01-0197
2013: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2013 401k membership
Total participants, beginning-of-year2013-01-011,196
Total number of active participants reported on line 7a of the Form 55002013-01-011,027
Number of retired or separated participants receiving benefits2013-01-0193
Number of other retired or separated participants entitled to future benefits2013-01-0161
Total of all active and inactive participants2013-01-011,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-011,189
Number of participants with account balances2013-01-011,068
Number of employers contributing to the scheme2013-01-01102
2012: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2012 401k membership
Total participants, beginning-of-year2012-01-011,218
Total number of active participants reported on line 7a of the Form 55002012-01-011,047
Number of retired or separated participants receiving benefits2012-01-0188
Number of other retired or separated participants entitled to future benefits2012-01-0160
Total of all active and inactive participants2012-01-011,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,196
Number of participants with account balances2012-01-011,075
Number of employers contributing to the scheme2012-01-01156
2011: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2011 401k membership
Total participants, beginning-of-year2011-01-011,220
Total number of active participants reported on line 7a of the Form 55002011-01-011,072
Number of retired or separated participants receiving benefits2011-01-0182
Number of other retired or separated participants entitled to future benefits2011-01-0161
Total of all active and inactive participants2011-01-011,215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-011,218
Number of participants with account balances2011-01-011,110
Number of employers contributing to the scheme2011-01-01156
2010: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2010 401k membership
Total participants, beginning-of-year2010-01-011,243
Total number of active participants reported on line 7a of the Form 55002010-01-011,089
Number of retired or separated participants receiving benefits2010-01-0175
Number of other retired or separated participants entitled to future benefits2010-01-0155
Total of all active and inactive participants2010-01-011,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,220
Number of participants with account balances2010-01-011,145
Number of employers contributing to the scheme2010-01-01156
2009: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2009 401k membership
Total participants, beginning-of-year2009-01-011,248
Total number of active participants reported on line 7a of the Form 55002009-01-011,118
Number of retired or separated participants receiving benefits2009-01-0172
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-011,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-011,243
Number of participants with account balances2009-01-011,189
Number of employers contributing to the scheme2009-01-01156

Financial Data on SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND

Measure Date Value
2023 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$69,191
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$33,000
Total income from all sources (including contributions)2023-12-31$30,267,913
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$15,604,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$14,525,070
Expenses. Certain deemed distributions of participant loans2023-12-31$506,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$7,381,789
Value of total assets at end of year2023-12-31$201,221,027
Value of total assets at beginning of year2023-12-31$186,521,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$572,952
Total interest from all sources2023-12-31$3,601,646
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,484,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,484,558
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$3,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$187,043
Participant contributions at end of year2023-12-31$3,028,148
Participant contributions at beginning of year2023-12-31$3,096,893
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$520,043
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$32,752
Other income not declared elsewhere2023-12-31$122,430
Administrative expenses (other) incurred2023-12-31$414,697
Liabilities. Value of operating payables at end of year2023-12-31$36,439
Liabilities. Value of operating payables at beginning of year2023-12-31$33,000
Total non interest bearing cash at end of year2023-12-31$1,604,644
Total non interest bearing cash at beginning of year2023-12-31$1,093,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$14,663,619
Value of net assets at end of year (total assets less liabilities)2023-12-31$201,151,836
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$186,488,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$110,548,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$89,820,054
Interest on participant loans2023-12-31$134,135
Interest earned on other investments2023-12-31$3,403,776
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$63,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$85,610,611
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$91,495,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$16,677,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$7,194,746
Employer contributions (assets) at end of year2023-12-31$429,000
Employer contributions (assets) at beginning of year2023-12-31$491,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$14,525,070
Contract administrator fees2023-12-31$61,757
Assets. Value of buildings and other operty used in plan operation at end of year2023-12-31$510
Assets. Value of buildings and other operty used in plan operation at beginning of year2023-12-31$3,596
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2023-12-31131577780
2022 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$33,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$31,000
Total income from all sources (including contributions)2022-12-31$-10,693,516
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,277,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,419,237
Expenses. Certain deemed distributions of participant loans2022-12-31$330,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,283,374
Value of total assets at end of year2022-12-31$186,521,217
Value of total assets at beginning of year2022-12-31$208,490,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$528,155
Total interest from all sources2022-12-31$3,193,034
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,939,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,939,130
Administrative expenses professional fees incurred2022-12-31$49,475
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$194,563
Participant contributions at end of year2022-12-31$3,096,893
Participant contributions at beginning of year2022-12-31$3,310,535
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$913
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$520,043
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$59,579
Other income not declared elsewhere2022-12-31$465,957
Administrative expenses (other) incurred2022-12-31$377,884
Liabilities. Value of operating payables at end of year2022-12-31$33,000
Liabilities. Value of operating payables at beginning of year2022-12-31$31,000
Total non interest bearing cash at end of year2022-12-31$1,093,719
Total non interest bearing cash at beginning of year2022-12-31$1,435,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-21,971,328
Value of net assets at end of year (total assets less liabilities)2022-12-31$186,488,217
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$208,459,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$89,820,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$114,261,240
Interest on participant loans2022-12-31$122,369
Interest earned on other investments2022-12-31$3,067,837
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$91,495,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$89,012,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,575,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,087,898
Employer contributions (assets) at end of year2022-12-31$491,000
Employer contributions (assets) at beginning of year2022-12-31$404,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,419,237
Contract administrator fees2022-12-31$65,796
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$3,596
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$6,682
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SCHULTHEIS & PANETTIERI,LLP
Accountancy firm EIN2022-12-31131577780
2021 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$31,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$33,155
Total income from all sources (including contributions)2021-12-31$26,626,704
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,231,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,237,257
Expenses. Certain deemed distributions of participant loans2021-12-31$504,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,428,106
Value of total assets at end of year2021-12-31$208,490,545
Value of total assets at beginning of year2021-12-31$193,097,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$489,680
Total interest from all sources2021-12-31$2,940,112
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,303,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,303,800
Administrative expenses professional fees incurred2021-12-31$44,361
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$184,019
Participant contributions at end of year2021-12-31$3,310,535
Participant contributions at beginning of year2021-12-31$3,392,151
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,158
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$59,579
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$268,764
Other income not declared elsewhere2021-12-31$56,269
Administrative expenses (other) incurred2021-12-31$344,718
Liabilities. Value of operating payables at end of year2021-12-31$31,000
Liabilities. Value of operating payables at beginning of year2021-12-31$33,155
Total non interest bearing cash at end of year2021-12-31$1,435,563
Total non interest bearing cash at beginning of year2021-12-31$1,128,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,395,552
Value of net assets at end of year (total assets less liabilities)2021-12-31$208,459,545
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$193,063,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$114,261,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$101,240,275
Interest on participant loans2021-12-31$145,083
Interest earned on other investments2021-12-31$2,794,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$89,012,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$86,625,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,898,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,242,929
Employer contributions (assets) at end of year2021-12-31$404,000
Employer contributions (assets) at beginning of year2021-12-31$432,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,237,257
Contract administrator fees2021-12-31$65,601
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$6,682
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$9,768
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2021-12-31131577780
2020 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$33,155
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$30,338
Total income from all sources (including contributions)2020-12-31$26,028,349
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,775,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,688,794
Expenses. Certain deemed distributions of participant loans2020-12-31$635,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,147,249
Value of total assets at end of year2020-12-31$193,097,148
Value of total assets at beginning of year2020-12-31$174,841,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$451,316
Total interest from all sources2020-12-31$2,806,484
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$543,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$543,034
Administrative expenses professional fees incurred2020-12-31$54,402
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$163,704
Participant contributions at end of year2020-12-31$3,392,151
Participant contributions at beginning of year2020-12-31$3,363,276
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$13,631
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$268,764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$160,654
Other income not declared elsewhere2020-12-31$585,533
Administrative expenses (other) incurred2020-12-31$347,665
Liabilities. Value of operating payables at end of year2020-12-31$33,155
Liabilities. Value of operating payables at beginning of year2020-12-31$30,338
Total non interest bearing cash at end of year2020-12-31$1,128,978
Total non interest bearing cash at beginning of year2020-12-31$729,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,252,956
Value of net assets at end of year (total assets less liabilities)2020-12-31$193,063,993
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$174,811,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$101,240,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$91,915,889
Interest on participant loans2020-12-31$156,934
Interest earned on other investments2020-12-31$2,646,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$86,625,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$78,222,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,946,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,969,914
Employer contributions (assets) at end of year2020-12-31$432,000
Employer contributions (assets) at beginning of year2020-12-31$440,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,688,794
Contract administrator fees2020-12-31$14,249
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$9,768
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$10,304
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2020-12-31131577780
2019 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$30,338
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$140,409
Total income from all sources (including contributions)2019-12-31$30,187,585
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,856,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,744,440
