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SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 401k Plan overview

Plan NameSMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN
Plan identification number 002

SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMITH & WESSON CORP. has sponsored the creation of one or more 401k plans.

Company Name:SMITH & WESSON CORP.
Employer identification number (EIN):133386737
NAIC Classification:339900

Additional information about SMITH & WESSON CORP.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1987-02-23
Company Identification Number: 0007198306
Legal Registered Office Address: 1852 PROFFITT SPRINGS RD

MARYVILLE
United States of America (USA)
37801

More information about SMITH & WESSON CORP.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-05-01
0022018-05-01
0022017-05-01BOB PION
0022017-05-01
0022016-05-01BOB PION
0022015-05-01BOB PION
0022014-05-01BOB PION
0022013-05-01BOB PION
0022012-05-01BOB PION
0022011-05-01ROBERT PION
0022010-05-01ROBERT PION
0022009-05-01ROBERT PION

Plan Statistics for SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN

401k plan membership statisitcs for SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN

Measure Date Value
2018: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-05-012,818
Total number of active participants reported on line 7a of the Form 55002018-05-012,089
Number of retired or separated participants receiving benefits2018-05-0132
Number of other retired or separated participants entitled to future benefits2018-05-01782
Total of all active and inactive participants2018-05-012,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-0118
Total participants2018-05-012,921
Number of participants with account balances2018-05-012,859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-05-01108
2017: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-05-012,607
Number of retired or separated participants receiving benefits2017-05-0131
Number of other retired or separated participants entitled to future benefits2017-05-01712
Total of all active and inactive participants2017-05-01743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-0120
Total participants2017-05-01763
Number of participants with account balances2017-05-012,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-01150
Total number of active participants reported on line 7a of the Form 55002017-05-012,055
2016: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-05-012,250
Total number of active participants reported on line 7a of the Form 55002016-05-012,090
Number of retired or separated participants receiving benefits2016-05-0123
Number of other retired or separated participants entitled to future benefits2016-05-01474
Total of all active and inactive participants2016-05-012,587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-0120
Total participants2016-05-012,607
Number of participants with account balances2016-05-012,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-0152
2015: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-05-012,158
Total number of active participants reported on line 7a of the Form 55002015-05-011,778
Number of retired or separated participants receiving benefits2015-05-0118
Number of other retired or separated participants entitled to future benefits2015-05-01437
Total of all active and inactive participants2015-05-012,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-0117
Total participants2015-05-012,250
Number of participants with account balances2015-05-012,223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-0160
2014: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-05-011,927
Total number of active participants reported on line 7a of the Form 55002014-05-011,727
Number of retired or separated participants receiving benefits2014-05-0121
Number of other retired or separated participants entitled to future benefits2014-05-01372
Total of all active and inactive participants2014-05-012,120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-05-0120
Total participants2014-05-012,140
Number of participants with account balances2014-05-012,100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-0148
2013: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-05-011,805
Total number of active participants reported on line 7a of the Form 55002013-05-011,526
Number of retired or separated participants receiving benefits2013-05-0117
Number of other retired or separated participants entitled to future benefits2013-05-01349
Total of all active and inactive participants2013-05-011,892
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-0120
Total participants2013-05-011,912
Number of participants with account balances2013-05-011,902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-05-0137
2012: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-05-011,697
Total number of active participants reported on line 7a of the Form 55002012-05-011,437
Number of retired or separated participants receiving benefits2012-05-019
Number of other retired or separated participants entitled to future benefits2012-05-01319
Total of all active and inactive participants2012-05-011,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-0118
Total participants2012-05-011,783
Number of participants with account balances2012-05-011,753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-0130
2011: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-05-011,439
Total number of active participants reported on line 7a of the Form 55002011-05-011,287
Number of retired or separated participants receiving benefits2011-05-012
Number of other retired or separated participants entitled to future benefits2011-05-01360
Total of all active and inactive participants2011-05-011,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-019
Total participants2011-05-011,658
Number of participants with account balances2011-05-011,587
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-05-0114
2010: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-05-011,350
Total number of active participants reported on line 7a of the Form 55002010-05-011,145
Number of retired or separated participants receiving benefits2010-05-010
Number of other retired or separated participants entitled to future benefits2010-05-01284
Total of all active and inactive participants2010-05-011,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-05-0110
Total participants2010-05-011,439
Number of participants with account balances2010-05-011,352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-05-013
2009: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-05-011,215
Total number of active participants reported on line 7a of the Form 55002009-05-011,059
Number of retired or separated participants receiving benefits2009-05-0119
Number of other retired or separated participants entitled to future benefits2009-05-01258
Total of all active and inactive participants2009-05-011,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-0114
Total participants2009-05-011,350
Number of participants with account balances2009-05-011,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-0111

