THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 401k Plan overview

Plan Name	THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN
Plan identification number	004

THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations. Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations. Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE NEW YORK PRESBYTERIAN HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:	THE NEW YORK PRESBYTERIAN HOSPITAL
Employer identification number (EIN):	133957095
NAIC Classification:	622000
NAIC Description:	Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2023-01-01
004	2022-01-01
004	2021-01-01
004	2020-01-01
004	2019-01-01
004	2018-01-01
004	2017-01-01	REBECCA NELSON		ROBERT HOLDOM	2018-10-15
004	2016-01-01	KIT YEE GHIRARDI		ROBERT HOLDOM	2017-10-16
004	2016-01-01	KIT YEE GHIRARDI		ROBERT HOLDOM	2018-01-24
004	2015-01-01	KIT YEE GHIRARDI		ROBERT HOLDOM	2016-10-17
004	2014-01-01	KIT YEE GHIRARDI		ROBERT HOLDOM	2015-10-15
004	2013-01-01	MARY FALKOWITZ
004	2012-01-01	MARY FALKOWITZ
004	2011-01-01	G THOMAS FERGUSON
004	2010-01-01	G THOMAS FERGUSON
004	2009-01-01	G THOMAS FERGUSON
004	2009-01-01	G THOMAS FERGUSON

Plan Statistics for THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN

401k plan membership statisitcs for THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN

Measure	Date	Value
2023: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	60,821
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	45,574
Number of retired or separated participants receiving benefits	2023-01-01	424
Number of other retired or separated participants entitled to future benefits	2023-01-01	20,601
Total of all active and inactive participants	2023-01-01	66,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	51
Total participants	2023-01-01	66,650
Number of participants with account balances	2023-01-01	61,873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	243
2022: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	56,939
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	41,528
Number of retired or separated participants receiving benefits	2022-01-01	94
Number of other retired or separated participants entitled to future benefits	2022-01-01	19,043
Total of all active and inactive participants	2022-01-01	60,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	156
Total participants	2022-01-01	60,821
Number of participants with account balances	2022-01-01	58,629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	84
2021: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	54,956
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	39,938
Number of retired or separated participants receiving benefits	2021-01-01	89
Number of other retired or separated participants entitled to future benefits	2021-01-01	16,768
Total of all active and inactive participants	2021-01-01	56,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	144
Total participants	2021-01-01	56,939
Number of participants with account balances	2021-01-01	53,800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	127
2020: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	51,470
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	40,194
Number of retired or separated participants receiving benefits	2020-01-01	66
Number of other retired or separated participants entitled to future benefits	2020-01-01	14,655
Total of all active and inactive participants	2020-01-01	54,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	41
Total participants	2020-01-01	54,956
Number of participants with account balances	2020-01-01	51,669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	80
2019: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	36,814
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	38,269
Number of retired or separated participants receiving benefits	2019-01-01	70
Number of other retired or separated participants entitled to future benefits	2019-01-01	13,095
Total of all active and inactive participants	2019-01-01	51,434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	36
Total participants	2019-01-01	51,470
Number of participants with account balances	2019-01-01	49,564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	110
2018: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	31,712
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	26,377
Number of retired or separated participants receiving benefits	2018-01-01	174
Number of other retired or separated participants entitled to future benefits	2018-01-01	10,198
Total of all active and inactive participants	2018-01-01	36,749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	65
Total participants	2018-01-01	36,814
Number of participants with account balances	2018-01-01	36,814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	25,423
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	24,216
Number of retired or separated participants receiving benefits	2017-01-01	122
Number of other retired or separated participants entitled to future benefits	2017-01-01	7,326
Total of all active and inactive participants	2017-01-01	31,664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	48
Total participants	2017-01-01	31,712
Number of participants with account balances	2017-01-01	31,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	27,314
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	16,825
Number of retired or separated participants receiving benefits	2016-01-01	94
Number of other retired or separated participants entitled to future benefits	2016-01-01	8,445
Total of all active and inactive participants	2016-01-01	25,364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	59
Total participants	2016-01-01	25,423
Number of participants with account balances	2016-01-01	25,423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	26,521
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	19,664
Number of retired or separated participants receiving benefits	2015-01-01	78
Number of other retired or separated participants entitled to future benefits	2015-01-01	7,519
Total of all active and inactive participants	2015-01-01	27,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	53
Total participants	2015-01-01	27,314
Number of participants with account balances	2015-01-01	27,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	23,698
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	18,640
Number of retired or separated participants receiving benefits	2014-01-01	60
Number of other retired or separated participants entitled to future benefits	2014-01-01	7,769
Total of all active and inactive participants	2014-01-01	26,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	52
Total participants	2014-01-01	26,521
Number of participants with account balances	2014-01-01	26,521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	20,835
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	17,725
Number of retired or separated participants receiving benefits	2013-01-01	38
Number of other retired or separated participants entitled to future benefits	2013-01-01	5,896
Total of all active and inactive participants	2013-01-01	23,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	39
Total participants	2013-01-01	23,698
Number of participants with account balances	2013-01-01	23,698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	18,966
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16,158
Number of retired or separated participants receiving benefits	2012-01-01	18
Number of other retired or separated participants entitled to future benefits	2012-01-01	4,629
Total of all active and inactive participants	2012-01-01	20,805
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	30
Total participants	2012-01-01	20,835
Number of participants with account balances	2012-01-01	20,835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19,039
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	15,262
Number of retired or separated participants receiving benefits	2011-01-01	14
Number of other retired or separated participants entitled to future benefits	2011-01-01	3,663
Total of all active and inactive participants	2011-01-01	18,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	27