Expenses. Certain deemed distributions of participant loans2019-12-31$546,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,318,520
Value of total assets at end of year2019-12-31$174,841,375
Value of total assets at beginning of year2019-12-31$152,620,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$566,372
Total interest from all sources2019-12-31$2,867,195
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$148,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$148,245
Administrative expenses professional fees incurred2019-12-31$38,690
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$184,836
Participant contributions at end of year2019-12-31$3,363,276
Participant contributions at beginning of year2019-12-31$3,096,384
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,250
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$160,654
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$121,416
Other income not declared elsewhere2019-12-31$547,348
Administrative expenses (other) incurred2019-12-31$472,938
Liabilities. Value of operating payables at end of year2019-12-31$30,338
Liabilities. Value of operating payables at beginning of year2019-12-31$140,409
Total non interest bearing cash at end of year2019-12-31$729,236
Total non interest bearing cash at beginning of year2019-12-31$1,038,985
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$22,330,756
Value of net assets at end of year (total assets less liabilities)2019-12-31$174,811,037
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$152,480,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$91,915,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$72,518,152
Interest on participant loans2019-12-31$140,267
Interest earned on other investments2019-12-31$2,724,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$78,222,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$75,426,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$19,306,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,126,434
Employer contributions (assets) at end of year2019-12-31$440,000
Employer contributions (assets) at beginning of year2019-12-31$406,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,744,440
Contract administrator fees2019-12-31$19,744
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$10,304
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$12,880
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31SCHULTHEIS & PANETTIERI LLP
Accountancy firm EIN2019-12-31131577780
2018 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$140,409
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$26,372
Total income from all sources (including contributions)2018-12-31$4,837,182
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,107,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,092,331
Expenses. Certain deemed distributions of participant loans2018-12-31$421,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,499,639
Value of total assets at end of year2018-12-31$152,620,690
Value of total assets at beginning of year2018-12-31$156,777,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$593,681
Total interest from all sources2018-12-31$2,785,842
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$221,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$221,752
Administrative expenses professional fees incurred2018-12-31$218,522
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$155,500
Participant contributions at end of year2018-12-31$3,096,384
Participant contributions at beginning of year2018-12-31$3,169,851
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$37,498
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$121,416
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$697,120
Other income not declared elsewhere2018-12-31$506,551
Administrative expenses (other) incurred2018-12-31$339,918
Liabilities. Value of operating payables at end of year2018-12-31$140,409
Liabilities. Value of operating payables at beginning of year2018-12-31$26,372
Total non interest bearing cash at end of year2018-12-31$1,038,985
Total non interest bearing cash at beginning of year2018-12-31$424,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,270,698
Value of net assets at end of year (total assets less liabilities)2018-12-31$152,480,281
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$156,750,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$72,518,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$79,612,793
Interest on participant loans2018-12-31$123,110
Interest earned on other investments2018-12-31$2,660,363
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,369
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$75,426,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$72,432,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,176,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$6,306,641
Employer contributions (assets) at end of year2018-12-31$406,000
Employer contributions (assets) at beginning of year2018-12-31$428,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,092,331
Contract administrator fees2018-12-31$241
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$12,880
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$12,880
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31SCHULTHEIS & PANETTIERI LLP
Accountancy firm EIN2018-12-31131577780
2017 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$26,372
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$29,929
Total income from all sources (including contributions)2017-12-31$22,961,565
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,188,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,945,049
Expenses. Certain deemed distributions of participant loans2017-12-31$655,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,486,772
Value of total assets at end of year2017-12-31$156,777,351
Value of total assets at beginning of year2017-12-31$140,007,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$588,243
Total interest from all sources2017-12-31$2,436,976
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$157,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$157,522
Administrative expenses professional fees incurred2017-12-31$242,973
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$172,813
Participant contributions at end of year2017-12-31$3,169,851
Participant contributions at beginning of year2017-12-31$3,162,133
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,477
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$697,120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$495,314
Other income not declared elsewhere2017-12-31$493,619
Administrative expenses (other) incurred2017-12-31$309,820
Liabilities. Value of operating payables at end of year2017-12-31$26,372
Liabilities. Value of operating payables at beginning of year2017-12-31$29,929
Total non interest bearing cash at end of year2017-12-31$424,441
Total non interest bearing cash at beginning of year2017-12-31$221,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,773,243
Value of net assets at end of year (total assets less liabilities)2017-12-31$156,750,979
