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MARK J. MULLER EQUITIES, INC. 401(K) PLAN 401k Plan overview

Plan NameMARK J. MULLER EQUITIES, INC. 401(K) PLAN
Plan identification number 001

MARK J. MULLER EQUITIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARK J. MULLER EQUITIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:MARK J. MULLER EQUITIES, INC.
Employer identification number (EIN):133490770
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about MARK J. MULLER EQUITIES, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1987-11-27
Company Identification Number: 1144176
Legal Registered Office Address: 18 CAYUGA ROAD
New York
SCARSDALE
United States of America (USA)
10583

More information about MARK J. MULLER EQUITIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARK J. MULLER EQUITIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01MARK MULLER2015-08-11
0012013-01-01MARK MULLER2014-06-27
0012012-01-01MARK MULLER
0012011-01-01MARK MULLER
0012010-01-01MARK MULLER
0012009-01-01MARK MULLER

Plan Statistics for MARK J. MULLER EQUITIES, INC. 401(K) PLAN

401k plan membership statisitcs for MARK J. MULLER EQUITIES, INC. 401(K) PLAN

Measure Date Value
2012: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-011
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-011
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-013
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-016
Number of participants with account balances2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MARK J. MULLER EQUITIES, INC. 401(K) PLAN

Measure Date Value
2012 : MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$95,222
Expenses. Total of all expenses incurred2012-12-31$3,795
Total plan assets at end of year2012-12-31$783,510
Total plan assets at beginning of year2012-12-31$692,083
Value of fidelity bond covering the plan2012-12-31$70,000
Total contributions received or receivable from participants2012-12-31$175
Other income received2012-12-31$95,047
Net income (gross income less expenses)2012-12-31$91,427
Net plan assets at end of year (total assets less liabilities)2012-12-31$783,510
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$692,083
Assets. Value of participant loans2012-12-31$40,000
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,795
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-69,274
Expenses. Total of all expenses incurred2011-12-31$69,189
Benefits paid (including direct rollovers)2011-12-31$69,189
Total plan assets at end of year2011-12-31$692,083
Total plan assets at beginning of year2011-12-31$830,546
Value of fidelity bond covering the plan2011-12-31$70,000
Total contributions received or receivable from participants2011-12-31$7,108
Other income received2011-12-31$-76,382
Net income (gross income less expenses)2011-12-31$-138,463
Net plan assets at end of year (total assets less liabilities)2011-12-31$692,083
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$830,546
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$155,918
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$830,546
Total plan assets at beginning of year2010-12-31$674,628
Value of fidelity bond covering the plan2010-12-31$70,000
Total contributions received or receivable from participants2010-12-31$21,355
Contributions received from other sources (not participants or employers)2010-12-31$58
Other income received2010-12-31$134,505
Net income (gross income less expenses)2010-12-31$155,918
Net plan assets at end of year (total assets less liabilities)2010-12-31$830,546
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$674,628
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MARK J. MULLER EQUITIES, INC. 401(K) PLAN

2012: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MARK J. MULLER EQUITIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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