Financial Data on SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN

Measure Date Value
2019 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-04-30$28,863,405
Total of all expenses incurred2019-04-30$29,256,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$28,890,870
Expenses. Certain deemed distributions of participant loans2019-04-30$30,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$15,058,023
Value of total assets at end of year2019-04-30$229,256,776
Value of total assets at beginning of year2019-04-30$229,649,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$334,978
Total interest from all sources2019-04-30$1,235,447
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$4,002,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-04-30$4,002,485
Administrative expenses professional fees incurred2019-04-30$25,123
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$15,000,000
If this is an individual account plan, was there a blackout period2019-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Contributions received from participants2019-04-30$8,033,501
Participant contributions at end of year2019-04-30$8,568,179
Participant contributions at beginning of year2019-04-30$8,770,169
Participant contributions at beginning of year2019-04-30$86,056
Income. Received or receivable in cash from other sources (including rollovers)2019-04-30$1,357,542
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-04-30$9,987
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-04-30$7,878
Administrative expenses (other) incurred2019-04-30$247,355
Total non interest bearing cash at end of year2019-04-30$114,542
Total non interest bearing cash at beginning of year2019-04-30$88,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$-393,156
Value of net assets at end of year (total assets less liabilities)2019-04-30$229,256,776
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$229,649,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Investment advisory and management fees2019-04-30$62,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$178,859,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-30$178,221,070
Interest on participant loans2019-04-30$439,605
Interest earned on other investments2019-04-30$795,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-04-30$74,156
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-04-30$64,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-04-30$64,520
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-04-30$368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-30$38,836,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-30$41,066,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$8,567,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30No
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Contributions received in cash from employer2019-04-30$5,666,980
Employer contributions (assets) at end of year2019-04-30$2,793,993
Employer contributions (assets) at beginning of year2019-04-30$1,344,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$28,890,870
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-04-30No
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30Yes
Opinion of an independent qualified public accountant for this plan2019-04-30Disclaimer
Accountancy firm name2019-04-30RON WYATT CPA, LLC
Accountancy firm EIN2019-04-30351477987
2018 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2018 401k financial data
Total transfer of assets to this plan2018-04-30$3,311,049
Total income from all sources (including contributions)2018-04-30$31,154,808
Total of all expenses incurred2018-04-30$30,582,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$30,339,593
Expenses. Certain deemed distributions of participant loans2018-04-30$43,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$13,443,801
Value of total assets at end of year2018-04-30$229,649,932
Value of total assets at beginning of year2018-04-30$225,766,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$199,289
Total interest from all sources2018-04-30$1,338,766
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$3,535,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$3,535,105
Administrative expenses professional fees incurred2018-04-30$24,916
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$15,000,000
If this is an individual account plan, was there a blackout period2018-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Contributions received from participants2018-04-30$8,473,158
Participant contributions at end of year2018-04-30$8,770,169
Participant contributions at beginning of year2018-04-30$7,389,457
Participant contributions at end of year2018-04-30$86,056
Participant contributions at beginning of year2018-04-30$80,691
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$569,170
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-30$7,878
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-30$9,163
Administrative expenses (other) incurred2018-04-30$104,373
Total non interest bearing cash at end of year2018-04-30$88,844
Total non interest bearing cash at beginning of year2018-04-30$272,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$572,111
Value of net assets at end of year (total assets less liabilities)2018-04-30$229,649,932
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$225,766,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Investment advisory and management fees2018-04-30$70,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$178,221,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$158,662,682
Interest on participant loans2018-04-30$370,745
Interest earned on other investments2018-04-30$967,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-30$64,520
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-30$59,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-30$59,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-04-30$84
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$41,066,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$46,343,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$12,837,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$4,401,473
Employer contributions (assets) at end of year2018-04-30$1,344,818
Employer contributions (assets) at beginning of year2018-04-30$12,948,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$30,339,593
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-04-30No
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30RON WYATT CPA, LLC
Accountancy firm EIN2018-04-30351477987
2017 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2017 401k financial data
Total transfer of assets to this plan2017-04-30$2,489,391
Total income from all sources (including contributions)2017-04-30$43,446,900
Total of all expenses incurred2017-04-30$21,522,901
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$21,285,494
Expenses. Certain deemed distributions of participant loans2017-04-30$84,389
Value of total corrective distributions2017-04-30$-33,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$24,828,154
Value of total assets at end of year2017-04-30$225,766,772
Value of total assets at beginning of year2017-04-30$201,353,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$186,789