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$139,977,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$79,612,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$65,215,738
Interest on participant loans2017-12-31$109,670
Interest earned on other investments2017-12-31$2,325,808
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,498
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$72,432,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$70,530,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$13,386,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,299,482
Employer contributions (assets) at end of year2017-12-31$428,000
Employer contributions (assets) at beginning of year2017-12-31$382,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,945,049
Contract administrator fees2017-12-31$450
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$12,880
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31SCHULTHEIS & PANETTIERI LLP
Accountancy firm EIN2017-12-31131577780
2016 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$29,929
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$36,042
Total income from all sources (including contributions)2016-12-31$12,083,978
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,287,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,261,444
Expenses. Certain deemed distributions of participant loans2016-12-31$515,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,069,920
Value of total assets at end of year2016-12-31$140,007,665
Value of total assets at beginning of year2016-12-31$135,217,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$510,166
Total interest from all sources2016-12-31$1,966,565
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$98,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$98,888
Administrative expenses professional fees incurred2016-12-31$175,161
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$120,317
Participant contributions at end of year2016-12-31$3,162,133
Participant contributions at beginning of year2016-12-31$3,028,742
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$159,470
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$495,314
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$656,101
Other income not declared elsewhere2016-12-31$427,647
Administrative expenses (other) incurred2016-12-31$299,030
Liabilities. Value of operating payables at end of year2016-12-31$29,929
Liabilities. Value of operating payables at beginning of year2016-12-31$36,042
Total non interest bearing cash at end of year2016-12-31$221,560
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,796,728
Value of net assets at end of year (total assets less liabilities)2016-12-31$139,977,736
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$135,181,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$65,215,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$65,079,873
Interest on participant loans2016-12-31$102,220
Interest earned on other investments2016-12-31$1,864,345
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$70,530,920
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$66,087,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,520,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,790,133
Employer contributions (assets) at end of year2016-12-31$382,000
Employer contributions (assets) at beginning of year2016-12-31$365,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,261,444
Contract administrator fees2016-12-31$975
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2016-12-31131577780
2015 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$36,042
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,871
Total income from all sources (including contributions)2015-12-31$8,072,220
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,457,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,703,846
Expenses. Certain deemed distributions of participant loans2015-12-31$385,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,969,207
Value of total assets at end of year2015-12-31$135,217,050
Value of total assets at beginning of year2015-12-31$132,569,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$367,935
Total interest from all sources2015-12-31$2,414,565
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$212,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$212,206
Administrative expenses professional fees incurred2015-12-31$139,218
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31Yes
Amount of non-exempt transactions with any party-in-interest2015-12-31$478,400
Contributions received from participants2015-12-31$157,284
Participant contributions at end of year2015-12-31$3,028,742
Participant contributions at beginning of year2015-12-31$2,916,325
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$89,652
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$656,101
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$25,796
Other income not declared elsewhere2015-12-31$406,063
Administrative expenses (other) incurred2015-12-31$193,492
Liabilities. Value of operating payables at end of year2015-12-31$36,042
Liabilities. Value of operating payables at beginning of year2015-12-31$3,871
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$825,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,614,986
Value of net assets at end of year (total assets less liabilities)2015-12-31$135,181,008
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$132,566,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31Yes
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$65,079,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,937,527
Value of interest in pooled separate accounts at beginning of year2015-12-31$57,887,481
Income. Interest from loans (other than to participants)2015-12-31$101,398
Interest earned on other investments2015-12-31$2,313,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$66,087,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$54,603,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$70,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,722,271
Employer contributions (assets) at end of year2015-12-31$365,000
Employer contributions (assets) at beginning of year2015-12-31$373,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,703,846
Contract administrator fees2015-12-31$225
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2015-12-31131577780
2014 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,871
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,530
Total income from all sources (including contributions)2014-12-31$10,149,346
Total of all expenses incurred2014-12-31$10,325,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,266,028
Expenses. Certain deemed distributions of participant loans2014-12-31$-197,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,708,276
Value of total assets at end of year2014-12-31$132,569,893
Value of total assets at beginning of year2014-12-31$132,746,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$256,930
Total interest from all sources2014-12-31$1,620,348
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$243,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$243,904
Administrative expenses professional fees incurred2014-12-31$44,476
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$1
