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DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 401k Plan overview

Plan NameDAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN
Plan identification number 001

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DAVIDSON KEMPNER CAPITAL MANAGEMENT LP has sponsored the creation of one or more 401k plans.

Company Name:DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
Employer identification number (EIN):133863161
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ANTHONY SABATINO
0012016-01-01ANTHONY SABATINO
0012015-01-01ANTHONY SABATINO
0012014-01-01ANTHONY SABATINO

Plan Statistics for DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN

401k plan membership statisitcs for DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN

Measure Date Value
2023: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01460
Total number of active participants reported on line 7a of the Form 55002023-01-01327
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01157
Total of all active and inactive participants2023-01-01484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01484
Number of participants with account balances2023-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01422
Total number of active participants reported on line 7a of the Form 55002022-01-01322
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01138
Total of all active and inactive participants2022-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01460
Number of participants with account balances2022-01-01431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01377
Total number of active participants reported on line 7a of the Form 55002021-01-01290
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01126
Total of all active and inactive participants2021-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01416
Number of participants with account balances2021-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01361
Total number of active participants reported on line 7a of the Form 55002020-01-01272
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01105
Total of all active and inactive participants2020-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01377
Number of participants with account balances2020-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01345
Total number of active participants reported on line 7a of the Form 55002019-01-01259
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01102
Total of all active and inactive participants2019-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01361
Number of participants with account balances2019-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01311
Total number of active participants reported on line 7a of the Form 55002018-01-01244
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01101
Total of all active and inactive participants2018-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01345
Number of participants with account balances2018-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01288
Total number of active participants reported on line 7a of the Form 55002017-01-01221
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0190
Total of all active and inactive participants2017-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01311
Number of participants with account balances2017-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01274
Total number of active participants reported on line 7a of the Form 55002016-01-01215
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0173
Total of all active and inactive participants2016-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01288
Number of participants with account balances2016-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01255
Total number of active participants reported on line 7a of the Form 55002015-01-01210
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0164
Total of all active and inactive participants2015-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01274
Number of participants with account balances2015-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01219
Total number of active participants reported on line 7a of the Form 55002014-01-01198
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01255
Number of participants with account balances2014-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN

Measure Date Value
2023 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$37,236,814
Total of all expenses incurred2023-12-31$6,606,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$6,592,034
Value of total corrective distributions2023-12-31$4,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$15,468,862
Value of total assets at end of year2023-12-31$189,873,224
Value of total assets at beginning of year2023-12-31$159,242,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$9,627
Total interest from all sources2023-12-31$18,668
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,210,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,210,344
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$5,607,905
Participant contributions at end of year2023-12-31$325,409
Participant contributions at beginning of year2023-12-31$397,469
Assets. Other investments not covered elsewhere at end of year2023-12-31$81,707,796
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$78,955,402
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$1,144,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$1,982,162
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$76,339
Other income not declared elsewhere2023-12-31$5,510,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$30,630,466
Value of net assets at end of year (total assets less liabilities)2023-12-31$189,873,224
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$159,242,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$9,002
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$98,720,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$72,852,406
Interest on participant loans2023-12-31$18,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$14,028,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$8,716,447
Employer contributions (assets) at end of year2023-12-31$7,137,178
Employer contributions (assets) at beginning of year2023-12-31$6,961,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$6,592,034
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BDO USA, P.C.
Accountancy firm EIN2023-12-31135381590
2022 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,898,291
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,762,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,748,752
Value of total corrective distributions2022-12-31$5,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$14,678,144
Value of total assets at end of year2022-12-31$159,242,758
Value of total assets at beginning of year2022-12-31$168,903,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,546
Total interest from all sources2022-12-31$19,577
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,282,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,282,156
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,009,805
Participant contributions at end of year2022-12-31$397,469
Participant contributions at beginning of year2022-12-31$453,330
Assets. Other investments not covered elsewhere at end of year2022-12-31$78,955,402
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$79,079,725
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,095,712
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$76,339
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$398,758
Other income not declared elsewhere2022-12-31$-2,816,810
Administrative expenses (other) incurred2022-12-31$8,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,660,817
Value of net assets at end of year (total assets less liabilities)2022-12-31$159,242,758
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$168,903,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$72,852,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$83,308,377
Interest on participant loans2022-12-31$19,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-18,061,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$8,572,627
Employer contributions (assets) at end of year2022-12-31$6,961,142
Employer contributions (assets) at beginning of year2022-12-31$5,663,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,748,752
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$32,817,715
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,872,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,809,639
Value of total corrective distributions2021-12-31$2,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$13,002,031
Value of total assets at end of year2021-12-31$168,903,575
Value of total assets at beginning of year2021-12-31$143,958,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$60,559
Total interest from all sources2021-12-31$24,243
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,112,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,112,380
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,315,254
Participant contributions at end of year2021-12-31$453,330
Participant contributions at beginning of year2021-12-31$557,850
Assets. Other investments not covered elsewhere at end of year2021-12-31$79,079,725
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$71,389,074
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,961,100
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$398,758
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$126,042
Other income not declared elsewhere2021-12-31$6,888,232
Administrative expenses (other) incurred2021-12-31$30,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$24,945,487
Value of net assets at end of year (total assets less liabilities)2021-12-31$168,903,575
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$143,958,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$29,910
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$83,308,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$66,232,941
Interest on participant loans2021-12-31$24,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,790,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,725,677
Employer contributions (assets) at end of year2021-12-31$5,663,385
Employer contributions (assets) at beginning of year2021-12-31$5,652,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,809,639
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$27,338,293
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,984,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,953,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,056,012
Value of total assets at end of year2020-12-31$143,958,088
Value of total assets at beginning of year2020-12-31$119,604,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$31,300
Total interest from all sources2020-12-31$28,651
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,653,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,653,997
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,128,325
Participant contributions at end of year2020-12-31$557,850
Participant contributions at beginning of year2020-12-31$589,457
Assets. Other investments not covered elsewhere at end of year2020-12-31$71,389,074
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$61,283,719
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,352,551
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$126,042
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$181,103
Other income not declared elsewhere2020-12-31$5,905,456
Administrative expenses (other) incurred2020-12-31$1,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$24,353,830
Value of net assets at end of year (total assets less liabilities)2020-12-31$143,958,088
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$119,604,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$29,968
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$66,232,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$52,601,673
Interest on participant loans2020-12-31$28,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,694,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$6,575,136
Employer contributions (assets) at end of year2020-12-31$5,652,181
Employer contributions (assets) at beginning of year2020-12-31$4,948,306
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,953,163
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$26,731,812
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,744,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,735,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,208,991
Value of total assets at end of year2019-12-31$119,604,258
Value of total assets at beginning of year2019-12-31$98,616,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,764
Total interest from all sources2019-12-31$27,198
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,049,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,049,602
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,628,953
Participant contributions at end of year2019-12-31$589,457
Participant contributions at beginning of year2019-12-31$437,458
Assets. Other investments not covered elsewhere at end of year2019-12-31$61,283,719
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$54,402,965
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,767,532
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$181,103
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$214,210
Other income not declared elsewhere2019-12-31$5,207,179
Administrative expenses (other) incurred2019-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$20,987,693
Value of net assets at end of year (total assets less liabilities)2019-12-31$119,604,258
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$98,616,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$7,864
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,601,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$39,093,227
Interest on participant loans2019-12-31$27,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,238,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,812,506
Employer contributions (assets) at end of year2019-12-31$4,948,306
Employer contributions (assets) at beginning of year2019-12-31$4,468,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,735,355
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,487,874
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$930,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$920,863
Value of total corrective distributions2018-12-31$565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,464,297
Value of total assets at end of year2018-12-31$98,616,565
Value of total assets at beginning of year2018-12-31$92,059,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$9,499
Total interest from all sources2018-12-31$23,877
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,037,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,037,719
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,193,214
Participant contributions at end of year2018-12-31$437,458
Participant contributions at beginning of year2018-12-31$310,964
Assets. Other investments not covered elsewhere at end of year2018-12-31$54,402,965
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$51,161,932
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$984,219
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$214,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$78,905
Other income not declared elsewhere2018-12-31$899,892
Administrative expenses (other) incurred2018-12-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$6,556,947
Value of net assets at end of year (total assets less liabilities)2018-12-31$98,616,565
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$92,059,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$8,749
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$39,093,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$33,694,914
Interest on participant loans2018-12-31$14,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,760,377
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,760,377
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$9,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,937,911
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,286,864
Employer contributions (assets) at end of year2018-12-31$4,468,705
Employer contributions (assets) at beginning of year2018-12-31$4,052,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$920,863
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,266,462
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,325,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,313,314
Value of total corrective distributions2017-12-31$1,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,502,866
Value of total assets at end of year2017-12-31$92,059,618
Value of total assets at beginning of year2017-12-31$76,119,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,601
Total interest from all sources2017-12-31$37,898
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,378,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,378,449
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,780,430
Participant contributions at end of year2017-12-31$310,964
Participant contributions at beginning of year2017-12-31$293,419
Assets. Other investments not covered elsewhere at end of year2017-12-31$51,161,932
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$44,530,380
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,278,050
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$78,905
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$6,923
Other income not declared elsewhere2017-12-31$4,430,276
Administrative expenses (other) incurred2017-12-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,940,502
Value of net assets at end of year (total assets less liabilities)2017-12-31$92,059,618
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$76,119,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,851
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$33,694,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$27,251,669
Interest on participant loans2017-12-31$12,970
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,760,377
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$24,928
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,916,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,444,386
Employer contributions (assets) at end of year2017-12-31$4,052,526
Employer contributions (assets) at beginning of year2017-12-31$4,036,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,313,314
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$14,206,512
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,187,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,186,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,528,114
Value of total assets at end of year2016-12-31$76,119,116
Value of total assets at beginning of year2016-12-31$65,100,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,380
Total interest from all sources2016-12-31$12,535
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$948,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$948,903
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,547,179
Participant contributions at end of year2016-12-31$293,419
Participant contributions at beginning of year2016-12-31$295,993
Assets. Other investments not covered elsewhere at end of year2016-12-31$44,530,380
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$37,874,765
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$578,904
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$6,923
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$49,373
Other income not declared elsewhere2016-12-31$4,011,218
Administrative expenses (other) incurred2016-12-31$1,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,018,818
Value of net assets at end of year (total assets less liabilities)2016-12-31$76,119,116
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$65,100,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,251,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,775,130
Interest on participant loans2016-12-31$12,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,285,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,285,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,705,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,402,031
Employer contributions (assets) at end of year2016-12-31$4,036,725
Employer contributions (assets) at beginning of year2016-12-31$3,819,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,186,314
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,060,481
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,285,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,285,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,679,401
Value of total assets at end of year2015-12-31$65,100,298
Value of total assets at beginning of year2015-12-31$58,325,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$300
Total interest from all sources2015-12-31$11,581
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,011,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,011,129
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,448,611
Participant contributions at end of year2015-12-31$295,993
Participant contributions at beginning of year2015-12-31$271,806
Assets. Other investments not covered elsewhere at end of year2015-12-31$37,874,765
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$34,387,043
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,059,722
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$49,373
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$157,808
Other income not declared elsewhere2015-12-31$474,483
Administrative expenses (other) incurred2015-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,774,832
Value of net assets at end of year (total assets less liabilities)2015-12-31$65,100,298
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$58,325,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,775,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,252,397
Interest on participant loans2015-12-31$11,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,285,334
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,937,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,937,832
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,116,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,171,068
Employer contributions (assets) at end of year2015-12-31$3,819,703
Employer contributions (assets) at beginning of year2015-12-31$3,318,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,285,349
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG, LLP
Accountancy firm EIN2015-12-31135565207
2014 : DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,708,015
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,818,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,818,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,243,343
Value of total assets at end of year2014-12-31$58,325,466
Value of total assets at beginning of year2014-12-31$52,436,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$450
Total interest from all sources2014-12-31$8,773
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$841,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$841,348
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,010,791
Participant contributions at end of year2014-12-31$271,806
Participant contributions at beginning of year2014-12-31$243,616
Assets. Other investments not covered elsewhere at end of year2014-12-31$34,387,043
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$32,009,650
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$626,687
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$157,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$37,046
Other income not declared elsewhere2014-12-31$2,068,114
Administrative expenses (other) incurred2014-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,889,433
Value of net assets at end of year (total assets less liabilities)2014-12-31$58,325,466
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$52,436,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,252,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,048,200
Interest on participant loans2014-12-31$8,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,937,832
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,157,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,157,440
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$312
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$546,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,605,865
Employer contributions (assets) at end of year2014-12-31$3,318,580
Employer contributions (assets) at beginning of year2014-12-31$2,940,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,818,132
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG, LLP
Accountancy firm EIN2014-12-31135565207

Form 5500 Responses for DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN

2023: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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