Total participants	2011-01-01	18,966
Number of participants with account balances	2011-01-01	18,966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	17,202
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	15,993
Number of retired or separated participants receiving benefits	2010-01-01	8
Number of other retired or separated participants entitled to future benefits	2010-01-01	3,030
Total of all active and inactive participants	2010-01-01	19,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	8
Total participants	2010-01-01	19,039
Number of participants with account balances	2010-01-01	19,039
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	14,404
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13,080
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4,090
Total of all active and inactive participants	2009-01-01	17,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	32
Total participants	2009-01-01	17,202
Number of participants with account balances	2009-01-01	16,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN

Measure	Date	Value
2023 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$2,403,863
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$2,555,268
Total income from all sources (including contributions)	2023-12-31	$997,107,550
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$225,476,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$221,085,640
Expenses. Certain deemed distributions of participant loans	2023-12-31	$1,987,766
Value of total corrective distributions	2023-12-31	$427,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$370,822,283
Value of total assets at end of year	2023-12-31	$4,114,530,430
Value of total assets at beginning of year	2023-12-31	$3,343,051,220
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$1,976,429
Total interest from all sources	2023-12-31	$15,544,163
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$91,780,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$91,780,661
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$334,345,123
Participant contributions at end of year	2023-12-31	$39,576,891
Participant contributions at beginning of year	2023-12-31	$34,269,254
Participant contributions at end of year	2023-12-31	$9,533,484
Participant contributions at beginning of year	2023-12-31	$7,349,728
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$18,766,686
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$14,161,600
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$21,683,213
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$2,403,863
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$2,555,268
Administrative expenses (other) incurred	2023-12-31	$38,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$771,630,615
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$4,112,126,567
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$3,340,495,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$28,404
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$3,624,962,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$2,862,157,305
Value of interest in pooled separate accounts at end of year	2023-12-31	$21,664,206
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$25,860,146
Interest on participant loans	2023-12-31	$2,155,292
Interest earned on other investments	2023-12-31	$12,810,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$21,483,662
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$20,195,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$20,195,589
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$578,491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$373,827,150
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$374,831,695
Expenses. Payments to insurance carriers foe the provision of benefits	2023-12-31	$1,098,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$520,970,433
Net investment gain/loss from pooled separate accounts	2023-12-31	$-2,009,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$14,793,947
Employer contributions (assets) at end of year	2023-12-31	$4,715,467
Employer contributions (assets) at beginning of year	2023-12-31	$4,225,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$219,987,134
Contract administrator fees	2023-12-31	$1,909,480
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-12-31	Yes
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Disclaimer
Accountancy firm name	2023-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2023-12-31	346565596
2022 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,555,268
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,663,567
Total income from all sources (including contributions)	2022-12-31	$-304,958,317
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$187,593,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$180,769,492
Expenses. Certain deemed distributions of participant loans	2022-12-31	$4,385,937
Value of total corrective distributions	2022-12-31	$210,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$330,009,843
Value of total assets at end of year	2022-12-31	$3,343,051,220
Value of total assets at beginning of year	2022-12-31	$3,835,711,676
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$2,227,806
Total interest from all sources	2022-12-31	$1,731,837
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$68,901,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$68,901,119
Administrative expenses professional fees incurred	2022-12-31	$109,500
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$295,351,512
Participant contributions at end of year	2022-12-31	$34,269,254
Participant contributions at beginning of year	2022-12-31	$32,168,967
Participant contributions at end of year	2022-12-31	$7,349,728
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$14,161,600
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$14,851,964
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$20,813,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$2,555,268
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$2,663,567
Other income not declared elsewhere	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$33,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-492,552,157
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,340,495,952
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,833,048,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$28,250
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,862,157,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,497,862,989
Value of interest in pooled separate accounts at end of year	2022-12-31	$25,860,146
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$25,886,008
Interest on participant loans	2022-12-31	$1,563,973
Interest earned on other investments	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$20,195,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$21,295,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$21,295,811
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$167,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$374,831,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$239,417,416
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$1,629,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-706,425,939
Net investment gain/loss from pooled separate accounts	2022-12-31	$824,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$13,845,036
Employer contributions (assets) at end of year	2022-12-31	$4,225,903
Employer contributions (assets) at beginning of year	2022-12-31	$4,228,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$179,140,147
Contract administrator fees	2022-12-31	$2,056,268
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Disclaimer
Accountancy firm name	2022-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2022-12-31	346565596
2021 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,663,567
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$3,070,034
Total income from all sources (including contributions)	2021-12-31	$758,530,800
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$208,485,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$203,106,929