Total interest from all sources2017-04-30$1,228,337
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$2,761,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-30$2,761,910
Administrative expenses professional fees incurred2017-04-30$22,954
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$10,000,000
If this is an individual account plan, was there a blackout period2017-04-30No
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Contributions received from participants2017-04-30$7,569,777
Participant contributions at end of year2017-04-30$7,389,457
Participant contributions at beginning of year2017-04-30$6,570,307
Participant contributions at end of year2017-04-30$80,691
Participant contributions at beginning of year2017-04-30$81,040
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$1,619,246
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-04-30$9,163
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-04-30$6,544
Administrative expenses (other) incurred2017-04-30$76,335
Total non interest bearing cash at end of year2017-04-30$272,970
Total non interest bearing cash at beginning of year2017-04-30$263,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$21,923,999
Value of net assets at end of year (total assets less liabilities)2017-04-30$225,766,772
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$201,353,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Investment advisory and management fees2017-04-30$87,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$158,662,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$134,937,055
Interest on participant loans2017-04-30$290,266
Interest earned on other investments2017-04-30$938,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-04-30$59,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-04-30$72,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-04-30$72,361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-04-30$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$46,343,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$47,783,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$14,628,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$15,639,131
Employer contributions (assets) at end of year2017-04-30$12,948,677
Employer contributions (assets) at beginning of year2017-04-30$11,639,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$21,285,494
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-04-30No
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30Yes
Opinion of an independent qualified public accountant for this plan2017-04-30Disclaimer
Accountancy firm name2017-04-30RON WYATT CPA
Accountancy firm EIN2017-04-30351477987
2016 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-04-30$23,619,160
Total of all expenses incurred2016-04-30$23,409,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$23,130,347
Expenses. Certain deemed distributions of participant loans2016-04-30$146,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$23,543,985
Value of total assets at end of year2016-04-30$201,353,382
Value of total assets at beginning of year2016-04-30$201,144,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$132,960
Total interest from all sources2016-04-30$1,350,175
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$2,707,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-04-30$2,707,379
Administrative expenses professional fees incurred2016-04-30$23,338
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$10,000,000
If this is an individual account plan, was there a blackout period2016-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Contributions received from participants2016-04-30$6,333,226
Participant contributions at end of year2016-04-30$6,570,307
Participant contributions at beginning of year2016-04-30$6,546,998
Participant contributions at end of year2016-04-30$81,040
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$3,336,805
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-30$6,544
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-30$7,703
Administrative expenses (other) incurred2016-04-30$57,122
Total non interest bearing cash at end of year2016-04-30$263,284
Total non interest bearing cash at beginning of year2016-04-30$187,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$209,189
Value of net assets at end of year (total assets less liabilities)2016-04-30$201,353,382
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$201,144,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Investment advisory and management fees2016-04-30$52,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$134,937,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$140,394,163
Interest on participant loans2016-04-30$271,950
Interest earned on other investments2016-04-30$1,078,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-04-30$72,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-04-30$101,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-04-30$101,012
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-04-30$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$47,783,704
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$47,653,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$-3,982,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Contributions received in cash from employer2016-04-30$13,873,954
Employer contributions (assets) at end of year2016-04-30$11,639,087
Employer contributions (assets) at beginning of year2016-04-30$6,253,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$23,130,347
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-04-30No
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30Yes
Opinion of an independent qualified public accountant for this plan2016-04-30Disclaimer
Accountancy firm name2016-04-30RON WYATT CPA
Accountancy firm EIN2016-04-30351477987
2015 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-04-30$30,598,847
Total of all expenses incurred2015-04-30$20,212,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$20,054,296
Expenses. Certain deemed distributions of participant loans2015-04-30$2,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$16,803,802
Value of total assets at end of year2015-04-30$201,144,193
Value of total assets at beginning of year2015-04-30$190,757,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$155,076
Total interest from all sources2015-04-30$1,614,740
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$3,333,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-04-30$3,333,371
Administrative expenses professional fees incurred2015-04-30$22,271
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$10,000,000
If this is an individual account plan, was there a blackout period2015-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-30$0
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Contributions received from participants2015-04-30$5,936,946
Participant contributions at end of year2015-04-30$6,546,998
Participant contributions at beginning of year2015-04-30$5,247,324
Income. Received or receivable in cash from other sources (including rollovers)2015-04-30$2,387,233
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-04-30$7,703
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-04-30$4,673
Administrative expenses (other) incurred2015-04-30$45,305
Total non interest bearing cash at end of year2015-04-30$187,018
Total non interest bearing cash at beginning of year2015-04-30$114,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$10,386,558
Value of net assets at end of year (total assets less liabilities)2015-04-30$201,144,193
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$190,757,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Investment advisory and management fees2015-04-30$87,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$140,394,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$124,817,646
Interest on participant loans2015-04-30$246,013
Interest earned on other investments2015-04-30$1,368,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-04-30$101,012
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-04-30$73,854
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-04-30$73,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$47,653,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$49,479,881
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$8,846,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Contributions received in cash from employer2015-04-30$8,479,623
Employer contributions (assets) at end of year2015-04-30$6,253,321
Employer contributions (assets) at beginning of year2015-04-30$11,019,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$20,054,296
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-04-30No
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30Yes
Opinion of an independent qualified public accountant for this plan2015-04-30Disclaimer
Accountancy firm name2015-04-30RON WYATT CPA
Accountancy firm EIN2015-04-30351477987
2014 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-04-30$35,678,971
Total of all expenses incurred2014-04-30$16,859,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$16,737,947
Expenses. Certain deemed distributions of participant loans2014-04-30$13,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$18,951,229
Value of total assets at end of year2014-04-30$190,757,635
Value of total assets at beginning of year2014-04-30$171,938,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$108,057
Total interest from all sources2014-04-30$1,649,986
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$2,511,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-04-30$2,511,362
Administrative expenses professional fees incurred2014-04-30$21,170
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$10,000,000
If this is an individual account plan, was there a blackout period2014-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-04-30$0
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Contributions received from participants2014-04-30$5,156,373
Participant contributions at end of year2014-04-30$5,247,324
Participant contributions at beginning of year2014-04-30$4,255,826
Income. Received or receivable in cash from other sources (including rollovers)2014-04-30$854,228
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-04-30$4,673
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-04-30$2,429
Administrative expenses (other) incurred2014-04-30$34,387
Total non interest bearing cash at end of year2014-04-30$114,442
Total non interest bearing cash at beginning of year2014-04-30$150,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$18,819,308
Value of net assets at end of year (total assets less liabilities)2014-04-30$190,757,635
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$171,938,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Investment advisory and management fees2014-04-30$52,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$124,817,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$108,526,599
Interest on participant loans2014-04-30$198,778
Interest earned on other investments2014-04-30$1,451,202
Value of interest in common/collective trusts at beginning of year2014-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-04-30$73,854
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-04-30$46,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-04-30$46,413
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-04-30$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$49,479,881
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$49,409,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-04-30$12,566,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30No
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$12,940,628
Employer contributions (assets) at end of year2014-04-30$11,019,815
Employer contributions (assets) at beginning of year2014-04-30$9,547,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$16,737,947
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-04-30No
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30Yes
Opinion of an independent qualified public accountant for this plan2014-04-30Disclaimer
Accountancy firm name2014-04-30RON WYATT CPA
Accountancy firm EIN2014-04-30351477987
2013 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-04-30$30,675,780
Total of all expenses incurred2013-04-30$13,615,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$13,375,850
Expenses. Certain deemed distributions of participant loans2013-04-30$16,244
Value of total corrective distributions2013-04-30$90,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$16,189,942
Value of total assets at end of year2013-04-30$171,938,327
Value of total assets at beginning of year2013-04-30$154,878,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$133,722
Total interest from all sources2013-04-30$1,675,348
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$2,367,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-04-30$2,367,198
Administrative expenses professional fees incurred2013-04-30$18,095
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$2,000,000
If this is an individual account plan, was there a blackout period2013-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-04-30$0
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Contributions received from participants2013-04-30$4,548,885
Participant contributions at end of year2013-04-30$4,255,826
Participant contributions at beginning of year2013-04-30$3,421,930
Participant contributions at beginning of year2013-04-30$127,159
Income. Received or receivable in cash from other sources (including rollovers)2013-04-30$378,283
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-04-30$2,429
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-04-30$2,543
Administrative expenses (other) incurred2013-04-30$28,627
Total non interest bearing cash at end of year2013-04-30$150,438
Total non interest bearing cash at beginning of year2013-04-30$66,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$17,059,917
Value of net assets at end of year (total assets less liabilities)2013-04-30$171,938,327
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$154,878,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Investment advisory and management fees2013-04-30$87,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$108,526,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$98,130,869
Interest on participant loans2013-04-30$162,034
Interest earned on other investments2013-04-30$1,513,310
Value of interest in common/collective trusts at end of year2013-04-30$0
Value of interest in common/collective trusts at beginning of year2013-04-30$45,025,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-04-30$46,413
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-04-30$34,183
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-04-30$34,183
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-04-30$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$49,409,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$10,443,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30No
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Contributions received in cash from employer2013-04-30$11,262,774
Employer contributions (assets) at end of year2013-04-30$9,547,165
Employer contributions (assets) at beginning of year2013-04-30$8,069,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$13,375,850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-04-30No
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30Yes
Opinion of an independent qualified public accountant for this plan2013-04-30Disclaimer
Accountancy firm name2013-04-30RON WYATT CPA
Accountancy firm EIN2013-04-30351477987
2012 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2012 401k financial data
Total transfer of assets to this plan2012-04-30$475,998
Total income from all sources (including contributions)2012-04-30$16,231,838
Total of all expenses incurred2012-04-30$9,534,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$9,371,458
Expenses. Certain deemed distributions of participant loans2012-04-30$12,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$14,022,088
Value of total assets at end of year2012-04-30$154,878,410
Value of total assets at beginning of year2012-04-30$147,705,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$151,018
Total interest from all sources2012-04-30$131,375
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$1,958,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$1,958,687
Administrative expenses professional fees incurred2012-04-30$19,641
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$2,000,000
If this is an individual account plan, was there a blackout period2012-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-30$0
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Contributions received from participants2012-04-30$4,027,235
Participant contributions at end of year2012-04-30$3,421,930
Participant contributions at beginning of year2012-04-30$2,393,772
Participant contributions at end of year2012-04-30$127,159
Participant contributions at beginning of year2012-04-30$106,504
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$524,878
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-04-30$2,543
Administrative expenses (other) incurred2012-04-30$22,627
Total non interest bearing cash at end of year2012-04-30$66,174
Total non interest bearing cash at beginning of year2012-04-30$26,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$6,697,262
Value of net assets at end of year (total assets less liabilities)2012-04-30$154,878,410
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$147,705,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Investment advisory and management fees2012-04-30$108,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$98,130,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$100,775,428
Interest on participant loans2012-04-30$131,372
Value of interest in common/collective trusts at end of year2012-04-30$45,025,929
Value of interest in common/collective trusts at beginning of year2012-04-30$40,226,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-04-30$34,183
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-04-30$98,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-04-30$98,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-04-30$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$-1,354,386
Net investment gain or loss from common/collective trusts2012-04-30$1,474,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Contributions received in cash from employer2012-04-30$9,469,975
Employer contributions (assets) at end of year2012-04-30$8,069,623
Employer contributions (assets) at beginning of year2012-04-30$4,079,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$9,371,458
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-04-30No
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30RON WYATT CPA
Accountancy firm EIN2012-04-30351477987
2011 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-04-30$23,187,628
Total of all expenses incurred2011-04-30$15,744,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$15,656,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$9,252,066
Value of total assets at end of year2011-04-30$147,705,150
Value of total assets at beginning of year2011-04-30$140,261,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$87,516
Total interest from all sources2011-04-30$110,165
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$2,367,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-04-30$2,367,831
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$2,000,000
If this is an individual account plan, was there a blackout period2011-04-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-30$0
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Contributions received from participants2011-04-30$3,646,334
Participant contributions at end of year2011-04-30$2,393,772
Participant contributions at beginning of year2011-04-30$2,063,092
Participant contributions at end of year2011-04-30$106,504
Participant contributions at beginning of year2011-04-30$132,346
Income. Received or receivable in cash from other sources (including rollovers)2011-04-30$489,417
Administrative expenses (other) incurred2011-04-30$87,516
Total non interest bearing cash at end of year2011-04-30$26,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$7,443,232
Value of net assets at end of year (total assets less liabilities)2011-04-30$147,705,150
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$140,261,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$100,775,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$90,889,027
Interest on participant loans2011-04-30$110,165
Value of interest in common/collective trusts at end of year2011-04-30$40,226,077
Value of interest in common/collective trusts at beginning of year2011-04-30$39,976,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-04-30$98,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$10,066,760
Net investment gain or loss from common/collective trusts2011-04-30$1,390,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$5,116,315
Employer contributions (assets) at end of year2011-04-30$4,079,155
Employer contributions (assets) at beginning of year2011-04-30$7,201,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$15,656,880
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-04-30Yes
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30Yes
Opinion of an independent qualified public accountant for this plan2011-04-30Disclaimer
Accountancy firm name2011-04-30RON WYATT CPA
Accountancy firm EIN2011-04-30351477987
2010 : SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-04-30$0

Form 5500 Responses for SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN

2018: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2018 form 5500 responses
2018-05-01Type of plan entitySingle employer plan
2018-05-01Submission has been amendedYes
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2017 form 5500 responses
2017-05-01Type of plan entitySingle employer plan
2017-05-01Submission has been amendedYes
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2016 form 5500 responses
2016-05-01Type of plan entitySingle employer plan
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2014 form 5500 responses
2014-05-01Type of plan entitySingle employer plan
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2013: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2013 form 5500 responses
2013-05-01Type of plan entitySingle employer plan
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2012 form 5500 responses
2012-05-01Type of plan entitySingle employer plan
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2011 form 5500 responses
2011-05-01Type of plan entitySingle employer plan
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement - TrustYes
2010: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2010 form 5500 responses
2010-05-01Type of plan entitySingle employer plan
2010-05-01Plan funding arrangement – TrustYes
2010-05-01Plan benefit arrangement - TrustYes
2009: SMITH & WESSON CORP. PROFIT SHARING AND INVESTMENT PLAN 2009 form 5500 responses
2009-05-01Type of plan entitySingle employer plan
2009-05-01Submission has been amendedNo
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberQK62557
Policy instance 1
Insurance contract or identification numberQK62557
Number of Individuals Covered2859
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberQK62557
Policy instance 1
Insurance contract or identification numberQK62557
Number of Individuals Covered2793
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberQK62557
Policy instance 1
Insurance contract or identification numberQK62557
Number of Individuals Covered2223
Insurance policy start date2015-05-01
Insurance policy end date2016-04-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberQK62557
Policy instance 1
Insurance contract or identification numberQK62557
Number of Individuals Covered2100
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberQK62557
Policy instance 1
Insurance contract or identification numberQK62557
Number of Individuals Covered1902
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberQK62557
Policy instance 1
Insurance contract or identification numberQK62557
Number of Individuals Covered1753
Insurance policy start date2012-05-01
Insurance policy end date2013-04-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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