Contributions received from participants2014-12-31$150,746
Participant contributions at end of year2014-12-31$2,916,325
Participant contributions at beginning of year2014-12-31$2,937,220
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$252,870
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$25,796
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$19,605
Other income not declared elsewhere2014-12-31$319,952
Administrative expenses (other) incurred2014-12-31$177,454
Liabilities. Value of operating payables at end of year2014-12-31$3,871
Liabilities. Value of operating payables at beginning of year2014-12-31$3,530
Total non interest bearing cash at end of year2014-12-31$825,823
Total non interest bearing cash at beginning of year2014-12-31$940,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-176,537
Value of net assets at end of year (total assets less liabilities)2014-12-31$132,566,022
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$132,742,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31Yes
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,937,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,194,915
Value of interest in pooled separate accounts at end of year2014-12-31$57,887,481
Value of interest in pooled separate accounts at beginning of year2014-12-31$58,545,239
Interest on participant loans2014-12-31$107,082
Interest earned on other investments2014-12-31$1,513,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$54,603,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$55,861,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,245,605
Net investment gain/loss from pooled separate accounts2014-12-31$5,502,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,304,660
Employer contributions (assets) at end of year2014-12-31$373,203
Employer contributions (assets) at beginning of year2014-12-31$246,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,266,028
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31NOVAK FRANCELLA, LLC
Accountancy firm EIN2014-12-31611436956
2013 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,530
Total income from all sources (including contributions)2013-12-31$18,952,358
Total of all expenses incurred2013-12-31$6,229,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,929,643
Expenses. Certain deemed distributions of participant loans2013-12-31$46,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,024,475
Value of total assets at end of year2013-12-31$132,746,089
Value of total assets at beginning of year2013-12-31$120,020,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$254,163
Total interest from all sources2013-12-31$1,791,912
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$137,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$137,009
Administrative expenses professional fees incurred2013-12-31$49,612
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$113,344
Participant contributions at end of year2013-12-31$2,937,220
Participant contributions at beginning of year2013-12-31$3,059,928
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$117,567
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$19,605
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$19,316
Other income not declared elsewhere2013-12-31$302,978
Administrative expenses (other) incurred2013-12-31$169,551
Liabilities. Value of operating payables at end of year2013-12-31$3,530
Total non interest bearing cash at end of year2013-12-31$940,977
Total non interest bearing cash at beginning of year2013-12-31$1,080,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,722,432
Value of net assets at end of year (total assets less liabilities)2013-12-31$132,742,559
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$120,020,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,194,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,968,231
Value of interest in pooled separate accounts at end of year2013-12-31$58,545,239
Value of interest in pooled separate accounts at beginning of year2013-12-31$46,883,222
Interest on participant loans2013-12-31$87,342
Interest earned on other investments2013-12-31$1,704,570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$55,861,540
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$55,779,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,897,235
Net investment gain/loss from pooled separate accounts2013-12-31$11,798,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,793,564
Employer contributions (assets) at end of year2013-12-31$246,593
Employer contributions (assets) at beginning of year2013-12-31$229,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,929,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2013-12-31611436956
2012 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$13,300,468
Total of all expenses incurred2012-12-31$5,606,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,209,663
Expenses. Certain deemed distributions of participant loans2012-12-31$142,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,688,650
Value of total assets at end of year2012-12-31$120,020,127
Value of total assets at beginning of year2012-12-31$112,326,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$254,185
Total interest from all sources2012-12-31$2,304,268
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$29,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$29,557
Administrative expenses professional fees incurred2012-12-31$52,137
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$2,601,522
Amount contributed by the employer to the plan for this plan year2012-12-31$2,601,522
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$60,844
Participant contributions at end of year2012-12-31$3,059,928
Participant contributions at beginning of year2012-12-31$3,138,947
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$26,284
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$19,316
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$21,566
Other income not declared elsewhere2012-12-31$288,385
Administrative expenses (other) incurred2012-12-31$167,048
Total non interest bearing cash at end of year2012-12-31$1,080,972
Total non interest bearing cash at beginning of year2012-12-31$1,296,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,693,718
Value of net assets at end of year (total assets less liabilities)2012-12-31$120,020,127
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$112,326,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,968,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,710,589
Value of interest in pooled separate accounts at end of year2012-12-31$46,883,222
Value of interest in pooled separate accounts at beginning of year2012-12-31$47,956,757
Interest on participant loans2012-12-31$117,170
Interest earned on other investments2012-12-31$2,187,098
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$55,779,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$53,934,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$934,992
Net investment gain/loss from pooled separate accounts2012-12-31$7,054,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,601,522
Employer contributions (assets) at end of year2012-12-31$229,390
