Plan Name | JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | JOHN N. SEIP & CO., INC. |
Employer identification number (EIN): | 133770219 |
NAIC Classification: | 523120 |
NAIC Description: | Securities Brokerage |
Additional information about JOHN N. SEIP & CO., INC.
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1994-03-03 |
Company Identification Number: | 1799925 |
Legal Registered Office Address: |
65 BROADWAY 10TH FL New York NEW YORK United States of America (USA) 10006 |
More information about JOHN N. SEIP & CO., INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2011-01-01 | JOHN SEIP | |||
001 | 2009-01-01 | JOHN SEIP |
Measure | Date | Value |
---|---|---|
2011: JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 5 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 0 |
Number of participants with account balances | 2011-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 7 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 5 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
Total of all active and inactive participants | 2009-01-01 | 5 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 5 |
Number of participants with account balances | 2009-01-01 | 3 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN 2011 401k financial data | ||
Transfers to/from the plan | 2011-06-07 | $0 |
Total plan liabilities at end of year | 2011-06-07 | $0 |
Total plan liabilities at beginning of year | 2011-06-07 | $0 |
Total income from all sources | 2011-06-07 | $27,160 |
Expenses. Total of all expenses incurred | 2011-06-07 | $648,029 |
Benefits paid (including direct rollovers) | 2011-06-07 | $648,029 |
Total plan assets at end of year | 2011-06-07 | $0 |
Total plan assets at beginning of year | 2011-06-07 | $620,869 |
Total contributions received or receivable from participants | 2011-06-07 | $0 |
Expenses. Other expenses not covered elsewhere | 2011-06-07 | $0 |
Contributions received from other sources (not participants or employers) | 2011-06-07 | $0 |
Other income received | 2011-06-07 | $27,160 |
Noncash contributions received | 2011-06-07 | $0 |
Net income (gross income less expenses) | 2011-06-07 | $-620,869 |
Net plan assets at end of year (total assets less liabilities) | 2011-06-07 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-06-07 | $620,869 |
Total contributions received or receivable from employer(s) | 2011-06-07 | $0 |
Value of certain deemed distributions of participant loans | 2011-06-07 | $0 |
Value of corrective distributions | 2011-06-07 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-06-07 | $0 |
2010 : JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN 2010 401k financial data | ||
Transfers to/from the plan | 2010-12-31 | $0 |
Total plan liabilities at end of year | 2010-12-31 | $0 |
Total plan liabilities at beginning of year | 2010-12-31 | $0 |
Total income from all sources | 2010-12-31 | $102,048 |
Expenses. Total of all expenses incurred | 2010-12-31 | $7,000 |
Benefits paid (including direct rollovers) | 2010-12-31 | $0 |
Total plan assets at end of year | 2010-12-31 | $620,869 |
Total plan assets at beginning of year | 2010-12-31 | $525,821 |
Total contributions received or receivable from participants | 2010-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2010-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2010-12-31 | $0 |
Other income received | 2010-12-31 | $102,048 |
Noncash contributions received | 2010-12-31 | $0 |
Net income (gross income less expenses) | 2010-12-31 | $95,048 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $620,869 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $525,821 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2010-12-31 | $0 |
Value of corrective distributions | 2010-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $7,000 |
2011: JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | Yes |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: JOHN N. SEIP & CO., INC. PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |