NYU LANGONE HOSPITALS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL
401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL
| Measure | Date | Value |
|---|
| 2019: RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-31 | 591,808,161 |
| Acturial value of plan assets | 2019-12-31 | 634,558,568 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 203,598,559 |
| Number of terminated vested participants | 2019-12-31 | 1,915 |
| Fundng target for terminated vested participants | 2019-12-31 | 112,496,272 |
| Active participant vested funding target | 2019-12-31 | 293,487,652 |
| Number of active participants | 2019-12-31 | 2,435 |
| Total funding liabilities for active participants | 2019-12-31 | 312,775,753 |
| Total participant count | 2019-12-31 | 6,033 |
| Total funding target for all participants | 2019-12-31 | 628,870,584 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 14,989,648 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
| Amount remaining of carryover balance | 2019-12-31 | 0 |
| Amount remaining of prefunding balance | 2019-12-31 | 14,989,648 |
| Present value of excess contributions | 2019-12-31 | 22,673,618 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 24,004,559 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 13,682,551 |
| Balance of carryovers at beginning of current year | 2019-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-31 | 0 |
| Total employer contributions | 2019-12-31 | 14,509,503 |
| Total employee contributions | 2019-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 13,215,732 |
| Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-31 | 18,889,697 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 13,201,713 |
| Additional cash requirement | 2019-12-31 | 13,201,713 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 13,215,732 |
| Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
| Total participants, beginning-of-year | 2019-01-01 | 6,033 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 2,286 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 1,605 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 1,911 |
| Total of all active and inactive participants | 2019-01-01 | 5,802 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 187 |
| Total participants | 2019-01-01 | 5,989 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 636,959,146 |
| Acturial value of plan assets | 2018-12-31 | 592,427,748 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 174,936,336 |
| Number of terminated vested participants | 2018-12-31 | 1,910 |
| Fundng target for terminated vested participants | 2018-12-31 | 97,123,577 |
| Active participant vested funding target | 2018-12-31 | 281,394,066 |
| Number of active participants | 2018-12-31 | 2,582 |
| Total funding liabilities for active participants | 2018-12-31 | 292,847,476 |
| Total participant count | 2018-12-31 | 6,060 |
| Total funding target for all participants | 2018-12-31 | 564,907,389 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 23,093,657 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 0 |
| Amount remaining of prefunding balance | 2018-12-31 | 23,093,657 |
| Present value of excess contributions | 2018-12-31 | 23,060,681 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 24,455,852 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 24,455,852 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 36,663,604 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 14,989,648 |
| Total employer contributions | 2018-12-31 | 32,160,000 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 29,527,804 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 19,384,897 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
| Waiver amortization installment | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 6,854,186 |
| Carryover balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 6,854,186 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 29,527,804 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 6,063 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 2,435 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 1,503 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1,910 |
| Total of all active and inactive participants | 2018-01-01 | 5,848 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 185 |
| Total participants | 2018-01-01 | 6,033 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $698,227,653 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $681,623 |
| Total income from all sources (including contributions) | 2019-12-31 | $129,812,597 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $23,610,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $20,498,962 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $14,509,503 |
| Value of total assets at end of year | 2019-12-31 | $0 |
| Value of total assets at beginning of year | 2019-12-31 | $592,707,074 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,111,433 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $19,503,251 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $509,543 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $20,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $79,727,555 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,257,511 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $681,623 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $106,202,202 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $592,025,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $2,601,890 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $247,931,488 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $10,911,081 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $12,233,878 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $12,233,878 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $28,189,231 |
| Asset value of US Government securities at end of year | 2019-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $3,026,875 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $95,799,843 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $14,509,503 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $32,160,000 |
| Income. Dividends from preferred stock | 2019-12-31 | $19,503,251 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $20,498,962 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $100,818,378 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $76,451,077 |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2019-12-31 | 134008324 |
| 2018 : RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-33,894,037 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-33,894,037 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $681,623 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $833,457 |
| Total income from all sources (including contributions) | 2018-12-31 | $-22,994,757 |
| Total loss/gain on sale of assets | 2018-12-31 | $12,504,353 |
| Total of all expenses incurred | 2018-12-31 | $21,664,510 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $18,546,263 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $32,160,000 |
| Value of total assets at end of year | 2018-12-31 | $592,707,074 |
| Value of total assets at beginning of year | 2018-12-31 | $637,518,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $3,118,247 |
| Total interest from all sources | 2018-12-31 | $3,905,292 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $14,127,726 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $12,000,399 |
| Administrative expenses professional fees incurred | 2018-12-31 | $319,785 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $60,100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $79,727,555 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $85,313,407 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,257,511 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,015,179 |
| Other income not declared elsewhere | 2018-12-31 | $-5,266,329 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $681,623 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $833,457 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-44,659,267 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $592,025,451 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $636,684,718 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $2,798,462 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $247,931,488 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $270,500,935 |
| Income. Interest from US Government securities | 2018-12-31 | $22,300 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $3,761,424 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $10,911,081 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $12,133,549 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $12,233,878 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $8,634,466 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $8,634,466 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $121,568 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $28,189,231 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $44,036,086 |
| Asset value of US Government securities at end of year | 2018-12-31 | $3,026,875 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-39,507,735 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $52,789 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $-7,076,816 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $32,160,000 |
| Employer contributions (assets) at end of year | 2018-12-31 | $32,160,000 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $23,000,000 |
| Income. Dividends from common stock | 2018-12-31 | $2,127,327 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $18,546,263 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $100,818,378 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $91,873,766 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $76,451,077 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $101,010,787 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $90,027,840 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $77,523,487 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2018-12-31 | 134008324 |