Employer contributions (assets) at beginning of year2012-12-31$267,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,209,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2012-12-31611436956
2011 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,288,980
Total of all expenses incurred2011-12-31$5,371,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,294,742
Expenses. Certain deemed distributions of participant loans2011-12-31$-182,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,851,090
Value of total assets at end of year2011-12-31$112,326,409
Value of total assets at beginning of year2011-12-31$113,408,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$258,879
Total interest from all sources2011-12-31$2,204,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$57,286
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$2,781,600
Amount contributed by the employer to the plan for this plan year2011-12-31$2,781,600
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$46,320
Participant contributions at end of year2011-12-31$3,138,947
Participant contributions at beginning of year2011-12-31$2,603,922
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$23,170
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$21,566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$22,534
Other income not declared elsewhere2011-12-31$349,238
Administrative expenses (other) incurred2011-12-31$166,593
Total non interest bearing cash at end of year2011-12-31$1,296,623
Total non interest bearing cash at beginning of year2011-12-31$1,105,535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,082,171
Value of net assets at end of year (total assets less liabilities)2011-12-31$112,326,409
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$113,408,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,710,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$581,387
Value of interest in pooled separate accounts at end of year2011-12-31$47,956,757
Value of interest in pooled separate accounts at beginning of year2011-12-31$59,831,741
Interest on participant loans2011-12-31$114,732
Interest earned on other investments2011-12-31$2,089,372
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$116,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$116,967
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$53,934,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$48,901,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-45,120
Net investment gain/loss from pooled separate accounts2011-12-31$-1,070,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,781,600
Employer contributions (assets) at end of year2011-12-31$267,490
Employer contributions (assets) at beginning of year2011-12-31$245,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,294,742
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2011-12-31611436956
2010 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2010 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,764
Total income from all sources (including contributions)2010-12-31$13,054,944
Total of all expenses incurred2010-12-31$5,323,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,070,924
Expenses. Certain deemed distributions of participant loans2010-12-31$10,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,777,058
Value of total assets at end of year2010-12-31$113,408,580
Value of total assets at beginning of year2010-12-31$105,679,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$242,515
Total interest from all sources2010-12-31$2,125,274
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$56,455
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$2,728,465
Amount contributed by the employer to the plan for this plan year2010-12-31$2,728,465
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$39,467
Participant contributions at end of year2010-12-31$2,603,922
Participant contributions at beginning of year2010-12-31$3,074,091
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$9,126
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$22,534
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$22,125
Other income not declared elsewhere2010-12-31$355,139
Administrative expenses (other) incurred2010-12-31$151,060
Liabilities. Value of operating payables at beginning of year2010-12-31$1,764
Total non interest bearing cash at end of year2010-12-31$1,105,535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,730,969
Value of net assets at end of year (total assets less liabilities)2010-12-31$113,408,580
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$105,677,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$581,387
Value of interest in pooled separate accounts at end of year2010-12-31$59,831,741
Value of interest in pooled separate accounts at beginning of year2010-12-31$57,203,446
Interest on participant loans2010-12-31$148,657
Interest earned on other investments2010-12-31$1,976,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$116,967
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,159,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,159,335
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$48,901,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$43,983,973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$37,372
Net investment gain/loss from pooled separate accounts2010-12-31$7,760,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,728,465
Employer contributions (assets) at end of year2010-12-31$245,020
Employer contributions (assets) at beginning of year2010-12-31$236,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,070,924
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31NOVAK FRANCELLA LLC
Accountancy firm EIN2010-12-31611436956
2009 : SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$2,503,328
Amount contributed by the employer to the plan for this plan year2009-12-31$2,503,328

Form 5500 Responses for SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND

2023: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2023 form 5500 responses
2023-01-01Type of plan entityMulti-employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SHEET METAL WORKERS UNION LOCAL 38 PROFIT SHARING FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836 & 78188
Policy instance 1
Insurance contract or identification numberSF 9836 & 78188
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836 & 78188
Policy instance 1
Insurance contract or identification numberSF 9836 & 78188
Number of Individuals Covered1151
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1059
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1066
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1081
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1086
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1095
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1083
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1177
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1189
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1196
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1218
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9836
Policy instance 1
Insurance contract or identification numberSF 9836
Number of Individuals Covered1220
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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