Expenses. Certain deemed distributions of participant loans	2021-12-31	$3,250,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$310,296,333
Value of total assets at end of year	2021-12-31	$3,835,711,676
Value of total assets at beginning of year	2021-12-31	$3,286,073,024
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,128,612
Total interest from all sources	2021-12-31	$1,542,782
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$82,639,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$82,639,474
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$267,515,546
Participant contributions at end of year	2021-12-31	$32,168,967
Participant contributions at beginning of year	2021-12-31	$28,382,335
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$14,851,964
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$12,897,146
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$26,203,318
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$2,663,567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$3,070,034
Administrative expenses (other) incurred	2021-12-31	$2,128,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$550,045,119
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,833,048,109
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,283,002,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,497,862,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,862,524,411
Value of interest in pooled separate accounts at end of year	2021-12-31	$25,886,008
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$22,827,815
Interest on participant loans	2021-12-31	$1,537,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$21,295,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$106,424,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$106,424,594
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$4,894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$239,417,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$247,508,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$360,092,247
Net investment gain/loss from pooled separate accounts	2021-12-31	$3,959,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$16,577,469
Employer contributions (assets) at end of year	2021-12-31	$4,228,521
Employer contributions (assets) at beginning of year	2021-12-31	$5,508,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$203,106,929
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2021-12-31	346565596
2020 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,070,034
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,507,958
Total income from all sources (including contributions)	2020-12-31	$752,706,934
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$226,745,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$217,156,857
Expenses. Certain deemed distributions of participant loans	2020-12-31	$7,205,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$294,339,473
Value of total assets at end of year	2020-12-31	$3,286,073,024
Value of total assets at beginning of year	2020-12-31	$2,760,549,619
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,382,950
Total interest from all sources	2020-12-31	$1,776,504
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$61,353,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$61,353,216
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$247,267,730
Participant contributions at end of year	2020-12-31	$28,382,335
Participant contributions at beginning of year	2020-12-31	$31,437,275
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$5,595,331
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$12,897,146
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$18,467,059
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$28,653,819
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$3,070,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$3,507,958
Administrative expenses (other) incurred	2020-12-31	$2,382,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$525,961,329
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,283,002,990
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,757,041,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,862,524,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,345,967,802
Value of interest in pooled separate accounts at end of year	2020-12-31	$22,827,815
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$24,769,965
Interest on participant loans	2020-12-31	$1,442,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$106,424,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$78,761,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$78,761,276
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$334,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$247,508,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$250,121,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$394,841,668
Net investment gain/loss from pooled separate accounts	2020-12-31	$396,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$18,417,924
Employer contributions (assets) at end of year	2020-12-31	$5,508,575
Employer contributions (assets) at beginning of year	2020-12-31	$5,429,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$217,156,857
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2020-12-31	346565596
2019 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$645,074,286
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,507,958
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,507,958
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,542,097
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$3,542,097
Total income from all sources (including contributions)	2019-12-31	$550,160,911
Total income from all sources (including contributions)	2019-12-31	$550,160,911
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$132,525,587
Total of all expenses incurred	2019-12-31	$132,525,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$127,728,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$127,728,883
Expenses. Certain deemed distributions of participant loans	2019-12-31	$3,517,649
Expenses. Certain deemed distributions of participant loans	2019-12-31	$3,517,649
Value of total corrective distributions	2019-12-31	$24,940
Value of total corrective distributions	2019-12-31	$24,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$184,975,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$184,975,585
Value of total assets at end of year	2019-12-31	$2,760,549,619
Value of total assets at end of year	2019-12-31	$2,760,549,619
Value of total assets at beginning of year	2019-12-31	$1,697,874,148
Value of total assets at beginning of year	2019-12-31	$1,697,874,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,254,115
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,254,115
Total interest from all sources	2019-12-31	$8,703,224
Total interest from all sources	2019-12-31	$8,703,224
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$41,294,495
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$41,294,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$41,294,495
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$41,294,495
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$25,000,000
Value of fidelity bond cover	2019-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$169,847,246
Contributions received from participants	2019-12-31	$169,847,246
Participant contributions at end of year	2019-12-31	$31,437,275
Participant contributions at end of year	2019-12-31	$31,437,275
Participant contributions at beginning of year	2019-12-31	$24,167,312
Participant contributions at beginning of year	2019-12-31	$24,167,312
Participant contributions at end of year	2019-12-31	$5,595,331
Participant contributions at end of year	2019-12-31	$5,595,331
Participant contributions at beginning of year	2019-12-31	$2,681,748
Participant contributions at beginning of year	2019-12-31	$2,681,748
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$18,467,059
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$18,467,059
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$15,743,218
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$15,743,218
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$9,698,942
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$9,698,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$3,507,958
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$3,507,958
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$3,542,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$3,542,097
Other income not declared elsewhere	2019-12-31	$304,394
Other income not declared elsewhere	2019-12-31	$304,394
Administrative expenses (other) incurred	2019-12-31	$1,254,115
Administrative expenses (other) incurred	2019-12-31	$1,254,115
Total non interest bearing cash at beginning of year	2019-12-31	$1,041,057
Total non interest bearing cash at beginning of year	2019-12-31	$1,041,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$417,635,324
Value of net income/loss	2019-12-31	$417,635,324
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,757,041,661
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,757,041,661
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,694,332,051
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,694,332,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,345,967,802
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,345,967,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,511,382,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,511,382,089
Value of interest in pooled separate accounts at end of year	2019-12-31	$24,769,965
Value of interest in pooled separate accounts at end of year	2019-12-31	$24,769,965
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$11,616,413
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$11,616,413
Interest on participant loans	2019-12-31	$842,693
Interest on participant loans	2019-12-31	$842,693
Interest earned on other investments	2019-12-31	$7,678,002
Interest earned on other investments	2019-12-31	$7,678,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$78,761,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$78,761,276
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$18,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$18,261
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$18,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$18,261
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$182,529
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$182,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$250,121,514
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$250,121,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$131,224,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$131,224,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$313,156,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$313,156,407
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,726,806
Net investment gain/loss from pooled separate accounts	2019-12-31	$1,726,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$5,429,397
Contributions received in cash from employer	2019-12-31	$5,429,397
Employer contributions (assets) at end of year	2019-12-31	$5,429,397
Employer contributions (assets) at end of year	2019-12-31	$5,429,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$127,728,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$127,728,883
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2019-12-31	346565596
2018 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$3,542,097
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$3,660,850
Total income from all sources (including contributions)	2018-12-31	$84,447,383
Total of all expenses incurred	2018-12-31	$104,310,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$97,913,109
Expenses. Certain deemed distributions of participant loans	2018-12-31	$3,572,768
Value of total corrective distributions	2018-12-31	$33,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$177,148,884
Value of total assets at end of year	2018-12-31	$1,697,874,148
Value of total assets at beginning of year	2018-12-31	$1,717,855,812
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,791,148
Total interest from all sources	2018-12-31	$3,550,410
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$40,177,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$40,177,989
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$156,588,138
Participant contributions at end of year	2018-12-31	$24,167,312
Participant contributions at beginning of year	2018-12-31	$22,790,993
Participant contributions at end of year	2018-12-31	$2,681,748
Participant contributions at beginning of year	2018-12-31	$2,498,789
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$15,743,218
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$14,647,097
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$20,560,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$3,542,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$3,660,850
Other income not declared elsewhere	2018-12-31	$-145,240
Administrative expenses (other) incurred	2018-12-31	$2,492,919
Total non interest bearing cash at end of year	2018-12-31	$1,041,057
Total non interest bearing cash at beginning of year	2018-12-31	$961,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-19,862,911
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,694,332,051
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,714,194,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$298,229
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$1,511,382,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$1,531,840,182
Value of interest in pooled separate accounts at end of year	2018-12-31	$11,616,413
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$12,092,824
Interest on participant loans	2018-12-31	$588,034
Interest earned on other investments	2018-12-31	$2,962,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$18,261
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$17,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$17,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$57
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$131,224,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$133,007,126
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$478,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-136,839,450
Net investment gain/loss from pooled separate accounts	2018-12-31	$554,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$97,434,880
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2018-12-31	346565596
2017 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$3,660,850
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$4,006,319
Total income from all sources (including contributions)	2017-12-31	$383,254,240
Total of all expenses incurred	2017-12-31	$90,826,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$85,431,290
Expenses. Certain deemed distributions of participant loans	2017-12-31	$3,083,272
Value of total corrective distributions	2017-12-31	$69,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$138,608,901
Value of total assets at end of year	2017-12-31	$1,717,855,812
Value of total assets at beginning of year	2017-12-31	$1,425,773,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,242,499
Total interest from all sources	2017-12-31	$3,758,850
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$30,743,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$30,743,043
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$130,190,236
Participant contributions at end of year	2017-12-31	$22,790,993
Participant contributions at beginning of year	2017-12-31	$21,518,768
Participant contributions at end of year	2017-12-31	$2,498,789
Participant contributions at beginning of year	2017-12-31	$2,168,422
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$14,647,097
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$12,526,799
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$8,418,665
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$3,660,850
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$4,006,319
Other income not declared elsewhere	2017-12-31	$629,417
Administrative expenses (other) incurred	2017-12-31	$2,132,647
Total non interest bearing cash at end of year	2017-12-31	$961,097
Total non interest bearing cash at beginning of year	2017-12-31	$697,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$292,427,765
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,714,194,962
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,421,767,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$109,852
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,531,840,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,239,906,733
Value of interest in pooled separate accounts at end of year	2017-12-31	$12,092,824
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$12,259,078
Interest on participant loans	2017-12-31	$471,636
Interest earned on other investments	2017-12-31	$3,238,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$17,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$15,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$15,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$48,657
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$133,007,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$136,680,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$208,994,962
Net investment gain/loss from pooled separate accounts	2017-12-31	$519,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$85,431,290
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2017-12-31	346565596
2016 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$4,006,319
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$4,221,361
Total income from all sources (including contributions)	2016-12-31	$219,487,957
Total of all expenses incurred	2016-12-31	$82,781,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$78,509,343
Expenses. Certain deemed distributions of participant loans	2016-12-31	$2,271,925
Value of total corrective distributions	2016-12-31	$20,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$129,914,226
Value of total assets at end of year	2016-12-31	$1,425,773,516
Value of total assets at beginning of year	2016-12-31	$1,289,282,072
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,979,220
Total interest from all sources	2016-12-31	$4,503,163
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$21,983,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$21,983,509
Administrative expenses professional fees incurred	2016-12-31	$8,658
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$119,709,710
Participant contributions at end of year	2016-12-31	$21,518,768
Participant contributions at beginning of year	2016-12-31	$19,904,915
Participant contributions at end of year	2016-12-31	$2,168,422
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$12,526,799
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$9,872,547
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$10,204,516
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$4,006,319
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$4,221,361
Other income not declared elsewhere	2016-12-31	$589,716
Administrative expenses (other) incurred	2016-12-31	$1,889,189
Total non interest bearing cash at end of year	2016-12-31	$697,709
Total non interest bearing cash at beginning of year	2016-12-31	$569,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$136,706,486
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,421,767,197
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,285,060,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$81,225
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,239,906,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,110,091,633
Value of interest in pooled separate accounts at end of year	2016-12-31	$12,259,078
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$12,531,001
Interest on participant loans	2016-12-31	$427,524
Interest earned on other investments	2016-12-31	$4,059,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$15,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$15,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$15,383
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$16,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$136,680,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$136,297,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$61,865,864
Net investment gain/loss from pooled separate accounts	2016-12-31	$631,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$78,509,343
Contract administrator fees	2016-12-31	$148
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2016-12-31	346565596
2015 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$4,221,361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$4,476,839
Total income from all sources (including contributions)	2015-12-31	$121,097,501
Total of all expenses incurred	2015-12-31	$73,833,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$69,343,819
Expenses. Certain deemed distributions of participant loans	2015-12-31	$2,539,211
Value of total corrective distributions	2015-12-31	$16,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$116,476,637
Value of total assets at end of year	2015-12-31	$1,289,282,072
Value of total assets at beginning of year	2015-12-31	$1,242,273,476
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,933,827
Total interest from all sources	2015-12-31	$5,184,185
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$17,986,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$17,986,345
Administrative expenses professional fees incurred	2015-12-31	$10,575
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$107,353,645
Participant contributions at end of year	2015-12-31	$19,904,915
Participant contributions at beginning of year	2015-12-31	$18,117,308
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$9,872,547
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$10,038,202
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$9,122,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$4,221,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$4,476,839
Other income not declared elsewhere	2015-12-31	$-45,775
Administrative expenses (other) incurred	2015-12-31	$1,787,292
Total non interest bearing cash at end of year	2015-12-31	$569,222
Total non interest bearing cash at beginning of year	2015-12-31	$557,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$47,264,074
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,285,060,711
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,237,796,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$135,960
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,110,091,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,060,447,476
Value of interest in pooled separate accounts at end of year	2015-12-31	$12,531,001
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$11,790,015
Income. Interest from loans (other than to participants)	2015-12-31	$375,775
Interest earned on other investments	2015-12-31	$4,807,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$15,383
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$15,344
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$15,344
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,265
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$136,297,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$141,307,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-19,447,015
Net investment gain/loss from pooled separate accounts	2015-12-31	$943,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$69,343,819
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2015-12-31	346565596
2014 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$144,299
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$4,476,839
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$5,163,063
Total income from all sources (including contributions)	2014-12-31	$182,636,805
Total of all expenses incurred	2014-12-31	$69,213,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$65,473,962
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,199,456
Value of total corrective distributions	2014-12-31	$29,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$109,132,529
Value of total assets at end of year	2014-12-31	$1,242,273,476
Value of total assets at beginning of year	2014-12-31	$1,129,680,319
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,509,718
Total interest from all sources	2014-12-31	$5,530,531
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$23,459,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$23,459,703
Administrative expenses professional fees incurred	2014-12-31	$3,627
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$96,328,688
Participant contributions at end of year	2014-12-31	$18,117,308
Participant contributions at beginning of year	2014-12-31	$15,492,422
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$2,133,585
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$10,038,202
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$7,301,599
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$12,803,841
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$4,476,839
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$5,163,063
Other income not declared elsewhere	2014-12-31	$207,621
Administrative expenses (other) incurred	2014-12-31	$1,395,968
Total non interest bearing cash at end of year	2014-12-31	$557,172
Total non interest bearing cash at beginning of year	2014-12-31	$544,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$113,423,680
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,237,796,637
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,124,517,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$110,123
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,060,447,476
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$946,607,047
Value of interest in pooled separate accounts at end of year	2014-12-31	$11,790,015
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,753,102
Interest on participant loans	2014-12-31	$333,194
Interest earned on other investments	2014-12-31	$5,196,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$15,344
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$15,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$15,410
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$141,307,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$146,833,146
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$43,004,325
Net investment gain/loss from pooled separate accounts	2014-12-31	$1,302,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$65,473,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$75,611,635
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$5,163,063
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$4,912,066
Total income from all sources (including contributions)	2013-12-31	$256,575,558
Total of all expenses incurred	2013-12-31	$54,256,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$51,074,060
Expenses. Certain deemed distributions of participant loans	2013-12-31	$1,696,413
Value of total corrective distributions	2013-12-31	$4,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$97,824,107
Value of total assets at end of year	2013-12-31	$1,129,680,319
Value of total assets at beginning of year	2013-12-31	$851,498,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,481,196
Total interest from all sources	2013-12-31	$5,131,849
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$17,190,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$17,190,605
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$88,888,037
Participant contributions at end of year	2013-12-31	$15,492,422
Participant contributions at beginning of year	2013-12-31	$12,214,538
Participant contributions at end of year	2013-12-31	$2,133,585
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$7,301,599
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$6,207,968
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$8,936,070
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$5,163,063
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$4,912,066
Other income not declared elsewhere	2013-12-31	$684,146
Administrative expenses (other) incurred	2013-12-31	$1,367,696
Total non interest bearing cash at end of year	2013-12-31	$544,008
Total non interest bearing cash at beginning of year	2013-12-31	$92,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$202,319,042
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,124,517,256
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$846,586,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$113,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$946,607,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$685,129,714
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,753,102
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,914,014
Interest on participant loans	2013-12-31	$276,278
Interest earned on other investments	2013-12-31	$4,855,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$15,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$15,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$15,069
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$146,833,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$137,016,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$134,832,914
Net investment gain/loss from pooled separate accounts	2013-12-31	$911,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$1,908,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$51,074,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596
2012 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$14,191,586
Total unrealized appreciation/depreciation of assets	2012-12-31	$14,191,586
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$4,912,066
Total income from all sources (including contributions)	2012-12-31	$174,990,534
Total of all expenses incurred	2012-12-31	$39,898,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$37,147,038
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,582,401
Value of total corrective distributions	2012-12-31	$39,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$92,784,917
Value of total assets at end of year	2012-12-31	$851,498,645
Value of total assets at beginning of year	2012-12-31	$711,494,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,129,517
Total interest from all sources	2012-12-31	$4,756,320
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$12,320,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$12,320,467
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$81,505,309
Participant contributions at end of year	2012-12-31	$12,214,538
Participant contributions at beginning of year	2012-12-31	$10,106,727
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$6,207,968
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$5,029,269
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$11,279,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$4,912,066
Administrative expenses (other) incurred	2012-12-31	$1,058,062
Total non interest bearing cash at end of year	2012-12-31	$92,542
Total non interest bearing cash at beginning of year	2012-12-31	$44,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$135,091,827
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$846,586,579
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$711,494,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$71,455
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$685,129,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$554,144,535
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,914,014
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,165,443
Interest on participant loans	2012-12-31	$230,864
Interest earned on other investments	2012-12-31	$4,522,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$15,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$13,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$13,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$137,016,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$133,989,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$50,114,550
Net investment gain/loss from pooled separate accounts	2012-12-31	$822,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at end of year	2012-12-31	$1,908,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$37,147,038
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2012-12-31	346565596
2011 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$1,192,559
Total income from all sources (including contributions)	2011-12-31	$73,603,268
Total of all expenses incurred	2011-12-31	$33,680,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$31,396,054
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,374,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$77,133,729
Value of total assets at end of year	2011-12-31	$711,494,752
Value of total assets at beginning of year	2011-12-31	$670,379,847
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$910,261
Total interest from all sources	2011-12-31	$4,805,297
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$10,065,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$10,065,375
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$72,723,696
Participant contributions at end of year	2011-12-31	$10,106,727
Participant contributions at beginning of year	2011-12-31	$8,020,747
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$5,029,269
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$4,526,066
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,406,553
Other income not declared elsewhere	2011-12-31	$-125,629
Administrative expenses (other) incurred	2011-12-31	$882,061
Total non interest bearing cash at end of year	2011-12-31	$44,967
Total non interest bearing cash at beginning of year	2011-12-31	$2,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$39,922,346
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$711,494,752
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$670,379,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$28,200
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$554,144,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$514,782,208
Value of interest in pooled separate accounts at end of year	2011-12-31	$8,165,443
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,374,348
Interest on participant loans	2011-12-31	$207,295
Interest earned on other investments	2011-12-31	$4,598,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$13,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$133,989,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$135,669,079
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$513
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-19,220,584
Net investment gain/loss from pooled separate accounts	2011-12-31	$945,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$31,395,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2011-12-31	346565596
2010 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$7,917,860
Total income from all sources (including contributions)	2010-12-31	$134,353,399
Total of all expenses incurred	2010-12-31	$30,550,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$28,679,657
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,203,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$72,133,893
Value of total assets at end of year	2010-12-31	$670,379,847
Value of total assets at beginning of year	2010-12-31	$558,658,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$667,390
Total interest from all sources	2010-12-31	$4,583,063
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$6,844,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$6,844,352
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$67,456,888
Participant contributions at end of year	2010-12-31	$8,020,747
Participant contributions at beginning of year	2010-12-31	$4,885,445
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$4,526,066
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$3,813,327
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,677,005
Other income not declared elsewhere	2010-12-31	$433,167
Administrative expenses (other) incurred	2010-12-31	$646,718
Total non interest bearing cash at end of year	2010-12-31	$2,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$103,803,161
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$670,379,847
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$558,658,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$20,672
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$514,782,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$404,068,844
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,374,348
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$7,016,778
Interest on participant loans	2010-12-31	$170,067
Interest earned on other investments	2010-12-31	$4,412,996
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,152
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$6,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$6,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$135,669,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$138,867,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$49,486,500
Net investment gain/loss from pooled separate accounts	2010-12-31	$872,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$28,679,657
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2010-12-31	346565596
2009 : THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN

2023: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE NEW YORK-PRESBYTERIAN HOSPITAL TAX SHELTERED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	524176-01
Policy instance	11
Insurance contract or identification number 524176-01 Number of Individuals Covered 25 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	556345-02
Policy instance	1
Insurance contract or identification number 556345-02 Number of Individuals Covered 3633 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	2
Insurance contract or identification number 891489+006 Number of Individuals Covered 8 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Total amount of commissions paid to insurance broker USD $223,524 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	3
Insurance contract or identification number 194329+011 Number of Individuals Covered 1069 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	892187+006
Policy instance	4
Insurance contract or identification number 892187+006 Number of Individuals Covered 230 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Total amount of commissions paid to insurance broker USD $99,348 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100780
Policy instance	5
Insurance contract or identification number 100780 Number of Individuals Covered 397 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	6
Insurance contract or identification number 150494 Number of Individuals Covered 601 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	7
Insurance contract or identification number 100781 Number of Individuals Covered 3093 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 778 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550358
Policy instance	9
Insurance contract or identification number L7550358 Number of Individuals Covered 20 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Total amount of commissions paid to insurance broker USD $529 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550091
Policy instance	10
Insurance contract or identification number L7550091 Number of Individuals Covered 122 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Total amount of commissions paid to insurance broker USD $7,799 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	3
Insurance contract or identification number 194329-011 Number of Individuals Covered 1120 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $233,019 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $233,019 Insurance broker organization code? 4
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	2
Insurance contract or identification number 891489-006 Number of Individuals Covered 8 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550091
Policy instance	11
Insurance contract or identification number L7550091 Number of Individuals Covered 126 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $2,389 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,389 Insurance broker organization code? 3
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number	075463
Policy instance	1
Insurance contract or identification number 075463 Number of Individuals Covered 52085 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	892187+006
Policy instance	4
Insurance contract or identification number 892187+006 Number of Individuals Covered 241 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $101,637 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $101,637 Insurance broker organization code? 4
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	5
Insurance contract or identification number 007217 Number of Individuals Covered 28 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100780
Policy instance	6
Insurance contract or identification number 100780 Number of Individuals Covered 413 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	7
Insurance contract or identification number 150494 Number of Individuals Covered 624 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	8
Insurance contract or identification number 100781 Number of Individuals Covered 3221 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	9
Insurance contract or identification number 151304 Number of Individuals Covered 797 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550358
Policy instance	10
Insurance contract or identification number L7550358 Number of Individuals Covered 20 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $600 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $600 Insurance broker organization code? 3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	1
Insurance contract or identification number 891489-006 Number of Individuals Covered 8 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	2
Insurance contract or identification number 194329-011 Number of Individuals Covered 1165 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	892187+006
Policy instance	3
Insurance contract or identification number 892187+006 Number of Individuals Covered 255 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $88,830 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $88,830 Insurance broker organization code? 4
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	4
Insurance contract or identification number 007217 Number of Individuals Covered 30 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100780
Policy instance	5
Insurance contract or identification number 100780 Number of Individuals Covered 431 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550091
Policy instance	10
Insurance contract or identification number L7550091 Number of Individuals Covered 133 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $5,250 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $5,250 Insurance broker organization code? 3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550358
Policy instance	9
Insurance contract or identification number L7550358 Number of Individuals Covered 20 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $1,227 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,227 Insurance broker organization code? 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 818 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	7
Insurance contract or identification number 100781 Number of Individuals Covered 3326 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	6
Insurance contract or identification number 150494 Number of Individuals Covered 647 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	1
Insurance contract or identification number 891489-006 Number of Individuals Covered 9 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	2
Insurance contract or identification number 194329-011 Number of Individuals Covered 1228 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $238,751 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $238,751 Insurance broker organization code? 4
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	892187+006
Policy instance	3
Insurance contract or identification number 892187+006 Number of Individuals Covered 273 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $102,505 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $102,505 Amount paid for insurance broker fees 0 Insurance broker organization code? 4
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	4
Insurance contract or identification number 007217 Number of Individuals Covered 45981 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	5
Insurance contract or identification number 100781 Number of Individuals Covered 3497 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	6
Insurance contract or identification number 150494 Number of Individuals Covered 674 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550091
Policy instance	10
Insurance contract or identification number L7550091 Number of Individuals Covered 145 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $17,749 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $17,749 Insurance broker organization code? 3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550358
Policy instance	9
Insurance contract or identification number L7550358 Number of Individuals Covered 23 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $2,875 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,875 Insurance broker organization code? 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100780
Policy instance	7
Insurance contract or identification number 100780 Number of Individuals Covered 451 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 860 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	1
Insurance contract or identification number 891489-006 Number of Individuals Covered 9 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $242,717 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 242717 Additional information about fees paid to insurance broker INSURANCE AGENT Insurance broker organization code? 4
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	2
Insurance contract or identification number 194329-011 Number of Individuals Covered 1296 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	892187+006
Policy instance	3
Insurance contract or identification number 892187+006 Number of Individuals Covered 301 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $99,797 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $99,797 Amount paid for insurance broker fees 0 Insurance broker organization code? 4
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	4
Insurance contract or identification number 007217 Number of Individuals Covered 30 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	5
Insurance contract or identification number 100781 Number of Individuals Covered 3667 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	6
Insurance contract or identification number 150494 Number of Individuals Covered 700 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100780
Policy instance	7
Insurance contract or identification number 100780 Number of Individuals Covered 465 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 889 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550358
Policy instance	9
Insurance contract or identification number L7550358 Number of Individuals Covered 23 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $3,462 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,462 Amount paid for insurance broker fees 0 Insurance broker organization code? 3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550091
Policy instance	10
Insurance contract or identification number L7550091 Number of Individuals Covered 154 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $18,787 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $18,787 Insurance broker organization code? 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	1
Insurance contract or identification number 100781 Number of Individuals Covered 3832 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	2
Insurance contract or identification number 150494 Number of Individuals Covered 730 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	100781
Policy instance	1
Insurance contract or identification number 100781 Number of Individuals Covered 3977 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150494
Policy instance	2
Insurance contract or identification number 150494 Number of Individuals Covered 754 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No

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